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Infection and Immunity, September 1999, p. 4780-4786, Vol. 67, No. 9
0019-9567/99/$04.00+0
Immunogenicity of DNA Vaccines Expressing
Tuberculosis Proteins Fused to Tissue Plasminogen Activator
Signal Sequences
Zhongming
Li,
Angela
Howard,
Cynthia
Kelley,
Giovanni
Delogu,
Frank
Collins, and
Sheldon
Morris*
Laboratory of Mycobacteria, Center for
Biologics Evaluation and Research, Food and Drug Administration,
Bethesda, Maryland 20892
Received 14 January 1999/Returned for modification 17 February
1999/Accepted 16 June 1999
 |
ABSTRACT |
Novel tuberculosis DNA vaccines encoding native ESAT-6, MPT-64,
KatG, or HBHA mycobacterial proteins or the same proteins fused to
tissue plasminogen activator (TPA) signal sequences were evaluated for
their capacity to elicit humoral, cell-mediated, and protective immune
responses in vaccinated mice. While all eight plasmids induced specific
humoral responses, the constructs expressing the TPA fusions generally
evoked higher antibody responses in vaccinated hosts. Although most of
the DNA vaccines tested induced a substantial gamma interferon response
in the spleen, the antigen-specific lung responses were 2- to 10-fold
lower than the splenic responses at the time of challenge. DNA vaccines
encoding the ESAT-6, MPT-64, and KatG antigens fused to TPA signal
sequences evoked significant protective responses in mice aerogenically challenged with low doses of Mycobacterium tuberculosis
Erdman 17 to 21 days after the final immunization. However, the
protective response induced by live Mycobacterium bovis BCG
vaccine was greater than the response induced by any of the DNA
vaccines tested. These results suggest that the tuberculosis DNA
vaccines were able to elicit substantial immune responses in suitably
vaccinated mice, but further refinements to the constructs or the use
of alternative immunization strategies will be needed to improve the
efficacy of these vaccine candidates.
 |
INTRODUCTION |
More than 100 years after its
discovery, Mycobacterium tuberculosis remains a devastating
microbial pathogen, responsible for substantial worldwide morbidity and
mortality. The World Health Organization has estimated that there are
more than eight million new cases of tuberculosis each year and that
the annual death toll for tuberculosis exceeds three million
(9). This international public health crisis has worsened in
the past decade, largely because the global human immunodeficiency
virus (HIV) epidemic is spreading rapidly into the regions with the
highest rates of M. tuberculosis infection, and an
increasing proportion of individuals infected with M. tuberculosis are becoming coinfected with HIV (40). In
recent years, the increasing frequency of drug-resistant M. tuberculosis isolates has further complicated the clinical management of this disease (41). Outbreaks of
multiple-drug-resistant tuberculosis in the United States, western
Europe, and, more recently, in Latvia and Russia emphasize the
importance of this public health problem (11, 32).
Clinical trials designed to evaluate the effectiveness of the current
tuberculosis vaccine, Mycobacterium bovis BCG, in preventing primary disease have yielded extremely variable results with protective efficacies ranging from 0 to 80% and an estimated overall
effectiveness of only 50% (5). Because of the variable
effectiveness of BCG and the magnitude of the global public health and
economic consequences of this disease, the development of new,
improved, tuberculosis vaccines has become an international research
priority. Several new types of tuberculosis vaccine preparations,
including subunit, live attenuated, recombinant BCG, and DNA vaccines,
are currently being investigated experimentally (20). Among
these preparations, DNA vaccines appear to be particularly promising
because they can induce persistent, cell-mediated immune responses to
antigens isolated from a variety of viral, bacterial, and parasitic
pathogens. In animal models of human disease, DNA vaccines have been
shown to induce protective responses against HIV, influenza, bovine herpesvirus, rabies, leishmaniasis, malaria, herpes simplex virus, and
tuberculosis (3, 10, 18). Besides their immunogenicity, DNA
vaccines offer several other practical advantages. These include ease
of production, the stability of episomal DNA, the capacity to stimulate
cell-mediated responses without the need for adjuvants, and the
eradication of time-consuming procedures needed for the purification of
subunit proteins (10). In addition, safety concerns associated with vaccination of immunodeficient individuals with live
organisms such as BCG would be largely eliminated if an effective tuberculosis DNA vaccine became available.
DNA vaccines encoding at least six tuberculosis proteins have recently
been shown to induce protective responses to tuberculous challenge in
animal models (19, 22, 25, 37, 45). In this study, we have
extended these observations by evaluating the humoral, cell-mediated,
and protective immune responses of four different pairs of tuberculosis
DNA vaccines. We have shown that these DNA vaccines expressing
mycobacterial proteins fused to tissue plasminogen activator (TPA)
signal sequences elicit substantial protective activity and that the
further development and refinement of this technology should be encouraged.
 |
MATERIALS AND METHODS |
Animals.
Specific-pathogen-free C57BL/6 female mice were
obtained from the National Cancer Institute (Bethesda, Md.). The mice
were 8 weeks old at the time of vaccination. The mice were maintained under barrier conditions and fed commercial mouse chow and water ad libitum.
DNA vaccine construction and purification.
The genes
encoding the ESAT-6, MPT-64, HBHA, and KatG proteins were amplified
from M. tuberculosis H37Rv chromosomal DNA with Vent DNA
polymerase (New England BioLabs, Beverly, Mass.) by using primers
designed from the M. tuberculosis genome sequence database. All genes encoding an antigen fused to a TPA signal sequence were amplified with a 5' primer containing an NheI restriction
site and a 3' primer designed with a BamHI site. The genes
that did not encode a TPA signal peptide were amplified with a
HindIII site containing a 5' primer and a 3' primer
designed with a BamHI site. Each PCR product was cloned
initially into the Zero Blunt cloning vector (Invitrogen, San Diego,
Calif.) and then into the eukaryotic expression vector pJW4303 (kindly
provided by James Arthos, National Institute of Allergy and Infectious
Diseases, National Institutes of Health) (43). The
recombinant pJW4303 constructs were transformed into One Shot TOP10
Escherichia coli cells (Invitrogen) and plated on
Luria-Bertani agar containing ampicillin (100 µg/ml). Lastly, large
amounts of endotoxin-free plasmid DNA were prepared and purified with
the Qiagen EndoFree Plasmid Maxi kit (Qiagen, Chatsworth, Calif.). The
endotoxin levels in the final vaccine preparations were assayed with
the QCL-1000 Limulus Amebocyte Lysate kit (BioWhittaker, Walkersville,
Md.). The endotoxin concentrations of these final preparations were usually less than 50 endotoxin units per mg of plasmid DNA.
Mycobacterial protein purification.
The ESAT-6, KatG,
MPT-64, and HBHA antigens were purified as polyhistidine-tagged
recombinant proteins by using the Xpress System (Invitrogen). The
ESAT-6 and KatG proteins were expressed from the pET-24B plasmid, while
MPT-64 and HBHA were expressed from the pET-15B vector. The KatG,
MPT-64, and HBHA polyhistidine-tagged proteins were purified under
native conditions using Ni-affinity chromatography following the
manufacturer's protocol. The ESAT-6 recombinant protein was purified
with Ni-affinity chromatography under denaturing conditions as
described by the manufacturer. In initial studies, native purified
MPT-64 provided by M. Singh from the World Health Organization
recombinant protein bank was also utilized.
The evaluation of antigen-specific antibody levels in vaccinated
mice by enzyme-linked immunosorbent assay.
Immulon 1 plates
(Dynatech, Chantilly, Va.) were coated at 4°C overnight with 0.1 ml
of purified protein (5 µg/ml) in coating solution (KPL, Gaithersburg,
Md.) and then blocked the next day with 1% bovine serum albumin in
phosphate-buffered saline (PBS) for 30 min at 37°C. Serum samples
were applied in serial twofold dilutions from 1:25 and were incubated
for 2 h at 37°C. Each serum sample represented pooled sera from
three vaccinated or control mice. After the plates were washed with
PBS-Tween 20 (0.05%), anti-mouse immunoglobulin G (IgG) alkaline
phosphatase conjugate (Sigma, St. Louis, Mo.) was added for detection
of specific antibodies. For IgG isotype detection, goat anti-mouse IgG1
and IgG2a alkaline phosphatase conjugates (Southern Biotechnology,
Birmingham, Ala.) were used. For color development, the
p-NPP phosphatase system (KPL) was added; the reaction was
stopped at 20 min by the addition of EDTA to a final concentration of
62 mM. The optical density was measured at 405 nm. The end point titer
was defined as the highest dilution of serum that gave an absorbance
value that exceeded an optical density of 0.050 and was twofold greater
than that of the matched dilution of normal mouse sera (29).
Cytokine ELISPOT assay.
Eight C57BL/6 mice per group were
vaccinated intramuscularly in the thigh three times at 3-week intervals
with 100 µg of plasmid DNA per injection. Three weeks after the final
inoculation, three mice were removed for cytokine analyses and five
mice were challenged as described below. Cytokine induction was
evaluated by using an ELISPOT protocol as previously described
(23, 28). Briefly, 96-well Immulon-2 microtiter plates
(Dynatech) were coated with 10 µg of either anti-gamma interferon
(IFN-
) (clone R4-6A2; Pharmingen, San Diego, Calif.) or
anti-interleukin-4 (IL-4) (clone BVD4-1D11; Endogen, Woburn, Mass.)
mouse antibody per ml of PBS buffer (pH 7.3) for 5 h at room
temperature. The plates were blocked with 5% bovine serum albumin
dissolved in a solution containing 0.025% Tween 20 in PBS for 2 h
and were washed with a fresh application of the same solution. Spleen
suspensions were prepared in RPMI 1640 supplemented with 5%
heat-inactivated fetal calf serum, 5% nonessential amino acid, 10 mM
sodium pyruvate, 2-mercaptoethanol, and 100 U of
penicillin-streptomycin per ml (complete medium). The lungs were placed
into Hanks balanced salt solution (HBSS), aspirated to remove blood,
and digested for 1 h with a prescreened lot of 2.5% collagenase
(Worthington Biochemical, Cleveland, Ohio). The digested tissue was
next passed through a 40-gauge stainless steel sieve, and the resulting
cell suspension was washed three times with complete medium. Serial
dilutions of the single-cell suspensions, starting with 106
cells/well, were incubated on anticytokine-coated plates in complete medium for 12 to 16 h at 37°C in a humidified 5%
CO2 incubator. When appropriate, purified mycobacterial
antigens were added to the plates at a concentration of 10 µg/ml
during this incubation period. The plates were washed with 0.025%
Tween 20 and overlaid with 1 µg of biotinylated anti-IFN-
(clone
XMG1; Pharmingen) or anti-IL-4 (clone BVD6-24G2; Pharmingen) antibodies
per ml at room temperature. After 2 h, a 1:5,000 dilution of
avidin-conjugated alkaline phosphatase was added for 1 h at room
temperature. Individual cytokine-secreting cells were visualized by the
addition of the substrate 5-bromo-4-chloro-3 indolylphosphate
(BCIP)/nitroblue tetrazolium agarose mixture (Sigma).
In vitro expression of mycobacterial antigens from DNA vaccine
constructs.
Rhabdomyosarcoma cells (ATCC CCL 136) were grown in
high-glucose Dulbecco's modified Eagle medium supplemented with 10%
heat-inactivated fetal calf serum, 2 mM glutamine, 20 mM HEPES, 100 U
of ampicillin per ml, and 100 µg of streptomycin per ml. At 60%
confluency in 35-mm-diameter culture plates, cells were transfected
with a mixture containing 2 µg of plasmid DNA and 6 µl of
Lipofectin (Gibco) in 200 µl of serum-free medium (OPTI-MEM; Gibco)
for 5 h. The Lipofectin-containing medium was removed, and 1 ml of
complete medium was added. The cells were incubated for an additional
24 h, washed twice in PBS, harvested, and lysed at 4°C in lysis
buffer (1% Nonidet P-40, 0.1% sodium dodecyl sulfate, 50 mM Tris-HCl [pH 8.0], 150 mM NaCl, protease inhibitor cocktail). To evaluate extracellular protein concentrations, the cells were washed with HBSS
and incubated for an additional 8 h in HBSS, and the supernatants were collected and precipitated with 10% trichloroacetic acid. After a
washing with 9 volumes of acetone, the trichloroacetic acid
precipitates were suspended in sodium dodecyl sulfate-polyacrylamide gel electrophoresis loading buffer. Protein expression was visualized with the ECL chemiluminescence system (Amersham, Arlington, Ill.).
Evaluation of the protective activity of DNA vaccines against
low-dose aerosol challenge.
The C57BL/6 mice (five mice per group)
were vaccinated intramuscularly into the thigh three times at 3-week
intervals, with 100 µg of plasmid DNA per injection. Control mice
were vaccinated with 106 CFU of BCG Pasteur injected
subcutaneously. The mice were challenged by the aerosol route about 17 to 21 days after receiving the final DNA vaccine inoculation and 6 weeks after receiving the BCG vaccination. For the challenge, a frozen
ampoule of M. tuberculosis Erdman was thawed and subjected
to 10 s of vibration on a vortex mixer. The suspension was then
diluted in 0.04% Tween 80-saline to a concentration which would
introduce 200 to 500 CFUs into the lung over a 30-min exposure period
in a Middlebrook chamber (Glas Col, Terre Haute, Ind.). The
concentration of M. tuberculosis Erdman needed to produce
this inoculum with the nebulizer had been established in earlier dose
response studies (6). Five mice were sacrificed during the
first 24 h to confirm the size of the challenge dose. After 28 days, the remaining challenged mice were sacrificed, and the lungs and
spleens from individual mice were removed aseptically and homogenized
separately in 5 ml of cold Tween 80-saline by using a Seward stomacher
80 blender (Tekmar, Cincinnati, Ohio). The homogenates were diluted
serially in Tween 80-saline, and 50-µl aliquots were plated on
Middlebrook 7H11 agar. Samples from the BCG-vaccinated controls were
plated on 7H11 agar containing 2 µg of thiophenecarboxylic acid
hydrazide per ml (Sigma) to inhibit the growth of any residual BCG
(6). For determination of the number of CFUs in organs, the
plates were incubated at 37°C for 14 to 21 days in sealed plastic
bags before the colonies were counted. The counting error for five
replicate counts was usually less than 20% of the mean.
 |
RESULTS |
Selection of antigens and vaccination schedules.
Four
immunogenic M. tuberculosis antigens
ESAT-6, MPT-64, KatG,
and HBHA
were selected for testing by using genetic immunization technology (2, 24, 26, 39). The genes encoding these antigens were amplified by PCR and cloned into the pJW4303 eukaryotic expression vector. This vector was designed to express antigens with or
without a TPA signal sequence. Since the presence of a TPA signal
sequence should facilitate the secretion of the antigens from the host
cells, the evaluation of secreted and nonsecreted forms of these
antigens permitted an assessment of the effect of differential
intracellular targeting on the quantity and quality of immune responses.
Since the immunization schedule for tuberculosis DNA vaccines has not
yet been systematically optimized, two immunization schedules were
initially evaluated. Injections of a standard dose of 100 µg of
plasmid DNA were administered intramuscularly at 3- or 6-week
intervals. These experiments indicated that three injections of DNA
vaccines given at 3-week intervals generated better humoral and
protective immune responses than the corresponding 6-week protocol
(data not shown). These studies also demonstrated that maximal
responses (relative to 1 or 2 injections) were produced after three
injections. Therefore, a schedule of three 100-µg injections of
plasmid DNA given 3 weeks apart was selected as being optimal for
subsequent immunization experiments.
Relative concentrations of mycobacterial proteins expressed in
eukaryotic cells.
Montgomery et al. have recently reported that
the amount of expression from a DNA vaccine encoding a TPA-positive
antigen 85A protein that had been transfected into a rhabdomyosarcoma cell line was much greater than the expression from a native
TPA-negative antigen 85A DNA construct (27). To determine
whether the concentrations of antigens expressed from the TPA-positive
plasmids examined in this study exceeded the levels of antigen
expressed from the corresponding TPA-negative constructs,
rhabdomyosarcoma cells were first transfected with DNA vaccines
expressing the ESAT-6, KatG, HBHA, or MPT-64 proteins. After 48 h,
cell lysates were prepared, and specific protein expression was
monitored by immunoblot analyses. As shown in Fig.
1A, the concentrations of all
TPA-positive antigens tested in this in vitro system exceeded the
levels of native proteins. The concentrations of the native KatG,
MPT-64, and HBHA antigens were clearly reduced relative to the
corresponding TPA-positive proteins (Fig. 1A). Moreover, while
substantial expression of the TPA-positive ESAT-6 protein was observed,
the concentration of the native ESAT-6 antigen was significantly
decreased and virtually undetectable in some experiments (Fig. 1A, lane
5). To evaluate the levels of extracellular proteins, the culture
supernatants of cell lines transfected with either the MPT-64 or KatG
plasmids were evaluated (Fig. 1B). When these cell culture fluids were analyzed, much higher concentrations of the TPA-positive proteins (compared to the corresponding native antigen) were also detected (Fig.
1B).

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FIG. 1.
Immunoblot analyses of cell lysates (A) and cell
supernatants (B) from rhabdomyosarcoma cells transfected with DNA
vaccines expressing either TPA fusion or native proteins. The cell
lysates are shown in the following order: MPT-64 negative (lane 1),
MPT-64 positive (lane 2), KatG negative (lane 3), KatG positive (lane
4), ESAT-6 negative (lane 5), ESAT-6 positive (lane 6), HBHA negative
(lane 7), and HBHA positive (lane 8). In panel B, the rhabdomyosarcoma
cell supernatant precipitates from transfections with MPT-64-negative
(lane 1), MPT-64-positive (lane 2), KatG-negative (lane 3), and
KatG-positive (lane 4) constructs are shown.
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|
Humoral responses to DNA vaccination.
The antibody titers
against the four mycobacterial antigens examined in this study were
determined in sera harvested from immunized mice about 2 weeks after
the third injection. While no antigen-specific antibodies were detected
in mice immunized with vector control DNA, all the DNA constructs
tested generated a detectable antibody response. As seen in Table
1, vaccination of the mice with most of
the TPA-positive constructs consistently induced higher total IgG
antibody levels than those induced by the corresponding TPA-negative
constructs. Substantial differences in antibody titers were noted
between the pairs of ESAT-6, MPT-64, and HBHA constructs. In general,
the antibody concentrations induced in response to DNA vaccination
reflect the levels of antigenic expression seen in vitro.
Since the relative IgG2a and IgG1 antibody levels are a marker of the
overall T-cell phenotype, the IgG2a and IgG1 titers
were also
determined for sera collected from these vaccinated
animals (Table
1).
A Th2-type response favors the production
of IgG1 antibodies, while
IgG2a antibodies are associated with
a Th1 response (
35).
For the TPA-positive DNA vaccines, the
postimmunization IgG1 and IgG2a
titers were generally similar.
Although antigen-specific differences in
the IgG2a/IgG1 ratio
were noted, no consistent pattern was apparent.
These results
suggest that the TPA-positive DNA vaccines induced a
mixed T-cell
phenotype. In contrast, the IgG antibody titer and isotype
analyses
indicate that the MPT-64 TPA-negative vaccine generates a
Th1-biased
response. This construct induced relatively low levels of
IgG
antibody with a predominant IgG2a isotype (Table
1).
Cytokine responses in vaccinated animals.
Protective immunity
against mycobacterial disease is believed to largely result from the
induction of a Th1 cellular immune response, with secretion of Th1-type
cytokines playing an important role in preventing active disease
(31, 44). In order to assess the effect of DNA vaccination
on the level of cell-mediated immunity, cytokine responses to the four
purified antigens were assessed in immunized and naive animals with
ELISPOT assays. Since IFN-
is a critical cytokine associated with
the induction of an antimycobacterial protective response (8, 12,
30), we initially focused on this cytokine response in the
vaccinated animals. As seen in Fig. 2,
the ELISPOT data indicate that robust antigen-specific IFN-
responses were detected in the splenocytes of the vaccinated mice. Immunizations with the ESAT-6, KatG, and MPT-64 TPA-positive and -negative constructs all induced spleen cells which responded to
specific antigens by producing IFN-
. However, more modest numbers of
antigen-induced IFN-
SFUs were detected in the lungs of the
vaccinated mice. For each construct, the number of lung IFN-
SFUs
was reduced relative to the splenic IFN-
SFU values. In fact, no
IFN-
SFUs were detected when specific antigen was used to stimulate
the lung cells from mice vaccinated with the HBHA constructs. Among the
DNA vaccines, immunization with the two KatG constructs consistently
induced the best IFN-
responses in the lung.

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FIG. 2.
IFN- antigen-specific responses in the lungs and
spleens of vaccinated mice. After immunization with DNA vaccines or
BCG, the lungs and spleens were removed and the numbers of
antigen-specific SFUs were determined by ELISPOT analysis as described
in the Materials and Methods section. Data are reported for naive mice
(closed boxes), TPA-negative vaccines (open boxes), and TPA-positive
vaccines (hatched boxes). Nondetectable responses are represented by
stars. The BCG response is reported in the adjacent graph. Error bars
represent standard errors.
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|
To facilitate assessment of the T-cell phenotype induced by
immunization, the numbers of splenic and lung IL-4 SFUs were also
determined by ELISPOT analysis (Fig.
3).
Vaccination with both
TPA-positive and -negative DNA vaccines induced
splenic and lung
antigen-specific IL-4 responses. Consistent with the
IFN-

results,
the antigen-specific IL-4 responses were higher in the
splenocytes
than in the lung cells of animals vaccinated with
TPA-negative
DNA constructs. The Th1 bias suggested by the antibody
profile
for the native MPT-64 construct is also reflected in the
relative
numbers of IL-4 and IFN-

SFUs detected in the spleen. For
this
vaccine, the number of IFN-

SFUs (518 ± 125) induced by
vaccination
exceeded the level of vaccine-induced IL-4 SFUs by
threefold (170
± 49).

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FIG. 3.
IL-4 antigen-specific responses in the lungs and spleens
of vaccinated mice. After immunization with DNA vaccines or BCG, the
lungs and spleens were removed and the numbers of antigen-specific SFUs
were determined by ELISPOT analysis. Data are reported for naive mice
(closed boxes), TPA-negative vaccines (open boxes), and TPA-positive
vaccines (hatched boxes). Error bars represent standard errors.
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Control mice were immunized with a single dose of the live BCG vaccine,
and the cytokine response in the lungs and spleen
was assessed 6 weeks
later. As seen in Fig.
2 and
3, BCG evoked
a predominantly Th1
response, with considerable IFN-

SFUs detected
compared to a
relatively limited number of IL-4 SFUs (above the
naive background).
Immunization with live BCG induced six times
more IFN-

SFUs than
IL-4 SFUs in both splenocytes and lung
cells.
Genetic immunization induces protective immune
responses.
The capacity of these DNA vaccines to elicit
protective responses was evaluated 28 days after a low-dose aerosol
challenge (31). Each vaccine was tested in two or three
independent experiments. Protection data from a representative
experiment are shown in Table 2. Since
the bacterial DNA can activate immunity nonspecifically, an important
control was an assessment of the protective response seen in mice
vaccinated with only the vector DNA. In the experiment whose results
are shown in Table 2 and in three subsequent studies, 100 µg of
vector alone did not significantly reduce the number of CFUs seen 28 days after challenge.
Vaccination with three of the TPA-positive constructs

ESAT-6, KatG,
and MPT-64

consistently reduced the number of day 28 lung
CFUs
relative to that seen in the naive controls (
p < 0.05). Immunization
with the ESAT-6 TPA-positive plasmid resulted
in a 90% reduction
of bacteria in the lung compared to controls,
whereas vaccination
with the KatG- or MPT-64 TPA-positive constructs
resulted in a
75 to 85% drop in number of lung bacteria. Moreover,
mice immunized
with the ESAT-6 or KatG TPA-positive constructs showed
significantly
decreased dissemination of the lung infection to the
spleen. Interestingly,
the TPA-negative vaccines consistently elicited
less protective
activity than their TPA-positive counterparts. Although
vaccination
with the ESAT-6 or MPT-64 TPA-negative plasmids
significantly
reduced the number of CFUs in the lung after 28 days, the
level
of protective activity induced was consistently less than that
conferred by the corresponding TPA-positive constructs. This difference
was especially noticeable for the splenic CFU counts. Of the four
TPA-negative constructs, only the ESAT-6 TPA-negative plasmid
reduced
the dissemination of the infection to the spleen relative
to that seen
in the controls. Finally, neither HBHA construct
significantly reduced
the lung or spleen counts. This result supports
our vector control data
and further suggests that the protective
activity of the DNA vaccine
preparations tested was not due to
nonspecific immune activation by the
bacterial
DNA.
Control mice were immunized with live BCG and challenged with
M. tuberculosis Erdman. Dramatic reductions compared to the
naive
controls were observed for both lung (1.49 log
10) and
spleen
(2.29 log
10) CFUs. Clearly, the reductions in lung
and spleen
CFUs in the BCG-vaccinated mice exceeded those seen in the
lung
and spleen of DNA-vaccinated animals. While several of these DNA
vaccine preparations were able to induce a significant immune
response,
the level of protection elicited by these DNA plasmids
was lower than
the protective immunity induced by an optimal dose
of BCG vaccine in
this mouse model of human
tuberculosis.
 |
DISCUSSION |
Genetic vaccination with plasmids encoding mycobacterial genes is
clearly an effective means of generating cell-mediated, humoral, and
protective immune responses against M. tuberculosis antigens. Using intramuscular immunization protocols, we have identified three proteins expressed from DNA vaccines
ESAT-6, KatG,
and MPT-64
which elicit substantial protective activity when evaluated
28 days after a low-dose aerosol challenge. Because these studies were
designed primarily as a screen to identify tuberculosis DNA vaccines
with protective activity, it should be emphasized that our aerogenic
challenges were carried out 3 weeks postimmunization, when vaccination
should have evoked optimal antituberculous immunity. Obviously much
more preclinical testing of the most active plasmids, including an
assessment of their long-term effects on mouse immune memory and an
evaluation of their effectiveness in other animal models, will be
needed prior to their consideration as candidate vaccines for human
vaccine trials.
Our comparison of four different pairs of plasmid constructs
demonstrated that DNA vaccines expressing mycobacterial antigens fused
to TPA signal sequences are generally more protective against tuberculous challenge in this model system than are DNA vaccines expressing the same native protein without a signal sequence. Moreover,
our in vitro data suggests that the difference in protective effectiveness may be the result of elevated concentrations of TPA
fusion proteins relative to native antigens in transfected cells. The
higher levels of TPA fusion proteins in host cells should lead to
increased secretion of these proteins with elevated uptake by
antigen-presenting cells, and thus, a more generalized activation of
the immune system. The higher antibody titers detected in animals
vaccinated with TPA-positive constructs are a reflection of this
enhanced immune stimulation. Whether the increased protein concentrations of TPA-fused antigens compared to native proteins are
the result of increased expression, enhanced stability, or both is
currently being investigated. The correlation between antigenic
expression levels and the extent of immune activation has been reported
for other experimental DNA vaccines. Haddad et al. demonstrated that
DNA constructs expressing chimeric malaria antigens which generated
comparable concentrations of antigen in vitro elicited similar humoral
responses in vivo, despite different intracellular targeting of the
expressed antigens (14). Moreover, Hariharan et al. showed
that protein expression and immune induction were enhanced in mice
inoculated with Sindbis virus-based vectors relative to those in mice
that had been immunized with conventional vaccines (16).
Despite these apparent differences in the protein concentrations
generated from the TPA-positive and -negative constructs, both types of
constructs induced similar levels of IFN-
, a critical cytokine for
antimycobacterial protection (8, 12, 30). There are at least
two possible explanations for this observation. First, the relationship
between the dose of antigen expressed from DNA vaccines and cytokine
production is often extremely complex. For many purified antigens, the
extent of cytokine production does not directly correlate with the
antigenic dose (17). In the context of DNA vaccination,
where antigen expression can persist for months, this complex
relationship between antigen dose and cytokine production becomes even
more difficult to assess. Alternatively, TPA-negative vaccines may
induce substantial cytokine synthesis despite low concentrations of
recombinant protein in the transfected cells, because fragments of
antigens expressed from these plasmid constructs rather than intact
proteins could act as immunomodulators. This hypothesis has been
supported by recent studies showing that ubiquinated proteins expressed
from DNA vaccines can induce immune responses despite being essentially
completely degraded by the host cell and also by the observation that
heat shock proteins can transfer peptides to antigen-presenting cells
for the induction of cytotoxic T lymphocyte (CTL) responses (33,
36, 42).
It is also of interest that the protective responses do not directly
correlate with the levels of in vitro IFN-
synthesis. Certainly, the
failure of two nonprotective vaccines (HBHA positive and HBHA negative)
to evoke significant IFN-
responses in the spleen and the lung seems
consistent with reports suggesting an important role for IFN-
in
antimycobacterial protection. However, the correlation between in vitro
IFN-
synthesis and level of protection fails when data from the
ESAT-6 constructs are compared with the results for other vaccines. The
ESAT-6 TPA-positive vaccine generated a larger protective response
while inducing less IFN-
in vitro than the KatG TPA-positive
plasmid, and the native ESAT-6 construct was more protective than the
native MPT-64 vaccine despite a smaller splenic IFN-
response. One
explanation for these discordant results may relate to the level of
expression of M. tuberculosis antigens in vivo after
challenge. For instance, the considerable protective activity conferred
by the ESAT-6-positive plasmid could be the result of elevated
expression of ESAT-6, relative to the other antigens, by M. tuberculosis following aerosol challenge. This scenario, however,
cannot explain why IFN-
production and protection do not correlate
for the corresponding TPA-positive and -negative constructs. For
example, although the ESAT-6 TPA-positive vaccine is more protective
than the corresponding ESAT-6 construct expressing native antigen, the
TPA-negative plasmid induced similar levels of IFN-
in the spleen
and more IFN-
in the lung. Since the degree of protection does not
directly correlate with the vaccine-induced IFN-
concentrations in
this circumstance, other immune responses must be differentially
elicited by TPA-positive plasmids to generate greater protective
immunity. Consequently, the enhanced protection seen for these
TPA-positive plasmids may result from their capacity to induce higher
concentrations of other critical cytokines or chemokines
(13). Alternatively, the TPA-positive vectors may more
effectively induce mycobacterial CTL responses. It has been speculated
that the presence of signal sequences on DNA vaccine constructs
enhances CTL responses by targeting the expressed antigen directly to
the endoplasmic reticulum and thus obviating the need for antigen to be
processed and translocated to that structure (4). For
intracellular pathogens such as Listeria monocytogenes, CTLs
are clearly required for protective immunity (21). While the
role of mycobacterial CTLs in protection is less certain, recent
evidence suggests that CTLs may also be important for establishing
long-term protection against tuberculosis (34).
Although we have demonstrated that these DNA vaccines induce protective
activity, none of the vaccines tested were as protective as live BCG in
this animal model. Vaccination with ESAT-6, our most active DNA
vaccine, decreased bacterial CFUs in the lung by approximately 90%
following challenge, whereas the corresponding reduction was greater
than 95% in the BCG-immunized controls. This difference was even more
apparent in our assessment of the spleen burden at day 28. BCG was
highly effective in reducing dissemination of the lung infection to the
spleen (2.3 log10 reduction) compared to the ESAT-6
TPA-positive construct (0.6 log10 reduction). The low
relative effectiveness of current DNA vaccines compared to BCG has been
previously reported for both the mouse and guinea pig models of
tuberculosis (1, 22). Our evaluation of the relative immune
responses elicited by vaccination with the DNA vaccines and with BCG
suggests that the superior protection afforded by BCG in this model may
be due to its capacity to induce a substantial cell-mediated response
with a predominant Th1 phenotype in both the lungs and spleens of
vaccinated mice. The ELISPOT data clearly shows that BCG elicits a
Th1-biased immune response, because an elevated IFN-
response and a
relatively low IL-4 response were detected in both the lungs and
spleens of BCG-vaccinated mice. In contrast, immunization with the most
protective constructs, the TPA-positive DNA vaccines, generated a mixed
Th1-Th2 phenotype. The presence of similar levels of IgG2a (Th1) and
IgG1 (Th2) antigen-specific antibodies in sera from DNA-vaccinated mice
and elevated numbers of both IFN-
and IL-4 SFUs in splenocytes of
mice immunized with the DNA constructs support a mixed T-cell profile.
Moreover, most of these DNA vaccine constructs induced only modest
IFN-
lung responses relative to that achieved in the spleen. This
result was not unexpected since Cooper et al. have also shown that
immunity to mycobacterial infections is often expressed at different
levels in the lungs compared to other organs (7).
Surprisingly, the MPT-64 TPA-negative construct, which produced our
most predominant Th1 response, was only moderately protective. Although
this vaccine produced a Th1-biased response, the number of IFN-
SFUs
generated was much lower than that for BCG, especially in the lung.
This result suggests that both the phenotype and the intensity of the immune response induced by a DNA vaccine impact the extent of protection observed.
While our data indicate that these single DNA vaccines need further
improvement before clinical evaluation can be initiated, the results
suggest at least two possibilities for augmenting the effectiveness of
tuberculosis DNA vaccines. Coadministration of plasmids expressing
IL-12 could shift the immune response induced by these vaccines from a
mixed T-helper-cell population toward the desired Th1 phenotype, with a
potential increase in protective effectiveness. Additionally,
intranasal administration of tuberculosis DNA constructs formulated in
novel delivery systems to enhance expression within the lung could
elevate antigen-specific immune responses against the virulent tubercle
bacilli (38). In this regard, Hamajima et al. have recently
demonstrated that intranasal inoculation of an HIV DNA vaccine
increased the HIV-specific mucosal and systemic antibody and
cell-mediated immune responses (15). These real
possibilities for improving and refining DNA vaccination against this
important human pathogen strongly suggest that this approach could
eventually contribute to the global control of pulmonary tuberculosis.
 |
FOOTNOTES |
*
Corresponding author. Mailing address: Laboratory of
Mycobacteria, OVRR/CBER/FDA, HFM-431, Building 29, Room 502, 29 Lincoln Dr., Bethesda, MD 20892. Phone: (301) 496-5978. Fax: (301) 402-2776. E-mail: morris{at}cber.fda.gov.
Editor:
S. H. E. Kaufmann
 |
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