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Infection and Immunity, December 1999, p. 6270-6280, Vol. 67, No. 12
0019-9567/99/$04.00+0
Copyright © 1999, American Society for Microbiology. All rights reserved.
Mutants of Escherichia coli Heat-Labile Toxin Act as
Effective Mucosal Adjuvants for Nasal Delivery of an Acellular
Pertussis Vaccine: Differential Effects of the Nontoxic AB Complex
and Enzyme Activity on Th1 and Th2 Cells
Elizabeth J.
Ryan,1
Edel
McNeela,1
Geraldine A.
Murphy,1
Helen
Stewart,1
Derek
O'hagan,2
Mariagrazia
Pizza,3
Rino
Rappuoli,3 and
Kingston
H. G.
Mills1,*
Infection and Immunity Group, Department of
Biology, National University of Ireland, Maynooth, County Kildare,
Ireland1; Chiron Corporation, Emeryville,
California2; and Chiron Corporation,
Siena, Italy3
Received 7 June 1999/Returned for modification 28 July
1999/Accepted 10 September 1999
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ABSTRACT |
Mucosal delivery of vaccines is dependent on the identification of
safe and effective adjuvants that can enhance the immunogenicity of
protein antigens administered by nasal or oral routes. In this study we
demonstrate that two mutants of Escherichia coli
heat-labile toxin (LT), LTK63, which lacks ADP-ribosylating activity,
and LTR72, which has partial enzyme activity, act as potent mucosal adjuvants for the nasal delivery of an acellular pertussis (Pa) vaccine. Both LTK63 and LTR72 enhanced antigen-specific serum immunoglobulin G (IgG), secretory IgA, and local and systemic T-cell
responses. Furthermore, using the murine respiratory challenge model
for infection with Bordetella pertussis, we demonstrated that a nasally delivered diphtheria, tetanus, and acellular pertussis (DTPa) combination vaccine formulated with LTK63 as an adjuvant conferred a high level of protection, equivalent to that generated with
a parenterally delivered DTPa vaccine formulated with alum. This study
also provides significant new information on the roles of the binding
and enzyme components of LT in the modulation of Th1 and Th2 responses.
LTK63, which lacks enzyme activity, promoted T-cell responses with a
mixed Th1-Th2 profile, but LTR72, which retains partial enzyme
activity, and the wild-type toxin, especially at low dose, induced a
more polarized Th2-type response and very high IgA and IgG antibody
titers. Our findings suggest that the nontoxic AB complex has broad
adjuvant activity for T-cell responses and that the
ADP-ribosyltransferase activity of the A subunit also appears to
modulate cytokine production, but its effect on T-cell subtypes, as
well as enhancing, may be selectively suppressive.
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INTRODUCTION |
The majority of pathogenic
microorganisms initiate infection at the mucosal surfaces of the lung
and the gastrointestinal tract. Vaccines that activate mucosal immunity
may be able to stop colonization by pathogens before they gain entry,
offering an effective defense against a wide variety of diseases.
Patient compliance with vaccination programs and vaccination in
developing countries would also benefit, as sterile needles would not
be required. However, most purified protein antigens are poorly
immunogenic when ingested or inhaled (1). Despite the many
practical and immunological advantages, the development of effective
mucosal vaccines has been hindered by the lack of appropriate delivery systems and adjuvants to enhance immune responses following oral or
nasal immunization (1, 36).
The heat-labile toxin of Escherichia coli (LT)
(11), cholera toxin (CT) (20), and pertussis
toxin (PT) (29, 30) have been shown to act as powerful
mucosal adjuvants. LT and CT are each composed of two subunits, a
monomeric enzymatically active A subunit that ADP-ribosylates
GTP-binding proteins and a pentameric nontoxic B subunit that binds
GM1 gangliosides at the surfaces of eukaryotic cells. The
clinical use of these toxins as adjuvants has not been possible due to
their toxicity; therefore, nontoxic mutants have been generated by
site-directed mutagenesis. The mechanism of adjuvant action of LT has
long been controversial (37). Some reports have indicated
that the B subunit alone can act as an adjuvant (7), while
others indicate that the adjuvant action is associated with the
ADP-ribosyltransferase activity of the A subunit (17).
Studies with nontoxic mutants of LT and PT, without ADP-ribosylating
activity, suggest that adjuvanticity is derived from the independent
contribution of the nontoxic AB complex and the enzymatic activity of
the A subunit (11, 13, 29, 30).
Bordetella pertussis is the causative agent of whooping
cough, a disease that still causes high levels of morbidity and
mortality in children. A highly effective whole-cell pertussis vaccine
(Pw) has been available since the 1940s. However, vaccine uptake was severely reduced in some countries due to concern over its safety (6). This led to the development of acellular pertussis
vaccines (Pa) composed of purified proteins, which are putative
protective antigens of the bacteria, such as PT in a genetically or
chemically detoxified form, filamentous hemagglutinin (FHA), pertactin
(PRN), and agglutinogens 2 and 3 (14, 15, 27). The results
of clinical trials have shown that certain Pa are effective in
preventing severe pertussis in children; however, a clear immunological
correlate of protection could not be determined (14, 15). We
have established a reliable animal model, in which we have shown that
the rate of B. pertussis clearance following respiratory
challenge of immunized mice correlated with pertussis vaccine efficacy
in children (21).
The rationale of the present study was to examine the capacity of
mutants of LT to enhance immune responses and protection with a nasally
delivered pertussis vaccine. A number of groups have already reported
that LT, LT mutants, or the purified B subunit of LT (LT-B) can enhance
immune responses with mucosally delivered antigens (7-11, 13, 17,
34). However, there have been a limited number of studies
demonstrating protection against mucosal infection in established
challenge models. The use of an established respiratory challenge model
for B. pertussis has allowed us to address this objective
and significantly to compare protection to that achieved with the
equivalent parenterally delivered alum-adsorbed vaccine, with known
potency in clinical trials. Furthermore, access to mutants of LT which
either lack ADP-ribosylating activity or have partial enzyme activity
provided ideal tools for examining the influence of the enzyme and
binding domains on adjuvant activity, in particular on the induction of
Th1 and Th2 cells. There is still some controversy about the mechanism
of action and about the adjuvant effect of LT for Th1 and Th2
responses. Therefore, we addressed the hypothesis that the enzyme and
the binding domain may have distinct influences on the induction of Th1
and Th2 cells.
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MATERIALS AND METHODS |
Mice.
Female BALB/c mice were obtained from Harlan UK Ltd.
(Bicester Oxon, United Kingdom) and were housed according to the
regulations of the Irish Department of Health. All mice were 6 to 8 weeks old at the initiation of each of the experiments.
Bacterial antigens and adjuvants.
Heat-killed B. pertussis was prepared by incubation of cells at 80°C for 30 min. Purified FHA, PRN, and recombinant PT (rPT) (PT-9K/129G), tetanus
toxoid (TT), and cross-reacting material (CRM-197) of diphtheria toxin
(DT) were prepared by Chiron Corporation, Siena, Italy, as described
previously (25-27). The mutants of E. coli LT,
LTK63 and LTR72, were created by site-directed mutagenesis as
previously described (11, 13).
Immunizations.
Groups of BALB/c mice were immunized at 0 and
4 weeks with a two-component Pa, which consisted of FHA (2.5 µg) and
rPT (5.0 µg) alone or with either LTK63 or LTR72 (1.0 or 10 µg) as
an adjuvant. Mice were immunized either with the vaccine dose
resuspended in 25 µl and applied to the external nares with a
micropipette or following light halothane anesthesia with the vaccine
dose resuspended in 50 µl and applied to the external nares with a
micropipette. In experiments to directly compare nasal and systemic
delivery of a combined diphtheria, tetanus, and acellular pertussis
(DTPa) vaccine, FHA (2.5 µg), PT-9K/129G (5 µg), PRN (2.5 µg), TT
(10 µg), and the DT mutant CRM-197 (10 µg) were formulated either with alum (300 µg) or with LTK63 (10 µg). The alum-adsorbed vaccine was given in a volume of 300 µl by the intramuscular (i.m.) route and
the LTK63-formulated vaccine was given in a 40-µl volume by the
intranasal (i.n.) route.
B. pertussis respiratory challenge.
B.
pertussis W28 phase I was grown under agitation conditions at
37°C in Stainer-Scholte liquid medium. Bacteria from a 48-h culture
were resuspended at a concentration of approximately 2 × 1010 cells/ml in physiological saline containing 1%
casein. The challenge inoculum was administered to mice over a period
of 15 min by means of a nebulizer; mice then remained in the chamber
for a further 15 min. Groups of four mice were sacrificed at 0, 3, 7, 10, and 14 days, and the numbers of viable B. pertussis
organisms in the lungs were assessed. Lungs were removed aseptically
from the infected mice and homogenized in 1 ml of sterile physiological
saline with 1% casein on ice. Aliquots of 100 µl of undiluted or
serially diluted homogenate from individual lungs were spotted in
triplicate onto Bordet-Genou agar plates, and the number of colonies
was assessed after 5 days of incubation. Results are reported as the mean number of viable B. pertussis organisms for individual
lungs from four mice per time point per experimental group.
T-cell responses.
Mice were immunized at 0 and 4 weeks, and
at week 6, the spleen, superior cervical lymph nodes, and posterior
mediastinal (thoracic) lymph nodes were removed and immune responses
were evaluated. Spleen cells from individual mice or pooled lymph node cells (2 × 106 cells/ml) from naïve or
immunized mice were cultured in triplicate in 8% fetal calf
serum-supplemented RPMI at 37°C with heat-killed bacteria
(106 or 107 cells/ml), heat-inactivated rPT (1 to 5 µg/ml), or FHA (1 to 5 µg/ml) or with phorbal myristate
acetate (PMA; Sigma) and anti-mouse CD3 (Pharmingen) or medium only as
positive and negative controls, respectively. In experiments with DTPa
formulations, responses were also tested against PRN, TT, or CRM-197 (1 to 15 µg/ml). Supernatants were removed after 72 h; the
concentrations of gamma interferon (IFN-
), interleukin-4 (IL-4) and
IL-5 were determined by immunoassay; and T-cell proliferation was
assessed after 4 days of culture by [3H]thymidine uptake
as described previously (21). Results are expressed as mean
counts per minute or mean cytokine concentration for the optimum
concentration of antigen in assays performed in triplicate on
individual spleen cells or pooled lymph node cells from four to five mice.
Antibody assays.
Levels of antigen-specific immunoglobulin G
(IgG) in the sera of immunized and control mice were determined by
enzyme-linked immunosorbent assay (ELISA). Purified antigens (FHA, PT,
PRN, TT, and DT; 1.0 µg/ml) were used to coat the ELISA plates. The plates were blocked with milk protein; then serially diluted serum samples were added, and the bound antibody was detected by anti-mouse IgG (Fc-specific) alkaline phosphatase conjugate (Sigma).
Antigen-specific IgA in lungs was detected by ELISA. Lungs were
homogenized in RPMI-8% fetal calf serum containing the protease
inhibitor phenylmethylsulfonyl fluoride (Sigma) at 0.1 mM. ELISA plates
were coated with antigen as for the IgG assay, and serially diluted
lung homogenate was added. The bound antibody was detected with sheep
anti-mouse IgA (Sigma), followed by donkey anti-sheep IgG alkaline
phosphatase conjugate (Sigma). Results are expressed as end point
titers, calculated by regression of the straight part of a curve of
optical density versus serum or lung homogenate dilution to a cutoff of 2 standard deviations above background control values for serum or lung
homogenates from naïve mice.
 |
RESULTS |
LT mutants enhance local and systemic T-cell and antibody responses
to nasally delivered B. pertussis antigens.
Formulation of a two-component Pa, comprising rPT and FHA, with either
the LTR72 or the LTK63 mutant as an adjuvant significantly enhanced
local and systemic T-cell responses following nasal immunization. Strong T-cell proliferation and cytokine production were detected in
spleen cells and in thoracic and cervical lymph node cells in response
to killed B. pertussis, PT, or FHA in tests conducted 2 weeks after two immunizations (Fig. 1 through
3;
also data not shown). In contrast, B. pertussis-specific
T-cell responses in spleens and local lymph nodes from mice
intranasally immunized with rPT and FHA were significantly weaker or,
in some cases, undetectable. However, strong responses to the
polyclonal stimulus, PMA-anti-CD3, indicated that these T cells were
capable of responding in vitro.

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FIG. 1.
LTK63 enhances proliferation and Th1 and Th2 responses
to nasally delivered Pa. BALB/c mice were immunized twice (weeks 0 and
4) i.n. with a two-component Pa consisting of rPT and FHA with or
without LTK63 (10 µg) and with or without light anesthesia (anes.).
At 6 weeks, spleen cells were isolated and stimulated in vitro with PT,
FHA, or killed B. pertussis. After 72 h, supernatants
were removed and IFN- , IL-4, and IL-5 concentrations were measured
by immunoassay. Proliferation was assessed after 4 days. Results are
mean cytokine concentrations or counts per minute for proliferation
assays on spleen cells from four or five mice per experimental group.
Error bars, standard deviations. * and **, P < 0.05 and P < 0.01, respectively, versus Pa alone
(by Student's t test).
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FIG. 2.
LTR72 enhances systemic Th2-type responses to nasally
delivered Pa. BALB/c mice were immunized twice (weeks 0 and 4) i.n.
with a two-component Pa consisting of rPT and FHA with or without LTR72
(1 µg) and with or without light anesthesia (Anes.). At 6 weeks,
spleen cells were isolated and proliferation and cytokine assays were
performed as described in the legend to Fig. 1. * and **,
P < 0.05 and P < 0.01, respectively,
versus Pa alone (by Student's t test).
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FIG. 3.
LTR72 enhances local lymph node Th2-type responses to
nasally delivered Pa. BALB/c mice were immunized twice (weeks 0 and 4)
i.n. with a two-component Pa consisting of rPT and FHA with or without
LTR72 (1 µg) and with or without light anesthesia (Anes.). At 6 weeks, thoracic lymph node (LN) cells (A) and superficial cervical LN
cells (B) were prepared, and proliferation and cytokine assays were
performed as described in the legend to Fig. 1. * and +, P < 0.05 and P < 0.01, respectively, versus Pa
alone (by Student's t test).
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Both the LTK63 and LTR72 mutants also enhanced local and systemic
antibody production following intranasal delivery of Pa
(Fig.
4). Immunization with rPT-FHA in
solution generated weak
and inconsistent anti-PT and anti-FHA serum IgG
and lung IgA responses.
The antibody responses generated by
immunization with Pa without
adjuvant were quite variable between
experiments and between mice
in the same experiments; this is in
agreement with the findings
of other studies on mucosally delivered
soluble antigens. In contrast,
formulation of Pa with LTR72 or LTK63
resulted in consistently
strong serum IgG responses specific for PT and
FHA and also significantly
enhanced IgA responses, especially when the
vaccine was delivered
under anesthesia.

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FIG. 4.
Intranasal immunization with Pa formulated with LTK63
(A) or LTR72 (B) as an adjuvant enhances serum IgG and lung IgA
responses. Mice were immunized as described in the legends to Fig. 1
and 2. Two weeks after immunization, serum and lung homogenates were
prepared and anti-FHA and anti-PT IgG and IgA levels were determined by
ELISA. * and **, P < 0.05 and P < 0.01, respectively, versus Pa alone (by Student's t
test).
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Effects of enzyme activity and toxin dose on the enhancing effects
of LT mutants on Th1 and Th2 responses.
The cytokine profiles
obtained following in vitro stimulation of spleen cells and local lymph
node cells from mice immunized with LTK63 or LTR72 showed that the
ADP-ribosylation activity of the toxins plays an important role in the
modulation of the immune response. Immunization with Pa formulated with
LTK63, the nontoxic mutant, which is devoid of any enzyme activity,
enhanced the production of IL-4, IL-5, and IFN-
by spleen cells
(Fig. 1) and lymph node cells (data not shown) in response to specific antigen stimulation in vitro. This mixed Th1-Th2- or Th0-type profile
has been found by at least six independent experiments with B. pertussis and other antigens. In contrast, 1.0 µg of LTR72, which retains partial enzyme activity, appeared to selectively enhance
Th2 cells, with both spleen (Fig. 2) and local lymph node cells (Fig.
3) producing high levels of antigen-specific IL-5 and moderate levels
of IL-4, but no detectable IFN-
.
In the experiments for which results are shown in Fig.
1 through
3, we
chose 10 and 1.0 µg of LTK63 and LTR72, respectively,
on the basis of
previous studies that had compared the adjuvanticities
of LTK63, LTR72,
and wild-type LT for intranasal delivery of a
model protein antigen,
ovalbumin (
13). Although increasing adjuvant
action was
reported with increasing doses of the mutants in the
range of 2.5 ng to
10 µg per mouse, LTR72 was more effective than
LTK63 at equivalent
doses. Furthermore, the adjuvanticity of active
LT peaked at 1 µg and
was less effective at 10 µg (
13). In experiments
that
directly compared the adjuvanticities of the toxins in vivo,
BALB/c
mice were immunized with rPT-FHA formulated with 1 or 10
µg of LTK63
or LTR72 as an adjuvant, and the resulting immune
responses were
assessed. Intranasal immunization with Pa composed
of rPT and FHA in
solution generated weak T-cell responses, whereas
addition of 1 µg of
LTK63 to the formulation enhanced proliferation,
as well as IFN-

and
IL-5 production, by spleen cells (Fig.
5)
and lymph node cells (data not shown) in response to FHA or killed
B. pertussis. Increasing the dose to 10 µg of LTK63
resulted in
modest further enhancements of proliferation and IFN-

production
(Fig.
5). Consistent with the findings of previous
experiments,
1.0 µg of LTR72 selectively augmented Th2 responses,
with elevated
levels of antigen-induced IL-4 and IL-5 production
compared with
those observed with Pa alone. Wild-type LT (1.0 µg)
also selectively
enhanced IL-4 and IL-5 production, but the effect was
not as dramatic
as that observed with LTR72 (data not shown).
Furthermore, the
mice that received the Pa with 1.0 µg of LTR72 as an
adjuvant
had significantly higher anti-FHA and anti-PT IgG and IgA
antibody
titers than those immunized with Pa formulated with LTK63 or
wild-type
LT (data not shown). Increasing the dose of LTR72 from 1.0 to
10 µg resulted in enhancement of IFN-

levels and lower levels
of
IL-4 and IL-5 (Fig.
5). Thus, the enzyme activity and the dose
of the
toxin appear to affect the cytokine profile of the antigen-specific
T
cells induced. It appears that the trace amounts of ADP-ribosylation
activity present in low doses of LTR72 are sufficient to modulate
the
cytokine profile to Th2 and act as a potent adjuvant for antibody
responses. Conversely, the adjuvant effect of LTK63, which is
mediated
by the binding effect of the AB complex, is pushed more
toward the Th1
subtype. Furthermore, at higher doses of LTR72,
the AB binding activity
may outweigh the enzyme activity, resulting
in enhancement of Th1 as
well as Th2 cell induction.

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FIG. 5.
Effect of toxin dose on the adjuvant effect of LTK63
(K63) and LTR72 (R72). BALB/c mice were immunized twice (weeks 0 and 4)
i.n. with a two-component Pa consisting of rPT (5.0 µg), FHA (2.5 µg), and either LTK63 (1 or 10 µg) or LTR72 (1 or 10 µg) under
light anesthesia. At 6 weeks, spleen cells were isolated, and
proliferation and cytokines were assayed as described in the legend to
Fig. 1. Results are mean values for four or five mice per experimental
group. Error bars, standard deviations. * and **, P < 0.05 and P < 0.01, respectively, versus Pa alone
(by Student's t test).
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Influence of anesthesia and delivery volume on the immune responses
generated by intranasal immunization.
There is evidence to suggest
that the volume of the dose administered and the use of anesthesia can
affect the distribution of a drug or vaccine following intranasal
administration in rodents (24, 35). The use of anesthesia,
especially with higher volumes, may favor antigen penetration into the
lungs, whereas more of the antigen is retained in the nasal tract
following immunization with a lower volume in the absence of
anesthesia. We assessed the immune responses induced by Pa, alone and
with each of the LT mutants as an adjuvant, delivered intranasally by
using these two different protocols. Delivery of the two-component Pa
alone with or without anesthesia generated weak T-cell proliferation and low levels of IL-4, IL-5, or IFN-
production; the immunogenicity of the soluble antigens was particularly poor with the higher volume of
vaccine delivered under anesthesia (Fig. 1 through 3). Addition of
LTR72 or LTK63 enhanced the T-cell responses, but this was influenced
by the mode of immunization. The most significant enhancements were
observed for IFN-
production in response to FHA with LTK63
administered in the lower volume without anesthesia and for IL-5
production in response to PT or FHA with LTR72 administered in a higher
volume with anesthesia (Fig. 1 through 3). In contrast, IL-4, IL-5, and
IFN-
levels were not enhanced to the same extent with LTR72
administered without anesthesia. Examining the responses in the
different local lymph nodes (Fig. 3) provides indirect evidence that
the delivery protocol was directing the antigens to different areas of
the respiratory tract. Intranasal immunization with the lower volume
without anesthesia activated a Th2 response in the superior cervical
lymph nodes, whereas immunization with the higher volume under
anesthesia, which we believe allowed penetration into the lungs, primed
responses in both the superior cervical and thoracic nodes.
Intranasal delivery of the vaccine following light anesthesia results
in antibody titers higher than those observed in the
absence of
anesthesia (Fig.
4). The higher IgA titers observed
may be explained by
our sampling of the IgA in lung homogenates
rather than nasal washes
(logistics limited our ability to perform
nasal washes). However, we
also observed higher serum IgG levels
in the mice immunized under
anesthesia.
Protection against B. pertussis respiratory infection
with mucosally delivered Pa formulated with LTK63 or LTR72.
Mills
et al. (21) have shown that the protection of immunized mice
in a respiratory challenge model correlates with the estimated
pertussis vaccine efficacy in clinical trials. We used this model to
assess the protective efficacy of the nasally delivered Pa formulated
with LTK63 or LTR72. The results given in Fig.
6 show that a nasally delivered
formulation composed of FHA (2.5 µg) and rPT (5 µg) with LTK63 (10 µg) or LTR72 (1 µg) as an adjuvant provided levels of protection
significantly greater than those achieved with the soluble antigens
alone. Furthermore, the levels of protection surpassed those previously
observed with a conventional parenterally delivered two-component Pa
containing FHA (25 µg) and PTd (25 µg) adsorbed to alum
(21), suggesting that the formulation described above would
have superior clinical efficacy. Nasal delivery of Pa with LTR72 in 25 µl without an anesthetic conferred marginally, but not significantly,
better protection than the same vaccine administered in 50 µl under
light anesthesia. Interestingly, nasal immunization with the LT mutants
alone appeared to confer some protection against B. pertussis respiratory challenge. The CFU counts were almost
10-fold lower at 7, 10, and 14 days after the challenge of mice
immunized with LTK63 in phosphate-buffered saline (PBS) compared with
PBS alone. Furthermore, immunization with LTR72 alone resulted in
significantly lower CFU counts at 3 and 7 days (but not at 10 and 14 days) after challenge.

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FIG. 6.
Kinetics of B. pertussis clearance from the
lungs after respiratory challenge of immunized mice. Groups of 20 BALB/c mice were immunized twice (at weeks 0 and 4) i.n. with a
two-component Pa consisting of rPT and FHA with or without LTK63 (10 µg) or with the adjuvant alone (LTK63 in PBS) or PBS alone (A) or
with a two-component Pa consisting of rPT and FHA with or without LTR72
(1 µg) and with or without light anesthesia (Anes.) or with the
adjuvant alone (LTR72 in PBS) or PBS alone (B). Mice were challenged 2 weeks after the second immunization by aerosol inoculation with
B. pertussis. Results are presented as mean lung CFU counts
assessed on four individual mice per experimental group at each time
point. Error bars, standard errors.
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Efficacy of mucosally delivered DTPa vaccine with LTK63 equals that
of a conventional parenterally delivered DTPa vaccine adsorbed to
alum.
Pertussis vaccines are routinely administered to children as
parenterally delivered DTP combination vaccines adsorbed to alum. Therefore, we directly compared a DTPa combination vaccine given by the
nasal route with LTK63 as an adjuvant with the same antigens adsorbed
to alum and injected by the i.m. route. The pertussis components
included rPT (5 µg), FHA (2.5 µg), and PRN (2.5 µg), the third
pertussis antigen present in many Pa. TT (10 µg) and CRM-197 (10 µg) were used for the tetanus and diphtheria components, respectively. As already shown in Fig. 1 and 4 for the pertussis antigens, intranasally delivered DTPa with LTK63 enhanced cellular and
humoral immune responses to tetanus and diphtheria as well as pertussis
antigens (Fig. 7 and
8). The levels of serum IgG specific for
PT, PRN, TT, and DT observed after intranasal immunization with DTPa
with LTK63 as an adjuvant were equivalent to those observed after i.m.
immunization with DTPa adsorbed to alum; however, the mucosal
immunization had the advantage of also enhancing local IgA responses
(Fig. 7). Furthermore, B. pertussis-, TT-, and DT-specific T-cell proliferation and IL-4, IL-5, and IFN-
production were detected in spleen cells from mice immunized by either route (Fig. 8).

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FIG. 7.
Intranasal delivery of DTPa with LTK63 generates potent
IgG and IgA responses against diphtheria, tetanus, and pertussis
antigens. BALB/c mice were immunized i.n. with DTPa containing rPT (5 µg), FHA (2.5 µg), PRN (2.5 µg), TT (10 µg), CRM-197 (10 µg),
and LTK63 (10 µg) in a 40-µl volume following light halothane
anesthesia or with the same DTPa vaccine adsorbed to alum and injected
by the i.m. route. Serum IgG and lung IgA levels against PT, FHA, PRN,
TT, and DT were assessed 2 weeks after the second immunization. * and
**, P < 0.05 and P < 0.01,
respectively, versus Pa alone (by Student's t test).
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FIG. 8.
Comparative T-cell responses generated following nasal
delivery of DTPa with LTK63 and parenteral delivery of DTPa adsorbed to
alum. Mice were immunized as described in the legend to Fig. 7, and
T-cell responses were assessed against TT, CRM-197, and killed B. pertussis as described in the legend to Fig. 1. *, P < 0.05 versus Pa alone (by Student's t test).
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The level of protection against
B. pertussis challenge
conferred by the i.n. delivered DTPa and LTK63 was not significantly
different from that observed with the alum-adsorbed vaccine given
by
the i.m. route (Fig.
9). The bacterial
clearance curve shows
that although the kinetics of clearance were
different with the
two vaccine delivery methods, they were equally
protective.

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FIG. 9.
A mucosally delivered DTPa vaccine with LTK63 as an
adjuvant confers protection against B. pertussis infection
equivalent to that of a parenterally delivered DTPa formulation
adsorbed to alum. Groups of 20 BALB/c mice were immunized as described
in the legend to Fig. 7. Control mice were immunized with alum only
by the i.m. route. The kinetics of B. pertussis
clearance from the lungs after respiratory challenge of immunized mice
was assessed as described in the legend to Fig. 6.
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DISCUSSION |
This study demonstrates that E. coli LT mutants are
capable of enhancing local and systemic T-cell and secretory and
circulating antibody responses induced by antigens from B. pertussis delivered by the nasal route. We describe for the first
time a mucosally delivered combined DTPa vaccine formulation that is
capable of generating a level of protection against B. pertussis infection which is equivalent to that observed with the
same antigens adsorbed to alum administered by a parenteral route. This
study also provides significant new information on the adjuvant effect
of LT on the induction of T-cell responses. Our findings demonstrate
that the absence of ADP-ribosyltransferase activity, instead of
diminishing the adjuvant action of LT, actually broadens its effect.
The nontoxic mutant LTK63 was found to be capable of enhancing both Th1
and Th2 subtypes of T cells, whereas the wild-type toxin and the LTR72 mutant, which has partial enzyme activity, selectively enhanced Th2
cells, especially at low doses.
There have been a number of previous reports of mucosal delivery of
pertussis antigens using a variety of delivery systems (4, 5, 16,
32). However, the level of protection documented either was not
compared with that conferred by the conventional vaccine or did not
approach that observed with alum-adsorbed antigens given by parenteral
route. The highly significant correlation between B. pertussis clearance in immunized mice and vaccine efficacy in
children in the murine respiratory challenge model (21) has provided us with an excellent system for testing the efficacy of
experimental mucosal vaccine formulations and for predicting how they
might perform in clinical trials. The two-component Pa composed of the
B. pertussis antigens FHA and rPT with either LTK63 or LTR72
as an adjuvant conferred a high level of protection against B. pertussis respiratory challenge. By extrapolation from our
correlation curve, the potency index achieved with FHA and rPT
delivered nasally with LT mutants surpassed that observed with a
two-component Pa composed of FHA and chemically detoxified PT
(21). Furthermore, we have described for the first time a mucosally delivered DTPa combination vaccine which was as effective as
the equivalent alum-adsorbed delivered by a parenteral route.
The nontoxic mutant, LTK63, and the partially active mutant, LTR72,
were capable of enhancing the protective efficacy of the nasally
delivered two-component Pa to an equivalent level. However, it is
likely that the protection induced by the two formulations involved a
different combination of immune effector mechanisms. It is now well
established that protection against B. pertussis requires a
combination of cellular and humoral immunity (21). It has
been demonstrated that Th1 cells can transfer immunity to naïve
immunosuppressed mice (22, 28). Furthermore, reduced bacterial clearance or disseminating atypical disease was observed following B. pertussis infection of IFN-
defective or
IFN-
receptor-defective mice (2, 19). However, B cells
and antibody production have also been found to be of crucial
importance in protection against B. pertussis;
B-cell-deficient mice with disruptions of the µ chain gene developed
a chronic infection and failed to clear the bacteria from the lungs and
could not be immunized with Pa or Pw (19, 21). Natural
infection or immunization with Pw selectively induces Th1 cells and
confers a higher level of protection than parenterally delivered Pa
(22, 28). Nevertheless, the Pa can also confer a reasonable
level of protection, and these vaccines induce Th2 cells in mice
(28) and a mixed Th1-Th2 response in children
(31). The present study demonstrates that the protection conferred with intranasally delivered Pa with LTK63 as an adjuvant relies more heavily on cellular immunity. In contrast, the vaccine formulated with LTR72 enhanced Th2 and antibody responses; lung IgA and
circulating IgG levels were increased and IL-4- and IL-5-producing cells were activated in the local lymph nodes and in the periphery. While nasally delivered Pa with LTK63 and LTR72 protect to a level equivalent to that observed with parenterally delivered Pa, the protection observed does not equal that reported for parenterally delivered Pw, which induces a strongly Th1-biased immune response. This
is consistent with the lack of complete polarization to Th1 with either
of the LT mutants.
There is some controversy on the roles of the binding and enzyme
components of LT in its adjuvant activity. It has been reported that
the induction of antibody responses against the B subunit of LT
required the presence of the A subunit and hence ADP-ribosyltransferase activity (8). Furthermore, Lycke et al. (17)
failed to see any adjuvant action in LT mutants without enzyme
activity, but they used the oral route of delivery, which may require
the added potency of enzyme activity for an adjuvant effect to be
observed. In contrast, studies by a number of independent groups have
demonstrated adjuvant effects following nasal delivery of LT mutants
with reduced or defective ADP-ribosyltransferase activity (7, 9,
10, 11, 13). The results from the present study confirm that the ADP-ribosyltransferase activity of LT is not essential for the adjuvant
action of LT, but more significantly, they demonstrate that the A
subunit does have immunomodulatory activity which is distinct from that
of the binding domain. Our findings are in agreement with a report by
Giuliani et al. (13) suggesting that the adjuvant activity
of LT is derived from independent contributions of the nontoxic AB
complex and the enzyme activity, but in addition our study demonstrates
that the receptor binding and enzyme activities have distinct
modulatory effects on T-cell subtype induction in vivo.
We observed augmentation of both Th1 and Th2 responses by the nontoxic
mutant LTK63 but more Th2-biased responses with the wild type and with
the partially active mutant, LTR72. Nasal immunization with Pa or DTPa
vaccine in the presence of the enzymatically inactive mutant LTK63
enhanced the production of IFN-
, IL-4, and IL-5 by
antigen-stimulated spleen and lymph node cells. In contrast, immunization with Pa in the presence of 1.0 µg of LT or LTR72 selectively enhanced IL-4- and IL-5-secreting T cells. The enhancing effect of LT on type 2 T cells is consistent with that observed with
mucosally delivered CT (20). In addition, we have previously reported that a mutant of PT lacking ADP-ribosylation, PT/9K-129G, enhanced Th1 responses (29a, 30). However, the wild-type PT enhanced both Th1 and Th2 cells in vivo (30). Furthermore,
it has been reported that oral delivery of TT with LT induced T cells with mixed Th1- and Th2-type responses in the spleen and Peyer's patches (34). In the present study we observed highly
polarized Th2 responses with low doses of LTR72 but some enhancement of IFN-
production when the dose of toxin was increased from 1 to 10 µg per mouse. Furthermore, increasing the dose of adjuvant also
appeared to augment the Th1 component of the mixed Th1-Th2 profile
observed with LTK63. It appears that the binding domain enhances
IFN-
production and that this effect is more pronounced at higher
doses of the toxin, whereas the enzyme activity selectively enhances
Th2 responses and/or suppresses Th1 cells. However, the latter effect
may be evident only at lower doses of LTR72, when the enhancing effect
of the AB binding domain on IFN-
production is diminished.
There are a number of possible mechanisms that may explain the
differential effects of LT, LTR72, and LTK63 on Th1 and Th2 responses.
The ADP-ribosyltransferase activity of LT and LTR72 results in
increased cyclic AMP (cAMP) levels, and it has been reported that cAMP
accumulation up-regulates IL-4 and IL-5 production by activated
CD4+ T cells while down-regulating IL-2 production. It is
likely that Th1 and Th2 cells differ in their sensitivities to an
increase in cAMP. T-cell receptor-mediated proliferation in Th2 cells
is not affected by CT, whereas Th1 cells are inhibited (23).
Accumulation of cAMP in antigen-presenting cells has been shown to
correlate with an increase in prostaglandin E2 synthesis,
which in turn has been shown to have a negative effect on the
production of IL-2 and IFN-
, while upregulating IL-5 production
(33).
An alternative, but not exclusive, explanation for the distinct effects
of LT and LT mutants on the induction of Th cell subtypes is provided
by our recent studies on the effect of LT on the production of
cytokines that regulate the induction of Th1 and Th2 cells. We have
preliminary evidence that LT and LTR72 suppress IL-12 production in a
dose-dependent fashion, whereas LTK63 enhances IL-12 and IFN-
production both in vivo and in vitro (29a). This is
consistent with a recent report demonstrating that CT and LT, but not
CT-B, can inhibit IL-12 production and IL-12 receptor
1 and
2
chain expression (3). We have previously reported that IL-12
production by macrophages is crucial for the development of the
protective Th1 response to B. pertussis infection or
immunization (18). The purified antigen components of the Pa
failed to elicit IL-12 production by macrophages, resulting in a
Th2-type response, and addition of exogenous IL-12 as an adjuvant
switched the response to Th1-Th2 and enhanced protection
(18). This is consistent with our finding that nasal
delivery of LTR72 during B. pertussis infection suppressed
Th1 responses and exacerbated the infection, whereas LTK63 enhanced Th1
responses and augmented the rate of bacterial clearance
(29a).
We also demonstrated that manipulating delivery of the vaccine,
targeting the antigens to the upper or lower respiratory tract, influenced the resulting immune responses. The use of anesthetic and a
relatively high delivery volume, which allows penetration into the
lungs (24, 35), resulted in higher local IgA and Th2
responses in thoracic and cervical lymph nodes. In contrast, a lower
volume without anesthesia, which would have confined the vaccine to the
nasal cavity, resulted in stronger Th1 responses, especially in the
superior cervical lymph nodes, but weaker antibody responses. Antigens
delivered to the nasal tract may be taken up by resident
antigen-presenting cells, and these pass through the nasal epithelium
layer to the superior cervical lymph nodes, where an immune response is
initiated (12). If the antigen penetrates further into the
lung (e.g., following anesthesia), then the thoracic nodes are also
activated. The bias toward Th2 responses in the gut and lungs may
reflect the natural host mechanism of limiting inflammatory responses
at mucosal surfaces, where a continuous array of antigens are ingested
or inhaled. This is consistent with the observation that the more
Th2-biasing mutant LTR72 had a more pronounced adjuvant effect on the
immune responses to antigen delivered into the lungs. Furthermore, the
effect on T-cell response was most dramatic in the thoracic lymph
nodes, which drain the lungs. Thus, it appears that targeting of the
toxins to different immunological sites, the binding to distinct
receptors or their activation/inhibition of distinct G proteins, and
the dose administered may all influence the adjuvant effect for Th1 and
Th2 cells.
The efficacy of LTK63 and LTR72 as mucosal adjuvants demonstrated in
the present study has made the possibility of nasally administered
vaccines realizable and also provides a basis for use of nasally
delivered LT mutants in immunotherapeutic intervention aimed at
modulating T-cell responses in vivo. By using LTK63, with a broad
stimulatory effect on T-cell responses, or low-dose LTR72, which
activates the induction of Th2 cells and suppresses type-1 responses,
it should be possible to design mucosally delivered therapies or
vaccines that modulate the most appropriate immune response to provide
protection against a variety of infectious and immune-mediated diseases.
 |
FOOTNOTES |
*
Corresponding author. Mailing address: Infection and
Immunity Group, Department of Biology, National University of Ireland, Maynooth, Co. Kildare, Ireland. Phone: 353 1 7083838. Fax: 353 1 7083845. E-mail: Kingston.Mills{at}may.ie.
Editor:
J. R. McGhee
 |
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