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Infect Immun, February 1998, p. 594-602, Vol. 66, No. 2
0019-9567/98/$04.00+0
Copyright © 1998, American Society for Microbiology. All rights reserved.
A Murine Model in Which Protection Correlates with Pertussis
Vaccine Efficacy in Children Reveals Complementary Roles for
Humoral and Cell-Mediated Immunity in Protection against
Bordetella pertussis
Kingston H. G.
Mills,*
Mark
Ryan,
Elizabeth
Ryan, and
Bernard
P.
Mahon
Infection and Immunity Group, Department of
Biology, National University of Ireland, Maynooth, County Kildare,
Ireland
Received 18 August 1997/Returned for modification 10 October
1997/Accepted 11 November 1997
 |
ABSTRACT |
The results of phase 3 efficacy trials have shown that acellular
and whole-cell pertussis vaccines can confer protection against whooping cough. However, despite the advances in vaccine development, clinical trials have not provided significant new information on the
mechanism of protective immunity against Bordetella
pertussis. Classical approaches based on measurement of antibody
responses to individual antigens failed to define an immunological
correlate of protection. A reliable animal model, predictive of
acellular and whole-cell pertussis vaccine potency in children, would
facilitate an elucidation of the mechanism of immune protection against
B. pertussis and would assist in the regulatory
control and future development of pertussis vaccines. In this study, we
have shown that the rate of B. pertussis clearance
following respiratory challenge of immunized mice correlated with
vaccine efficacy in children. Using this model together with mice with
targeted disruptions of the gamma interferon (IFN-
) receptor,
interleukin-4 or immunoglobulin heavy-chain genes, we have demonstrated
an absolute requirement for B cells or their products in bacterial
clearance and a role for IFN-
in immunity generated by previous
infection or immunization with the whole-cell pertussis vaccine. The
results of passive immunization experiments suggested that protection
early after immunization with acellular pertussis vaccines is mediated
by antibody against multiple protective antigens. In contrast, more complete protection conferred by previous infection or immunization with whole-cell pertussis vaccines reflected the induction of Th1
cells. Our findings suggest that the mechanism of immunity against
B. pertussis involves humoral and cellular immune
responses which are not directed against a single protective antigen
and thus provide an explanation for previous failures to define an immunological correlate of protection.
 |
INTRODUCTION |
Recent clinical trials have
demonstrated that acellular pertussis vaccines (Pa) comprising
different combinations of the putative protective antigens, pertussis
toxin (PT), filamentous hemagglutinin (FHA), pertactin (PRN), and
fimbriae from Bordetella pertussis, can confer protection
against World Health Organization-defined whooping cough (1, 6,
11, 12, 37, 39). The safety profile of Pa from the clinical
trials revealed a considerable reduction in the number of mild or
severe adverse events in vaccinated children compared with conventional
whole-cell vaccines (Pw) (6, 11, 12, 21, 37, 39). However,
the mechanism of protection conferred by natural or vaccine-induced
immunity remains to be defined. Assessment of antibody responses in the
clinical trials did not reveal a clear correlation between serum
antibody responses against a single B. pertussis
antigen and protection (10-12, 21, 37). Investigations of
cell-mediated immunity against B. pertussis in children
demonstrated that recovery from whooping cough or immunization with Pw
is associated with selective induction of Th1 cells (30),
whereas immunization with Pa induces T cells with a mixed Th1-Th2
cytokine profile (2, 31, 32). These studies suggest that
distinct arms of the immune response may make different contributions
to protection induced by different types of immunization or natural
infection.
Animal models for infectious diseases of humans have made significant
contributions to our understanding of the immunological mechanisms that
determine resolution of infection or progression to disease and provide
the most realistic possibility of defining the mechanism of immune
protection against B. pertussis. Although the murine
intracerebral challenge model has been used to assess the potency of Pw
(14, 20), this test fails to predict the efficacy of Pa in
humans. In contrast, aerosol inoculation results in a respiratory
infection in adult mice displaying many of the characteristics seen in
infected children and has been used by a number of laboratories to
examine mechanisms of immunity to B. pertussis
(18, 19, 22, 26, 33, 34, 36).
Studies in our laboratory using the murine respiratory infection model
have provided evidence that T cells may play a significant role in
protection against B. pertussis (3, 18, 19, 22, 28). We have demonstrated that adoptive transfer of
CD4+ T cells from convalescent mice can confer protection
against B. pertussis respiratory challenge in
irradiated or T-cell-deficient athymic mice (22).
Respiratory infection or immunization with Pw selectively primed Th1
cells, whereas immunization with Pa induced high antibody levels and
Th2 cells (3, 28). Furthermore, addition of interleukin
(IL-12) to an acellular vaccine polarized the T-cell response to the
Th1 subtype and improved its protective efficacy (18). These
studies point to a role for Th1 cells in protection against
B. pertussis but do not exclude a role for antibody.
In the present study, the availability of samples of the Pw and Pa
vaccines that had been tested in the National Institute of Allergy and
Infectious Diseases-sponsored phase 3 clinical trials in Italy
(11) and Sweden (12) allowed us to demonstrate that protection in the murine respiratory challenge model correlates with vaccine efficacy in children. It also allowed us to compare these
results with those obtained with Pw and Pa that were tested in the
Senegal efficacy trial (37). We have used this model in the
context of active and passive immunization of normal mice and mice with
disruptions in genes encoding either the membrane axon of the µ-chain
constant region of the immunoglobulin (Ig) molecule
(Ig
/
), IL-4 (IL-4
/
), or the gamma
interferon (IFN-
) receptor (IFN-
R
/
) to examine
the mechanisms of natural and vaccine-induced immunity against
B. pertussis. Taken together with the results of our
previous studies (3, 18, 19, 22, 28), the findings
demonstrate complementary roles for cellular and humoral immunity in
protection against B. pertussis.
 |
MATERIALS AND METHODS |
Mice.
All mice used were commercially obtained (B&K
Universal Ltd., Hull, United Kingdom) and were bred and maintained
according to the guidelines of the Irish Department of Health. The
IFN-
R
/
mice, in which IFN-
is nonfunctional
(13), were used with the kind permission of M. Aguet
(Molecular Biology Department, University of Zurich, Zurich,
Switzerland). These mice were generated from the wild-type 129Sv/Ev
(H-2b) strain. The IL-4
/
mice
(16) were used with the kind permission of Werner Muller (Institute for Genetics, University of Cologne, Cologne, Germany), and
the Ig
/
(µMT) mice (15) were used with the
kind permission of Klaus Rajewsky (Institute for Genetics, University
of Cologne). The Ig
/
and IL-4
/
mice
were generated from wild-type C57BL/6 (H-2b)
mice. Unless otherwise stated, all mice were 8 to 12 weeks old at the
initiation of experiments.
Bacterial antigens.
Heat-killed B. pertussis
was prepared by incubation of cells at 80°C for 30 min. Genetically
detoxified recombinant PT (rPT) mutant (PT-9K/129G) (27) and
native FHA and PRN prepared from B. pertussis were
kindly provided by Rino Rappuoli (Chiron SpA, Siena, Italy).
Immunization.
Groups of 20 BALB/c mice were immunized
intraperitoneally at 0 and 4 weeks with 0.2 human dose of either
Wellcome (W), Pasteur Mérieux (PM), or U.S. Connaught
Laboratories Inc. (CLI) Pw, SmithKline Beecham (SB) Pa2, SB Pa3, PM
Pa2, Canadian Connaught Laboratories Ltd. (CLL) Pa5, and Chiron Biocine
(CB) Pa3. The antigenic compositions of the vaccines and their
estimated efficacies in children are shown in Table
1. With the exception of the W Pw, which
was the third British Reference Preparation (88/522) from the National Institute for Biological Standards and Control, Potters Bar,
Hertfordshire, United Kingdom, all vaccines were provided by the
manufacturers as combined diphtheria-tetanus-pertussis formulations
adsorbed to alum. Mice were challenged 2 weeks after the second
immunization. In experiments comparing active and passive immunization
and assessing the contribution of individual antigens to protection,
BALB/c mice were immunized with W Pw (0.2 human dose) or 5.0 µg each of different combinations of Pa components (rPT, FHA, and PRN). In
active immunization experiments, mice were challenged 2 weeks after two
immunizations (0 and 4 weeks). In passive immunization experiments,
mice were immunized three times (0, 3, and 6 weeks) and were bled at
week 8. Recipient BALB/c mice were injected intravenously with 0.1 ml
serum from mice immunized with W Pw or Pa (rPT, FHA, and PRN) or with
0.1 ml of each serum (in different combinations) from mice immunized
with rPT, FHA, or PRN alone. Mice were challenged 4 h after
passive transfer of antibody.
B. pertussis respiratory challenge model.
Respiratory infection of mice was initiated by aerosol challenge by a
modification of the method described by Sato et al. (33).
B. pertussis W28 phase I was grown under agitation
conditions at 37°C in Stainer-Scholte liquid medium. Bacteria from a
48-h culture were resuspended at a concentration of approximately
2 × 1010 CFU/ml in physiological saline containing
1% casein. The challenge inoculum was administered to mice as an
aerosol over a period of 15 min by means of a nebulizer as described
previously (18). Groups of four mice were sacrificed at
various times after aerosol challenge to assess the number of viable
B. pertussis in the lungs. Lungs were removed
aseptically from infected mice and homogenized in 1 ml of sterile
physiological saline with 1% casein on ice. Aliquots of 100 µl of
undiluted homogenate or of serially diluted homogenate from individual
lungs were spotted in triplicate onto Bordet-Gengou agar plates, and
the number of CFU was estimated after 5 days of incubation at 37°C.
Results are reported as the mean viable B. pertussis
for individual lungs from at least four mice per time point per
experimental group. The limit of detection was approximately
log10 0.5 CFU per lung.
Anti-B. pertussis antibodies.
The levels of
B. pertussis-specific antibodies in serum and lung
lavage (22) were determined by enzyme-linked immunosorbent assay using purified B. pertussis antigens (2 µg/ml)
to coat plates. Bound antibodies were detected using alkaline
phosphatase-conjugated anti-mouse IgG or IgG subclasses (PharMingen,
San Diego, Calif.).
Cytokine assays.
Spleen cells (2 × 106/ml)
from naive and immune mice were cultured with heat-killed B. pertussis (105, 106, or
107/ml), heat-inactivated PT (0.2 to 5.0 µg/ml), FHA (0.2 to 5.0 µg/ml), PRN (0.2 to 5.0 µg/ml), or medium alone.
Supernatants were removed after 72 h, and IFN-
and IL-5
concentrations were determined by immunoassay as previously described
(18). Results are given as mean cytokine concentrations
against the optimum antigen concentration for groups of four mice
tested individually in triplicate.
Statistical analysis.
Calculation of the areas under
bacterial clearance curves and the regression analysis were performed
by using the Fig. P graphics and statistical software.
 |
RESULTS |
Protection in a murine respiratory challenge model correlates with
vaccine efficacy in children.
We have evaluated three Pw and five
Pa, including clinical lots evaluated in different efficacy trials
(Table 1). The number of bacteria in naive control mice increased to a
peak 7 to 10 days after challenge and gradually declined to
undetectable levels after 35 to 42 days (Fig.
1). Immunization with the W Pw or PM Pw,
which like other European Pw have estimated efficacy in the region of
95% (6, 8, 25, 37), conferred the highest level of
protection in mice, with complete bacterial clearance 5 to 7 days after
challenge. In contrast, CLI Pw, which protected only 36 and 48% of
children against whooping cough in the National Institute of Allergy
and Infectious Diseases-sponsored Italian and Swedish trials,
respectively (11, 12), showed significantly poorer clearance
in immunized mice, with significant levels of bacteria still detectable
in the lungs 10 days after challenge. Mice immunized with different Pa
showed an early decline in the bacterial load in the lungs by day 3 after challenge but failed to completely eliminate the bacteria until
11 to 14 days later. The rate of bacterial clearance was lower in mice
immunized with SB Pa2 than in those immunized with the SB Pa3. The same
lots of vaccine had 59 and 84% efficacy, respectively, in the Swedish and Italian trials (11, 12). In contrast, another
two-component vaccine manufactured by Pasteur Mérieux (PM Pa2)
generated an equivalent level of protection as the CLL Pa5 in the mouse
model. The estimated absolute efficacy of these vaccines was 85% in
the Senegal (37) and Swedish (12) trials.
Finally, the clinical lot of the CB Pa3, which protected 84% of
children in the Italian trial (11), conferred a high level
of protection in the mouse model. The numbers of CFU in lungs were
close to or below the level of detection 3, 7, 10, and 14 days after
challenge. The almost identical clearance curves observed in mice with
a recent clinical lot of the CB Pa3 provides convincing evidence of the reproducibility of the test within experiments and is indicative of the
long-term stability of this vaccine (Fig. 1). Further evidence of the
reproducibility of the aerosol challenge model was evident from
comparisons of the vaccines from the same manufacturer tested on
different occasions (data not shown).

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FIG. 1.
Kinetics of B. pertussis clearance from
the lungs after respiratory challenge of mice immunized with Pw or Pa.
Groups of 20 BALB/c mice were immunized intraperitoneally at 0 and 4 weeks with 0.2 human dose of either W Pw, PM Pw, CLI Pw, SB Pa2, SB
Pa3, PM Pa2, CLL Pa5, or CB Pa3 (a, lot used in Italian trial
manufactured in 1992; b, clinical lot manufactured in 1996) or with
alum alone (control). Two weeks after the second immunization, mice
were challenged with B. pertussis W28 and CFU counts
were performed on individual lung homogenate at intervals after
challenge. Results are mean (±standard error) viable B. pertussis counts from four mice per group at each time point.
|
|
We performed statistical analysis to test the significance of the
correlation between protection in children and in the murine respiratory model. Regression analysis revealed a highly significant (P < 0.001) correlation between the bacterial
clearance in mice and the estimated efficacy in children (Fig.
2). Expression of the area under the
clearance curves (days 0 to 14 after challenge) of immunized mice as a
ratio of the area under the curve for unimmunized control mice allows
compensation for any experiment-to-experiment variation in the
challenge, and this ratio gave a negative correlation (r =
0.941) with the estimated vaccine efficacy in
children (Fig. 2). It should be noted that the data on efficacy in
children are derived from a number of trials and studies carried out
under different conditions.

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FIG. 2.
Correlation between bacterial clearance from the lungs
following aerosol challenge of immunized mice and vaccine efficacy in
children. The areas under the curves of bacterial clearance 0 to 14 days after challenge of mice immunized with a vaccine, expressed as a
ratio of area under the curves for control unimmunized mice in the same
experiment (as shown in Fig. 1, except area was calculated up to 14 days in all cases), were plotted against the estimated efficacy of the
vaccine shown in Table 1. The efficacies of the CLI Pw and W Pw were
taken as the means of the values given in Table 1.
|
|
Gene knockout mice reveal distinct mechanisms of natural and
vaccine-induced immunity.
To examine the roles of B cells and of
two key type 1 and type 2 cytokines, IFN-
and IL-4, in natural and
vaccine-induced immunity against B. pertussis, we
examined the course of infection in Ig
/
,
IL-4
/
, IFN-
R
/
, and wild-type mice
that had previously been infected or immunized with Pw or Pa. Since
Ig
/
mice develop a chronic infection after primary
challenge (19), we could not examine the role of B cells in
a secondary infection. Nevertheless, although IFN-
R
/
mice developed an atypical disseminated infection, they did clear the
bacteria from the lungs 80 to 100 days after challenge (19). However, following reinfection, the rate of bacterial clearance was
lower in IFN-
R
/
mice than in the wild-type strain
(Fig. 3). Bacteria were undetectable in
the lungs of wild-type 129Sv/Ev mice 7 days after challenge, whereas
the CFU counts in the lungs of IFN-
R
/
mice declined
to low levels on day 7 but rebounded on day 10 and were still at
detectable levels 14 days after challenge. In contrast, the rate of
bacterial clearance was higher in IL-4
/
mice than in
the wild-type C57BL/6 mice (Fig. 3).

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FIG. 3.
Bacterial clearance following B. pertussis respiratory challenge of immunized or convalescent
gene-disrupted mice. IL-4 / (A) and
IFN- R / (B) and the wild-type C57BL/6 and 129Sv/Ev
mice were infected with B. pertussis, allowed to clear
the bacteria (12 to 14 weeks), and challenged 2 weeks later.
Ig / , IL-4 / (C and E), and
IFN- R / (D and F) mice and the wild-type C57BL/6 and
129Sv/Ev mice were immunized twice (weeks 0 and 4) with the W Pw (C and
D) or Pa prepared from rPT, FHA, and PRN adsorbed to alum (E and F) and
were challenged 2 weeks after the second immunization. Results from
four experiments are mean (±standard error) CFU per lung for four to
nine mice per time point.
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|
Immunization of Ig
/
mice with pertussis vaccines did
not confer protection against infection with B. pertussis; the levels of bacteria in the lung remained at high
levels 7 and 14 days after respiratory challenge (Fig. 3). In contrast,
the levels of bacteria were low or undetectable 7 to 14 days after
challenge of wild-type mice following two immunizations with Pw (Fig.
3). However, the numbers of viable bacteria were higher 7 and 10 days after challenge in IFN-
R
/
mice than in 129Sv/Ev mice
but were almost identical in IL-4
/
and the wild-type
C57BL/6 mice immunized with Pw (Fig. 3). Disruption of the IL-4 or
IFN-
R gene had little effect on clearance of B. pertussis from the lungs of mice immunized with Pa (Fig. 3).
Immune responses in normal and gene knockout mice.
An
examination of the systemic T-cell responses in infected and immunized
mice revealed that the earliest bacterial clearance was observed in
mice with the most polarized Th1 responses. Respiratory infection or
immunization with Pw selectively stimulated systemic Th1 cells specific
for PT, FHA, and PRN in all strains examined except the
IFN-
R
/
mice, where IL-5 was detected in addition to
IFN-
and IL-2 (Fig. 4 and data not
shown). In contrast, immunization with Pa induced T cells that secreted
high levels of IL-5 in BALB/c and 129Sv/Ev mice and lower levels in
C57BL/6 mice but almost undetectable levels of IFN-
in all strains
except the IL-4
/
mice (Fig. 4). B-cell-deficient mice
were found to have defective T-cell responses. In comparison with the
wild-type C57BL/6 mice, B. pertussis-specific T-cell
proliferation and cytokine production were significantly reduced in
Ig
/
mice following infection or immunization with Pw,
and responses were almost undetectable following immunization with Pa
(Fig. 4 and data not shown).

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FIG. 4.
T-cell responses in immune wild-type and gene-disrupted
mice. BALB/c (B/c), 129Sv/Ev (129), IFN- R / , C57BL/6
(C57BL), IL-4 / , or Ig / mice were
immunized or infected as described in the legend to Fig. 3, and
responses were assessed on the day of challenge. Spleen cells were
stimulated in vitro with killed B. pertussis,
inactivated PT, FHA, or PRN, and supernatants were assessed for IL-5
and IFN- by immunoassay. Results are mean responses for four mice
assessed individually in triplicate.
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|
Apart from the B-cell-deficient mice, which failed to mount an antibody
response, immunization with Pa generated high antibody titers against
PT and PRN and modest responses against FHA, whereas Pw induced high
antibody titers against PRN and modest levels against PT and FHA (Table
2 and data not shown). Although the IgG
antibody response to individual antigens were lower following infection, significant levels of antibodies against whole bacteria were
detected (not shown). We failed to find a significant correlation between IgG titers against individual antigens and protection against
B. pertussis challenge.
Analysis of the subclass of the anti-B. pertussis IgG
response suggested that protection was associated with IgG2a antibody responses. The responses were highly polarized to IgG2a in infected wild-type mice and to a lesser extent in mice immunized with Pw (Fig.
5). In contrast, IgG1 was the dominant
subclass in mice immunized with the Pa. Deletion of functional
IFN-
R
/
resulted in an increase in the ratio of IgG2a
to IgG1, whereas deletion of IL-4 had the opposite effect (Fig. 5).

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FIG. 5.
Anti-PT IgG subclasses in immune wild-type and
gene-disrupted mice. Mice were immunized or infected as described in
the legends to Fig. 3 and 4, and antibody responses were tested by
enzyme-linked immunosorbent assay on the day of challenge. Results are
reciprocal endpoint titers.
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Passive transfer of antibodies confers protection against
B. pertussis.
Since we had demonstrated defective
T-cell responses in Ig
/
mice and since these mice do
not make mature B cells, we could not conclude that their failure to
confer resistance against B. pertussis challenge
following immunization was solely due to defective antibody production.
We had previously demonstrated that antibody from convalescent mice had
only a marginal effect on the rate of bacterial clearance when
passively transferred prior to challenge (22). Here we show
that antibody may play a more significant role in protection induced by
immunization, especially with Pa. Passive transfer of serum from BALB/c
mice immunized with Pw or Pa resulted in a 3- to 5-log reduction in the
bacterial load early after challenge (Fig.
6). However, compared with active
immunization with Pw, where bacteria are undetectable on day 7, passive
immunization with anti-Pw serum was associated with a rebound in the
counts on day 14 and a delay in complete bacterial elimination until day 21 (Fig. 6). In contrast, active and passive immunization with Pa
resulted in similar kinetics of bacterial clearance after challenge.
Transfer of serum (0.1 ml) from animals that had received three
immunizations with the Pw or Pa resulted in serum antibody titers
against PT, FHA, and PRN at the time of challenge similar to those
observed in mice that received two active immunizations with the same
vaccines (Table 2 and data not shown). Analysis of bronchoalveolar
lavage samples from recipient mice at the time of challenge
demonstrated that significant levels of B. pertussis-specific IgG had transudated into the lung (Table 2).

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FIG. 6.
Clearance of B. pertussis following
active or passive immunization with Pw or Pa. (A) Active immunization.
BALB/c mice were immunized twice (0 and 4 weeks) with W Pw or Pa (rPT,
FHA, and PRN). (B) Passive immunization. Serum was prepared from BALB/c
mice immunized three times (0, 3, and 6 weeks) with Pa or Pw, and
recipient mice were injected with 0.1 ml 4 h before respiratory
challenge. Results are mean (±standard error) CFU per lung for four
mice per time point.
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|
Multiple antigen protective mechanism.
Since the exact
contribution of distinct B. pertussis antigens to
protection has not been established, we used the murine model to
examine the protective effect of active or passive immunization with
individual antigens and antigen combinations found in a number of Pa.
Two active immunizations (two doses at 4-week intervals) with rPT
resulted in an almost 5-log drop in the bacterial counts 7 days after
challenge (Fig. 7). Immunization with PRN
also had a significant protective effect, whereas FHA alone was the
least protective of the three antigens tested. However, the combination of FHA and PT was more protective than PT alone, and the addition of
PRN resulted in a further modest enhancement of the rate of bacterial
clearance in immunized mice.

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FIG. 7.
Multiple protective antigens of B. pertussis. (A) Active immunization. Mice were immunized twice (0 and 4 weeks) with 5 µg of either FHA, PRN, rPT, rPT and FHA, or rPT,
FHA, and PRN adsorbed to alum or with alum only (control) and were
challenged 2 weeks later. (B) Passive immunization. Sera were recovered
from mice 2 weeks after three immunizations (0, 3, and 6 weeks) with
rPT, FHA, or PRN only and 0.1 ml of each antiserum, in the combinations
described for active immunization, injected (intravenously) into naive
BALB/c mice, which were challenged 4 h later. Results are mean
(±standard error) CFU per lung for four mice per time point.
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|
Passive transfer of serum from mice immunized with PT alone resulted in
an approximately 4-log reduction of the CFU counts in the lungs
compared with serum from naive mice (Fig. 7). Anti-PRN antibodies also
conferred a high level of protection, but anti-FHA antibodies alone
only had only a modest effect on the rate of bacterial clearance.
However, the addition of anti-FHA antibodies enhanced the protective
effect of anti-PT, whereas the addition of anti-PRN serum to this
combination had no further protective effect.
 |
DISCUSSION |
The murine intracerebral challenge test (14) has been
used to assess the potency of Pw, but until now there has been no animal model in which protection correlates with Pa efficacy in children. In this study, we provide evidence that a murine model of
respiratory challenge with live B. pertussis may
fulfill this role. Although certain of the features of the human
disease, notably the persistent coughing and neurological
manifestations, are not evident in the murine model, the course of
respiratory infection has many of the characteristics of that seen in
infants (7, 26, 33). Furthermore, we have preliminary
evidence that the systemic effects of B. pertussis
infection in mice include elevated levels of proinflammatory cytokines
in the brain (17). The highly significant correlation
between bacterial clearance in immunized mice and vaccine efficacy in
children suggests that the murine respiratory challenge model will have
considerable applications in the regulatory control and future
development of pertussis vaccines. Our data for the mouse model are
consistent with the failure to identify a single immunological
correlate of protection in clinical trials and suggest that
immunogenicity studies against individual B. pertussis
antigens in mice are unlikely to predict vaccine efficacy in children.
In contrast, assessment of the lung bacterial clearance following
aerosol challenge of immunized mice, relative to naive mice or to mice
immunized with a standard vaccine preparation, may provide a
reproducible and more definitive method of evaluating pertussis
vaccines prior to licensure.
The murine respiratory challenge model has also provided an
experimental basis for an elucidation of the mechanisms of natural and
vaccine-induced immunity against B. pertussis. We have
previously demonstrated that B. pertussis-infected
IFN-
R
/
mice develop atypical disseminating disease,
whereas both Ig
/
and athymic mice develop a chronic
infection following challenge with B. pertussis
(19, 22). In the present study, we observed a delayed
clearance of bacteria from the lungs of IFN-
R
/
mice
primed by previous infection or immunization with Pw and enhanced
clearance following rechallenge of IL-4
/
mice. These
observations may be explained on the basis of defective and enhanced
Th1 responses through removal of positive and negative regulators of
Th1 cells, respectively. The rebound effect observed on day 10 postchallenge in IFN-
R
/
mice previously infected or
immunized with Pw, and to a lesser extent in conventional mice
immunized with Pa, may reflect lack of effective cell-mediated immunity
against intracellular B. pertussis. The early decline
in bacterial counts may be mediated through the effector function of
antibody, whereas complete clearance may be dependent on
IFN-
-mediated activation of macrophages and neutrophils
(38). In conventional mice, priming by infection or
immunization with Pw induced the most polarized Th1 response and
conferred the highest level of protection. This finding is consistent
with the observation in children of selective induction of Th1 cells
following infection (30) or immunization with Pw (32) and with our previous studies in mice that Th1 cells
can clear the infection after adoptive transfer into irradiated
recipients (22). The outcome of challenge of
IFN-
R
/
and IL-4
/
mice immunized with
Pa and Pw also suggests a degree of redundancy in the cytokines
involved in vaccine-induced immunity against B. pertussis. Although there was some evidence of broadening of the
Th1 and Th2 responses and the profile of IgG subclasses induced with Pa
in IFN-
R
/
and IL-4
/
mice and with Pw
in IL-4
/
mice, the rate of bacterial clearance was not
significantly different in knockout compared with wild-type strains. It
appears that either Th1 or Th2 cytokines may provide helper function
for antibody production but that Th1 cytokines may play an additional
role, perhaps mediating direct cellular immunity against intracellular B. pertussis (4, 19, 35, 38) in the lungs.
The demonstration that protection against B. pertussis
can be conferred by passive transfer of anti-B.
pertussis serum and the failure to prime protective immune
responses in Ig
/
mice are in agreement with previous
suggestions that antibodies can make a major contribution to
vaccine-induced protection against B. pertussis
(7, 23, 29, 34, 36, 40). Although we have previously
reported that passive transfer of convalescent serum has little
protective effect against respiratory infection in mice, the present
study demonstrated that targeted disruption of the Ig µ-chain gene
did compromise the capacity of the immune system to clear the
infection, suggesting that antibody may also be involved in natural
immunity. However, as these mice do not have mature B cells, the defect
may not be confined to antibody production. Indeed, we observed weak or
undetectable antigen-specific T-cell responses in Ig
/
mice primed by infection or immunization with Pw or Pa. This finding is
consistent with some, but not all, studies that have reported defective
T-cell priming in Ig
/
mice and suggests a role for B
cells in antigen presentation (9, 19, 24). Furthermore, the
observation that active immunization of mice with Pw leads to complete
bacterial clearance as early as 5 days after challenge, whereas
immunization with Pa or passive transfer of anti-Pw serum was
associated with a delay in bacterial elimination and occasional rebound
in bacterial load, suggests that direct cell-mediated immunity is also
required for optimum protection conferred by immunization. It is also
noteworthy that in our studies animals were challenged at the peak of
the antibody response, and it has been reported that antibody levels
decline rapidly after immunization in children, especially with Pa
(5). In contrast, studies from clinical trials and from the
mouse model have demonstrated that T-cell responses are maintained for
more prolonged periods after immunization (3, 5),
emphasizing the requirement for both arms of the adaptive immune
response in vaccine induced protection.
The contribution of different B. pertussis antigens to
protection has been extensively debated (7, 23, 29, 34, 36). The results of active and passive immunization experiments in our study
demonstrate that either PT or PRN can confer relatively high levels of
protection. Although FHA alone was comparatively less protective, it
did augment the protective efficacy of PT. In addition, we have
preliminary evidence that fimbriae augment the protective efficacy of
PT and that PT-FHA-fimbria types 2 and 3 and PT-FHA-fimbria types 2 and
3-PRN are highly protective combinations in the murine respiratory
challenge model (unpublished observations). These findings are
consistent with the results of clinical trials that have demonstrated
that five-, three-, and most two-component vaccines have higher
estimated efficacious than a monocomponent chemically detoxified PT
(PTd) vaccine, albeit in different clinical trials, with different
antigen doses and inactivation procedures, and that vaccine efficacy
may increase with increasing number of antigens in the formulation
(1, 6, 11, 12, 37, 39). The poorer protection induced by SB
Pa2 compared with SB Pa3 in clinical trials and in our mouse model suggests that PRN does make a significant contribution to the protection afforded by these vaccines. However, the results with other
two-component vaccines (6, 37) suggest that, in addition to
the combination of components, the formulation of the antigens may
affect the potency of Pa. We cannot exclude the contribution of other
antigens, including adenylate cyclase or heat shock proteins, to
protection. Indeed, the superior efficacy of Pw may reflect a
contribution of additional antigens or bacterial components that
contribute to adjuvanticity, such as lipopolysaccharide, which is known
to contribute to pertussis vaccine efficacy by enhancing Th1 responses
through IL-12 production (18).
Our findings also provide an explanation for the failure to find an
immunological correlate of protection induced by pertussis vaccines in
children. Clinical trials have until recently focused exclusively on
humoral immunity and have shown that monospecific antibody responses
against either FHA, PT, PRN, or fimbriae do not correlate with
protection (10-12, 21, 37). However, the results of our
study demonstrate that B. pertussis has multiple protective antigens and antibody and T-cell responses against several
antigens may have an additive effect for optimum protection. Antibody
appears to be important in limiting infection and disease by preventing
initial bacterial adherence to ciliated epithelial cells in the
respiratory tract (40), through the neutralization of
bacterial toxins, and may also be required for the removal of bacteria
through opsonization. Our data suggested that early bacterial clearance
was associated with high levels of complement-fixing IgG2a antibodies,
which were influenced by the levels of functional IFN-
induced by
immunization. Although the induction of T cells with mixed Th1-Th2
cytokine profiles appear to mediate the same level of protection as Th1
cells, a polarized Th2 response was associated with a delay in complete
bacterial clearance from the lungs. It is now accepted that
B. pertussis can occupy an intracellular niche in the
lungs, and we and others have demonstrated that IFN-
is required to
contain infection to the respiratory mucosae by abolishing a reservoir
of B. pertussis within macrophages (4, 19, 35,
38). Therefore, the mechanisms that prevent replication and
dissemination and eventually succeed in eliminating B. pertussis from the body appear to reflect the dual extra- and
intracellular location of the bacteria in the host and require the
distinct but coordinated functions of the cellular and humoral arms of the immune response for optimal protection.
 |
ACKNOWLEDGMENTS |
This work was supported by grant 039583 from The Wellcome Trust.
Mark Ryan is supported by a grant from The Health Research Board of
Ireland.
We are grateful to Fiona Griffin and Geraldine Murphy for technical
assistance and to SmithKline Beecham, Chiron Biocine, and Pasteur
Mérieux Connaught for providing vaccines.
 |
FOOTNOTES |
*
Corresponding author. Mailing address: Infection and
Immunity Group, Department of Biology, National University of Ireland, Maynooth, Co. Kildare, Ireland. Phone: 353-1-7083838. Fax:
353-1-7083845. E-mail: kmills{at}may.ie.
Editor: J. R. McGhee
 |
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Infect Immun, February 1998, p. 594-602, Vol. 66, No. 2
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Copyright © 1998, American Society for Microbiology. All rights reserved.
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