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Infection and Immunity, December 1999, p. 6346-6349, Vol. 67, No. 12
0019-9567/99/$04.00+0
Copyright © 1999, American Society for Microbiology. All rights reserved.
Validation and Characterization of a Human
Volunteer Challenge Model for Cholera by Using Frozen Bacteria of the
New Vibrio cholerae Epidemic Serotype, O139
Mitchell B.
Cohen,1,2,*
Ralph A.
Giannella,3
Genevieve A.
Losonsky,4
Dennis R.
Lang,5
Susan
Parker,6,7
Jennifer A.
Hawkins,1,2
Carolyn
Gunther,1,2 and
Gilbert A.
Schiff6,7
Gamble Program for Clinical Studies, Division of Infectious
Diseases,6 Children's Hospital Medical
Center,1 and Division of Pediatric
Gastroenterology and Nutrition,2
University of Cincinnati,7 Cincinnati,
Ohio 45229; Division of Digestive Diseases, University of
Cincinnati, Cincinnati, Ohio 452673;
Center for Vaccine Development, University of Maryland
School of Medicine, Baltimore, Maryland 212014;
and Division of Microbiology and Infectious Diseases,
National Institute of Allergy and Infectious Diseases, Rockville,
Maryland 208925
Received 26 July 1999/Returned for modification 3 September
1999/Accepted 24 September 1999
 |
ABSTRACT |
Until recently, all epidemic strains of Vibrio cholerae
were of the O1 serotype. Current epidemics have also been caused by a
new serotype, Vibrio cholerae O139. Although the
pathogenesis and clinical features of O139 cholera are similar to those
of O1 cholera, immunity to serotype O1 does not confer immunity to serotype O139. Therefore, prior to beginning vaccine efficacy studies,
we sought to validate the use of a large standardized frozen inoculum
of virulent V. cholerae O139 4260B for use in a human
volunteer challenge model. Healthy volunteers (n = 25) were recruited for an Internal Review Board-approved inpatient dose-escalation challenge. Our goal was to identify a dose at which the
cholera attack rate and the geometric mean purge were sufficient for
determining vaccine efficacy against moderate and severe disease. At a
dose of 105 CFU, 8 of 10 volunteers experienced purging and
had a positive stool culture for V. cholerae. However, at
this dose, the geometric mean stool volume of 2,175 g was insufficient
by study criteria. At a dose of 106 CFU, 14 of 15 volunteers experienced purging, with a geometric mean stool volume of
5,621 g. Disease severity was significantly greater in volunteers with
blood group O than those with non-O blood types (10,353 g versus 3,555 g, P < 0.001). Following challenge, all volunteers
demonstrated a significant rise in antitoxin antibodies but the serum
vibriocidal titer was attenuated compared to that seen after challenge
with an O1 strain. This model provides a reproducible illness of
sufficient severity for testing the efficacies of new O139 or combined
O1-O139 vaccines.
 |
INTRODUCTION |
Cholera continues to be a major
public health problem in nearly all developing countries (2, 6,
15). Until 1992, all epidemic strains of Vibrio
cholerae were of the O1 serotype. However, in that year, a new
serogroup of epidemic cholera, V. cholerae O139, synonym
Bengal, appeared in Bangladesh and India along the Bay of Bengal
(1). Although the pathogenesis and clinical features of O139
cholera are identical to those of O1 cholera, persons having immunity
to serotype O1 are not immune to the Bengal serotype. This lack of
immunity is primarily due to the unique O139 cell surface, which
functions as a major protective antigen in cholera infection. An
effective vaccine against V. cholerae O139 would therefore
provide an important public health tool with which to control the disease.
An important step in the evaluation of cholera and related vaccines has
been volunteer studies in which nonimmune healthy adult volunteers are
immunized with the candidate vaccine and are then challenged with a
typical cholera strain. A major constraint in these studies has been
the difficulty of preparing a consistent inoculum. In the past it has
been difficult to obtain reproducible results between different
centers. Differences between the inoculum strains and/or between
volunteers have been proposed to explain these inconsistencies. In
order to eliminate differences between inoculum preparations, we sought
to validate a standardized frozen inoculum for use in challenging
volunteers with virulent V. cholerae O139 bacteria. The
primary objectives of this study were to test the following
assumptions: (i) volunteers would be susceptible to illness due to
V. cholerae O139 if the bacteria were reconstituted from a
frozen preparation; (ii) the resulting illness would be typical of
serotype O139 cholera in terms of symptoms, excretion of the organism
in feces, and the serologic response; (iii) there would be a
dose-response effect to the frozen inoculum; and (iv) the challenge
would provide a model with sufficient illness to determine protective
efficacy in a vaccine study.
 |
MATERIALS AND METHODS |
Preparation and validation of the inoculum.
The challenge
lot (V. cholerae O139 4260B) was prepared from a human
strain initially isolated from the International Center for Diarrhoeal
Diseases Research, Bangladesh, Dhaka, Bangladesh, in early 1993. This
strain helped identify the outbreak as one caused by an atypical non-O1
V. cholerae strain. The strain was initially sent to the
Swedish Biological Laboratories by J. Holmgren and from the Swedish
Biological Laboratories to D. A. Sack, who provided the seed lot.
This isolate had been previously used as a fresh inoculum in volunteers
at The Johns Hopkins University (13). From a master seed
lot, organisms were prepared at the Salk Institute, West Point, Pa., as
a 5-liter fermentor batch, harvested, and washed to remove exogenous
toxin. Vials containing 2-ml aliquots of 9.1 × 109
viable organisms in 20% glycerol were frozen (
70°C). The
biochemical phenotypes and antibiograms were identical between the
frozen bacteria and the master seed lot. We used the same validation approach for purity, stability, and virulence as was employed previously for the V. cholerae O1 El Tor Inaba strain N16961
(14). Vials were kept frozen at
70°C at a National
Institute of Allergy and Infectious Diseases repository and shipped on
dry ice to Cincinnati, Ohio. Vials were reconstituted immediately
before use, with no further incubation or bacterial growth. Stability
has been validated 2.5 years following manufacture.
Study plan.
In order to establish a model for vaccine
studies, the aim of the study was to identify a dose of bacteria which
(i) would consistently induce diarrhea in the volunteers with an attack rate of
50% (95% lower confidence interval [CI],
50%) and (ii) would induce a purge in the affected volunteers that had a geometric mean volume of at least 3 kg. Based on previous data for O139 strains
(10, 13, 16), the initial plan was to begin these experiments with 105 CFU and increase the inoculum strength
by a log order as needed to achieve the desired attack rate and
severity of illness.
Volunteer experiments.
By established exclusion and
inclusion criteria, groups of volunteers (n = 5 per
group) between 18 and 40 years of age were recruited under an Internal
Review Board-approved protocol from the community in Cincinnati, Ohio,
as previously described (14). Informed consent was obtained
from all subjects, and experimentation followed the guidelines of the
U.S. Department of Health and Human Services as well as the Children's
Hospital Medical Center Internal Review Board. Briefly, healthy,
eligible, and willing volunteers were screened by taking a history and
performing a physical examination and were required to pass a written
examination to document their knowledge of cholera and the study
design. Volunteers underwent a series of clinical laboratory
examinations to rule out occult illness or pregnancy. Exclusion
criteria included chronic illness; an immunosuppressive condition; an
abnormal stool pattern (e.g., history of persistent diarrhea, blood in
stool, or regular laxative use); travel to an area where cholera is
endemic within the past 5 years; the presence of serum markers
indicating hepatitis C or B infection; a determination of pregnancy
from taking the subject's history or by a positive urine pregnancy
test; a clinically significant abnormality in an electrocardiogram,
screening hematology, or chemistry tests; and allergy to tetracycline
or use of antibiotics within 7 days prior to challenge. In order to
compare this study with the previous O1 validation model
(14), and because persons with blood group O are known to
have a more severe diarrheal response to certain forms of cholera
(5), within each group of five volunteers, two (40%)
volunteers were selected to have blood group O.
Volunteers were admitted to the Clinical Research Center at Children's
Hospital Medical Center and challenged with live virulent V. cholerae O139 4260B dissolved in 30 ml of bicarbonate buffer after
prior neutralization of gastric acid with 120 ml of bicarbonate buffer.
The total amount of sodium bicarbonate contained in the 150 ml was
2 g. Volunteers were fasted for 90 min before and after the challenge.
Outcome measures. (i) Clinical monitoring of volunteers.
The
volunteers were monitored for the occurrence of nausea, vomiting,
diarrhea, and fever (38°C). They were examined at least twice daily,
and fluid intake and output were continuously monitored. All stools
were passed into a fecal collection hat for weighing, inspection,
sampling, and disinfection with sodium hypochlorite. The stools were
graded on a scale of 1 to 5 (1, firm variation of a normal stool; 2, soft variation of a normal stool; 3, runny stool that takes the shape
of the container; 4, opaque-liquid stool; 5, rice water). A validated
grading system model was used for identification of the primary-outcome
variable (grade 3 stools) as previously described (14). The
hydration of volunteers was maintained by replacing stool losses with a
rice-based oral rehydration solution (CeraLyte, Jessup, Md.).
Replacement oral rehydration solution was offered at one and one-half
times the measured stool loss, e.g., 1.5 ml per gram of stool. When
clinically appropriate, intravenous fluids such as Ringer's Lactate,
with or without added potassium, were administered.
Tetracycline (500 mg four times a day for 20 doses) was given when the
volunteer met the criteria for severe purging (>5 kg of stool) or on
day 4, whichever came first. Volunteers were discharged when they were
asymptomatic, had had negative stool cultures for V. cholerae for 3 days, and had received a complete course of antibiotics.
(ii) Laboratory outcome measures.
Stool cultures were
obtained daily after challenge to determine the duration of excretion
of virulent V. cholerae and to quantitate the number of
V. cholerae organisms being excreted as previously described
(14). Briefly, stool or a rectal swab was incubated in
alkaline peptone water enrichment medium prior to inoculation onto
thiosulfate-citrate-bile salts sucrose medium. For quantitative cultures, a measured aliquot of stool was serially diluted onto thiosulfate-citrate-bile salts agar. Suspected colonies were confirmed to be V. cholerae with oxidase reagent and by agglutination
with O139 antiserum (Centers for Disease Control and Prevention,
Atlanta, Ga.).
Serum for antitoxin and vibriocidal serology and whole blood for
antibody-secreting cell (ASC) assays were obtained prior to challenge
and on days 7 and 9 after challenge. Antitoxin and vibriocidal serology
assays were also performed on sera from day 14 after challenge. The
antitoxin assay was performed as previously described (14),
and the optical density was determined with a single 1:50 dilution of
serum. A positive response was defined as an increase of 0.15 optical
density units. The vibriocidal assay was performed essentially as
previously described with an unencapsulated 2L mutant target strain
(9). The numbers of cells secreting antibody to cholera
toxin and V. cholerae capsular polysaccharide (CPS) were
determined as previously described with target O139 strain AI1837
(8). The results were expressed as the numbers of
ASC/106 peripheral blood mononuclear cells.
Case definition.
A cholera case was defined as a positive
stool culture for V. cholerae and at least two diarrheal
stools (grade 3, 4, or 5) totaling at least 200 g within 48 h
or one diarrheal stool totaling 300 g. A moderate case was passage
of at least 3 kg of diarrheal stool during the study, and a severe case
was passage of at least 5 kg during the study. These are the same
definitions that we used for the O1 challenge model (14).
 |
RESULTS |
Clinical and bacteriological data.
A total of 25 volunteers
were studied: 10 at a dose of 105 CFU and 15 at dose of
106 CFU. The clinical illnesses observed at both doses were
typical of cholera, as shown in Table 1.
As expected, the most prominent symptom of the illness was watery
diarrhea. The clinical attack rate at 105 CFU was 80%;
however, this dose produced a mild to moderate illness (geometric mean
purge volume of 2,175 g). Because the geometric mean purge volume was
less than 3,000 g and therefore inadequate by the study design,
volunteers were challenged at log-unit-higher dose (106
CFU). This dose was sufficient to reproducibly generate moderate to
severe diarrheal disease in three groups of volunteers with an average
attack rate of 93%, with a CI (95%) of 68 to 100%. The geometric
mean purge volume at this dose was 5,621 g. Vomiting was present in
20% of the volunteers at 105 CFU and in 40% of the
volunteers challenged with 106 CFU. Fever (>38°C) was
not seen in any volunteer.
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TABLE 1.
Clinical and bacteriological responses in groups of
volunteers challenged with a frozen preparation of
V. cholerae O139
|
|
All 25 volunteers were colonized with V. cholerae (peak
excretion range, 3.94 × 103 to 9.12 × 109 CFU/g of stool). Those who did not meet the clinical
case definition of cholera had lower levels of organisms in stool
(geometric peak excretion, 1.78 × 105; range,
3.94 × 103 to 6.5 × 106 CFU/g) than
those who did meet the case definition of cholera (geometric peak
excretion, 9.29 × 107; range, 4.5 × 106 to 1.4 × 109 CFU/g; P < 0.001). Accounting for the volumes of stool passed, this magnitude
of colonization represents an increase in organisms of at least 4 to 6 log units above the inoculum dose.
Comparison between volunteers with the O blood group and volunteers
with non-O blood groups.
Similar to the increased risk or severity
of illness seen with El Tor, but not classical strains, of V. cholerae O1 (3), there was a marked increase in the
severity of purging in volunteers with blood group O who received
106 CFU (Table 2). At this
dose, of the six volunteers with blood group O, all had moderate (>3
kg) or severe (>5 kg) diarrhea but only three of nine volunteers with
other blood groups had moderate or severe diarrhea (P < 0.05). Volunteers with blood group O had significantly more
purging than those with other blood groups (10,353 versus 3,555 g,
respective geometric mean stool weights; P < 0.01).
There was no difference between blood groups in times of onset to
purging after inoculation or the fecal shedding of cholera organisms.
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TABLE 2.
Comparison of the clinical and bacteriological responses
in volunteers challenged with a V. cholerae O139 frozen
inoculum preparation by blood group
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|
Serologic test results.
A total of 10 (67%) of the 15 volunteers who received 106 CFU and 6 (60%) of the 10 who
received 105 CFU had a significant (fourfold) rise in their
vibriocidal titers when prechallenge sera were compared with sera
collected on days 9 and 14 after challenge. Reciprocal prechallenge
titers were <20; postchallenge reciprocal titers ranged from 20 to 160 (geometric mean peak reciprocal titer, 70). All of the volunteers who
received either 106 or 105 CFU had a
significant rise in their antitoxin titers compared to prechallenge values.
Immune responses, as determined by increases in the numbers of cells
secreting antibodies to O139 CPS and cholera toxin, are shown in Table
3. IgA- and IgM-secreting cells
predominated for CPS; IgA- and IgG-secreting cells predominated for
cholera toxin. By using an arbitrary definition of more than 5 ASC per
106 peripheral blood mononuclear cells as being indicative
of an ASC response, only one volunteer did not manifest any CPS
response. This volunteer had a minimal purge (591 g) and did not
demonstrate a vibriocidal response. By the same criterion of 5 ASC per
106 peripheral blood mononuclear cells, a different
volunteer did not manifest any antitoxin response; this volunteer did
not meet the criteria for diarrhea and also did not manifest a
vibriocidal response.
 |
DISCUSSION |
This study demonstrated that ingestion of an inoculum prepared
directly from a frozen vial of V. cholerae O139, with no
further incubation, resulted in a consistent, acute watery diarrheal
illness typical of O139 cholera. The incubation period, clinical attack rate, colonization rate, and severity of illness at 106 CFU
in this challenge were similar to those parameters of previously published challenge studies using freshly harvested V. cholerae O139 AI1837 (10, 16) (Table
4). However, using freshly harvested AI1837 inoculum, other investigators were unable to reproduce this
clinical response in Thai volunteers even at doses up to 108 CFU (11). Validation of a large batch of
frozen strain 4260B for human challenge studies will permit further
testing to determine whether host susceptibility differences between
North American and Thai volunteers or loss of pathogen virulence was
responsible for this discrepancy.
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TABLE 4.
Previous clinical, bacteriological, and serological
responses of healthy volunteers to various doses of V. cholerae O139 (AI1837)a
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|
We demonstrated a significant rise in the serum vibriocidal antibody
responses of the majority of volunteers by using a modified unencapsulated 2L mutant target strain as previously described (9). When an encapsulated organism is used as the target
strain, no vibriocidal response is seen after challenge with O139
organisms (Table 4). The vibriocidal responses we observed are similar to those seen in natural infection with O139 organisms but much more
modest than those seen in natural infection or volunteer challenge
studies with O1 organisms (4). While the vibriocidal response is the best correlate to protection against subsequent O1
infection, it is likely that protective immunity is conferred by a
mucosal response. As previously observed (12), the
magnitudes and isotypes of the ASC responses were similar between O139-
and O1-infected volunteers (14). All volunteers manifested
an antitoxin response, which was similar to what occurred with
volunteers challenged with frozen O1 organisms. In this study, 27 of 30 volunteers had a significant rise in antitoxin antibodies
(14).
We recently validated a human challenge model using a frozen O1 strain
(14). The designs of the experiments were identical, as were
the desired minimums of illness severity (attack rate with a 95% Cl of
>50% and a geometric mean purge volume of >3,000 g). In order to
achieve this threshold of illness, a 1-log-unit-higher dose of V. cholerae O139 was required than was needed with frozen O1
organisms. However, the disease produced by V. cholerae O139 was more severe than that seen with the frozen O1 challenge. Although we tested only two doses for each strain, it is possible that the
clinical response to an increased O139 inoculum was greater than the
clinical response to an increased O1 inoculum. For the O1 challenge, a
1-log-unit increase in inoculum from 104 to 105
CFU produced a 2.1-fold increase in geometric mean purge, from 1,608 to
3,416 g. For the O139 organisms, a 1-log-unit increase in inoculum from
105 to 106 CFU produced a 2.6-fold increase in
geometric mean purge, from 2,175 to 5,621 g. However, it appears that
much of the increase in purge volume with the frozen O139 strain
resulted from more severe disease in the volunteers with blood group O. This difference is qualitatively similar to, but quantitatively greater
than, differences observed in previous studies of El Tor O1 organisms (14). These data demonstrate that moderate or severe illness due to V. cholerae O139 is more common in persons with blood
group O. As is the case for certain but not all O1 strains
(5), the mechanism for this increased risk is unknown. It
has been suggested that the increased severity is due to enhanced
adherence of vibrios to the human intestinal epithelium, which is rich
in blood group antigens (7).
We have recently used identically prepared frozen O1 inocula to test a
live oral V. cholerae vaccine (17). Based on the results of this study, we conclude that the ability to use easily prepared, identical vials of frozen organisms and the degree of cholera
illness, the predicted clinical attack rate, and the immunological responses we observed validate this model for use in human-volunteer challenge studies to test the efficacies of O139 or combined O1-O139 cholera vaccines against moderate and severe illness.
 |
ACKNOWLEDGMENTS |
We gratefully acknowledge the generous contribution of our
community volunteers. We are also grateful to the nursing staff of the
General Clinical Research Center, Children's Hospital Medical Center,
and Susan Krug for their expertise in clinical investigation.
This study was supported by contract NO1 AI-45252 from the National
Institute of Allergy and Infectious Diseases and by grant MO1-RR08084
from the NCRR, NIH.
 |
FOOTNOTES |
*
Corresponding author. Mailing address: Division of
Pediatric Gastroenterology and Nutrition, 3333 Burnet Ave., Cincinnati, OH 45229. Phone: (513) 636-4415. Fax: (513) 636-7805. E-mail: mitchell.cohen{at}chmcc.org.
Editor:
D. L. Burns
 |
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Infection and Immunity, December 1999, p. 6346-6349, Vol. 67, No. 12
0019-9567/99/$04.00+0
Copyright © 1999, American Society for Microbiology. All rights reserved.