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Infection and Immunity, February 2003, p. 726-732, Vol. 71, No. 2
0019-9567/03/$08.00+0     DOI: 10.1128/IAI.71.2.726-732.2003
Copyright © 2003, American Society for Microbiology. All Rights Reserved.

Protective Levels of Diphtheria-Neutralizing Antibody Induced in Healthy Volunteers by Unilateral Priming-Boosting Intranasal Immunization Associated with Restricted Ipsilateral Mucosal Secretory Immunoglobulin A

Kingston H. G. Mills,1 Catherine Cosgrove,2 Edel A. McNeela,1 Amy Sexton,2 Rafaela Giemza,2 Inderjit Jabbal-Gill,3 Anne Church,3 Wu Lin,3 Lisbeth Illum,3 Audino Podda,4 Rino Rappuoli,4 Mariagrazia Pizza,4 George E. Griffin,2 and David J. M. Lewis2*

Immune Regulation Research Group, Department of Biochemistry, Trinity College, Dublin 2, Ireland,1 St. George's Vaccine Institute, St. George's Hospital Medical School, London SW17 0RE,2 West Pharmaceutical Services Drug Delivery and Clinical Research Centre Ltd., Albert Einstein Centre, Nottingham Science and Technology Park, Nottingham NG7 2TN, United Kingdom,3 Chiron Vaccines, Siena, Italy4

Received 29 July 2002/ Returned for modification 27 September 2002/ Accepted 4 November 2002

Subunit intranasal vaccines offer the prospect of inducing combined systemic-mucosal immunity against mucosally transmitted infections such as human immunodeficiency virus. However, although human studies have demonstrated the induction of active immunity, secretory immunoglobulin A (sIgA) responses are variable, and no study has demonstrated protection by accepted vaccine-licensing criteria as measured by direct toxin-neutralizing activity. Using the genetically inactivated mutant diphtheria toxoid CRM197 in a bioadhesive polycationic polysaccharide chitosan delivery system, we found that a single nasal immunization was well tolerated and boosted antitoxin neutralizing activity in healthy volunteers, which could be further boosted by a second immunization. The neutralizing activity far exceeded accepted protective levels and was equivalent to that induced by standard intramuscular vaccine and significantly greater than intranasal immunization with CRM197 in the absence of chitosan. A striking but unexpected observation was that although unilateral intranasal immunization induced circulating antitoxin antibody-secreting cells, a nasal antitoxin sIgA response was seen only after the second immunization and only in the vaccinated nostril. If these data are reproduced in larger studies, an intranasal diphtheria vaccine based on CRM197-chitosan could be rapidly licensed for human use. However, a restricted sIgA response suggests that care must be taken in the priming-boosting strategy and clinical sampling techniques when evaluating such vaccines for the induction of local mucosal immunity.


* Corresponding author. Mailing address: Division of Infectious Diseases, St. George's Hospital Medical School, London SW17 0RE, United Kingdom. Phone: 44 020 8725 5826. Fax: 44 020 8725 3487. E-mail: d.lewis{at}sghms.ac.uk.

Editor: J. T. Barbieri


Infection and Immunity, February 2003, p. 726-732, Vol. 71, No. 2
0019-9567/03/$08.00+0     DOI: 10.1128/IAI.71.2.726-732.2003
Copyright © 2003, American Society for Microbiology. All Rights Reserved.




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