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Infection and Immunity, December 2001, p. 7304-7309, Vol. 69, No. 12
Institute of Theoretical
Surgery1 and Department of Anatomy and
Cell Biology,5 Philipps University Marburg,
Marburg, Germany; Department of Microbiology and Immunology,
University of Leicester, Leicester,2 and
Rheumatology Section, Hammersmith Campus, Imperial College
School of Medicine, London,3 United Kingdom;
and Department of Medical Microbiology and Immunology,
University of Århus, Århus, Denmark4
Received 28 June 2001/Returned for modification 1 August
2001/Accepted 7 September 2001
The complement system and the natural antibody repertoire provide a
critical first-line defense against infection. The binding of natural
antibodies to microbial surfaces opsonizes invading microorganisms and
activates complement via the classical pathway. Both defense systems
cooperate within the innate immune response. We studied the role of the
complement system in the host defense against experimental
polymicrobial peritonitis using mice lacking either C1q or factor B and
C2. The C1q-deficient mice lacked the classical pathway of complement
activation. The factor B- and C2-deficient mice were known to lack the
classical and alternative pathways, and we demonstrate here that these
mice also lacked the lectin pathway of complement activation. Using
inoculum doses adjusted to cause 42% mortality in the wild-type
strain, none of the mice deficient in the three activation routes of
complement (factor B and C2 deficient) survived (mortality of 100%).
Mortality in mice deficient only in the classical pathway of complement activation (C1q deficient) was 83%. Application of further dilutions of the polymicrobial inoculum showed a dose-dependent decrease of
mortality in wild-type controls, whereas no changes in mortality were
observed in the two gene-targeted strains. These results demonstrate
that the classical activation pathway is required for an effective
antimicrobial immune defense in polymicrobial peritonitis and that, in
the infection model used, the remaining antibody-independent complement
activation routes (alternative and lectin pathways) provide a
supporting line of defense to gain residual protection in classical
pathway deficiency.
In response to an infection, humoral
and cellular components of the innate immune defense interact to
contain and eliminate the invading microorganisms. Pattern recognition
molecules on phagocytes play a role, as well as chemokines and
cytokines, adhesion molecules, and other inflammatory mediators such as
histamine, serotonin, leukotrienes, and kinins.
The complement system is an integral part of the innate antimicrobial
immune defense and mediates humoral and cellular interactions within
the immune response, including chemotaxis, phagocytosis, cell adhesion,
and B-cell differentiation (38). Complement may be
activated via three different routes: the classical pathway, the
alternative pathway, and the recently described lectin pathway.
The classical activation pathway is initiated by the binding of the
globular heads of the hexameric recognition molecule C1q to immune
complexes via the Fc regions of the antigen-bound
immunoglobulins. This binding causes a distortion in the collagenous
stalks of C1q, whereby the C1q-associated serine protease dimer of C1r
is activated, which in turn activates the coassociated serine protease dimer of C1s. Activated C1s consecutively cleaves C4- and C4b-bound C2
to generate the C3 convertase, C4b2b, which converts native C3 to C3b.
The deposition of multiple C3b molecules in close proximity causes a
switch in substrate specificity to form the classical pathway C5
convertase, C4b2b(C3b)n, which converts native C5
to C5b. During each of these enzymatic reactions, potent anaphylatoxins (C4a, C3a, and C5a) are produced.
The alternative pathway forms a powerful amplification loop of
complement activation (30) and is initiated by binding of the complement activation product C3b (generated either by spontaneous hydrolysis of C3 ["tick-over"] [C3-H2O is
assumed to act similarly to C3b] or by C3 convertase-mediated
cleavage) to the serine protease zymogen factor B. Upon binding to C3b,
factor B is cleaved by factor D to form the alternative pathway C3
convertase, C3bBb. Again, the subsequent binding of multiple C3b
molecules in close proximity also induces a switch in the substrate
specificity of the alternative pathway C3 convertase from C3 to C5 to
form the alternative pathway C5 convertase complex,
C3bBb(C3b)n.
The lectin pathway can be activated in the absence of immune complexes
and is initiated by the recognition of certain oligosaccharide moieties
on the surfaces of pathogens via macromolecular complexes present in
body fluids. These complexes are composed of a multivalent pattern
recognition subunit and associated serine proteases. To date, two
pattern recognition components of the lectin activation pathway have
been described, i.e., mannan-binding lectin (MBL) (18) and
ficolin p35 (22), which have differing carbohydrate binding specificities (10, 16). Both MBL and ficolin p35
associate with specific serine proteases, termed MBL-associated serine
protease-1 (MASP-1) and MASP-2 (22, 34). In vitro,
purified recombinant MASP-2 was shown to cleave the fourth and second
components of complement (i.e., C4 and C2) in the absence of MASP-1
(20, 34, 36). The analysis of sera of gene-targeted
MASP-1-deficient mouse strains showed no impediment in activation of
the lectin pathway (32) and thereby underlines that MASP-2
is the effector component that cleaves C4 and C2 also in the absence of
MASP-1. The sequential proteolytic cleavage of C4- and C4b-bound C2 to form the C3 convertase, C4b2b, and the C5 convertase,
C4b2b(C3b)n, respectively, is the essential step
by which the lectin pathway activation complex as well as the classical
pathway activation complex initiates further downstream activation of
complement (20, 36), yielding the final, nonenzymatic
assembly of the bactericidal membrane attack complex.
In order to study the physiological and pathophysiological consequences
of selective complement deficiency, mouse strains deficient in the
expression of the complement proteins C1q and factor B and C2 were
generated by gene-specific targeting as previously reported (3,
33). C1q a Animals.
The study was performed in accordance with German
federal regulations. Animals were reared, bred, and health
screened according to institutional guidelines and were kept under
conventional conditions. C1q a MBL-dependent C3 and C4 cleavage assay.
Mice were sacrificed
by CO2 inhalation and bled by cardiac puncture.
After centrifugation of blood samples (with 5 mM EDTA added), plasma
was stored at
0019-9567/01/$04.00+0 DOI: 10.1128/IAI.69.12.7304-7309.2001
Copyright © 2001, American Society for Microbiology. All rights reserved.
Role of the Classical Pathway of Complement
Activation in Experimentally Induced Polymicrobial
Peritonitis

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ABSTRACT
Top
Abstract
Introduction
Materials and Methods
Results
Discussion
References
![]()
INTRODUCTION
Top
Abstract
Introduction
Materials and Methods
Results
Discussion
References
/
mice are deficient
in the classical pathway of complement activation (3),
while the lectin and alternative pathways are functionally active.
H2-Bf/C2
/
mice have been reported to be
deficient in the classical and the alternative routes of complement
activation (33), and here we show that these mice are also
deficient in the lectin pathway activation route. This study reports
the impact that selective deficiency of antibody-mediated classical
complement activation and complete deficiency of all hitherto-known
complement activation pathways have on survival after peritoneal
infection in comparison with the wild-type strain using an experimental
model of polymicrobial peritonitis and sepsis. This is a model for the
postoperative complication of anastomotic leakage. As we have shown
previously, animals in this model, in contrast to those in other models
of peritonitis (e.g., cecal ligation and puncture), did not die early, indicating that death was not caused by toxic effects but was a
consequence of an infectious peritonitis (17).
![]()
MATERIALS AND METHODS
Top
Abstract
Introduction
Materials and Methods
Results
Discussion
References
/
and
H2-Bf/C2
/
mice were on a pure 129/Sv
genetic background. Adult male transgenic and control (129/Sv) mice (6 to 8 weeks old) were used.
70°C until further use.
Animal experiment. An appropriate level of anesthesia was induced with a fentanyl-droperidol mixture (1:1; 12 ml/kg intraperitoneally [i.p.]). Laparotomy (0.5-cm midline incision) was performed aseptically, and dilutions of a standardized polymicrobial human fecal suspension in Ringer's solution (17), or Ringer's solution only where indicated, were inoculated i.p. (0.02 to 0.2 ml, depending on the dilutions made). The microbiological profile of the inoculum, which was used previously to establish a rat model of postoperative abdominal peritonitis (17), included anaerobic, aerobic, gram-positive, and gram-negative bacteria and fungi (17). The peritoneal, muscle, and skin incisions were closed with stitches. Mortality rates and survival times were recorded. The end point of the experiment was defined as the mortality rate at 120 h.
An inoculum of 0.12 ml/kg of body weight was used to challenge 129/Sv and C1q a
/
as well as
H2-Bf/C2
/
mice (n = 12 each) in a two-block design performed in two separate experiments.
Statistical evaluation. Descriptive statistics were expressed as means and standard deviations. Chi-square tests were performed for nominal data. As distributions were unknown, nonparametric tests were used for parameters of location and variance (Mann-Whitney U test for two samples and Kruskal-Wallis test for k samples). Time courses of survival were analyzed by Kaplan-Meier survival curve calculations and the log-rank test for k samples. P values of <0.05 were defined as significant for discrimination. Data were analyzed using SPSS software (version 10).
| |
RESULTS |
|---|
|
|
|---|
Mortality was assessed in an experimental model of polymicrobial peritoneal infection to evaluate the effects of targeted deficiencies of the recognition molecule of the classical pathway of complement, C1q, or of the complement serine protease zymogens factor B and C2 and to evaluate their relative contributions to survival in the wild-type strain.
Lectin pathway activity.
To assess the presence or absence of
lectin pathway activation, a complement activation pathway especially
relevant to the polymicrobial infection model used, plasma samples from
all three experimental mouse strains were assayed in a mannan-dependent C4 cleavage test. After trapping of plasma MBL-MASP complexes on
mannan-coated plates, MASP-2 mediated cleavage of C4 was measured by
detecting C4b deposition (27). As shown in Fig.
1A, plasma samples from C1q
a
/
,
H2-Bf/C2
/
, and 129/Sv mice cleaved C4
in this assay and thereby completed the first step of lectin pathway
activation. To assess the subsequent cleavage step and the formation of
the lectin pathway C3 convertase in C1q
a
/
and
H2-Bf/C2
/
mice, we determined cleavage
of C3. Lectin pathway-dependent C3 cleavage was detected in mice
deficient in C1q (Fig. 1B), which could be inhibited by preincubating
the plasma with mannan (Fig. 1C), whereas no C3 cleavage was seen in
H2-Bf/C2
/
mice (Fig. 1B). These data
demonstrate for the first time that C1q
a
/
mice have a functional lectin pathway,
whereas H2-Bf/C2
/
mice are deficient in
all three complement activation pathways.
|
Dose responses of control and complement-deficient mice in the polymicrobial abdominal infection and sepsis model. Wild-type mice (129/Sv) were subjected to increasing doses of a standardized polymicrobial inoculum administered i.p. (six groups with n = 10 per group). There was a dose-dependent response to the amount of inoculum instilled. Using inoculum doses of 0.6 and 0.45 ml/kg of body weight, all 10 of the wild-type mice died (100% mortality); 90% died at a dose of 0.3 ml/kg, 50% died at a dose of 0.15 ml/kg, and all survived (0% mortality) at a dose of 0.08 ml/kg. A control experiment with the electrolyte carrier fluid (Ringer's solution) used to dilute the polymicrobial suspension was performed to exclude an impairment in survival due to anesthesia and the operation technique alone. This showed 0% mortality (n = 5). This sham control experiment was also performed on the two complement-deficient strains (n = 5 each). Both strains survived the operational procedure and instillation of sterile electrolyte solution (0% mortality).
To assess the survival of H2-Bf/C2
/
mice after challenge with lower doses of the polymicrobial inoculum,
dilutions of 0.04, 0.02, 0.01, and 0.005 ml/kg of body weight were
applied in a parallel experiment. In each of the four groups
(n = 5 per group), none of the
H2-Bf/C2
/
mice survived the infection
with any of these high dilutions of the inoculum (mortality, 100%;
95% confidence interval [CI 95%], 48 to 100%).
Using the same dilutions to challenge C1q
a
/
mice and wild-type control mice in
parallel, 80% of C1q a
/
mice (CI 95%,
28 to 100%) and none of the wild-type control mice (CI 95%, 0 to
52%) died. Thus, while 129/Sv mice showed a dose-dependent mortality
rate, the degree of impairment in the two complement-deficient strains
remained constant irrespective of further dilutions (up to 20-fold) of
the polymicrobial inoculum chosen
(H2-Bf/C2
/
mortality, 100%; C1q
a
/
mortality, 80%). For
H2-Bf/C2
/
and C1q
a
/
mice alike, the survival times at these
high dilutions were marginally increased compared to those observed for
H2-Bf/C2
/
and C1q
a
/
mice, respectively, receiving the high
inoculum dose of 0.12 ml/kg. For each strain, there was no significant
difference in survival time between the groups receiving dilutions of
0.04, 0.02, 0.01, or 0.005 ml/kg of body weight.
Survival of complement-deficient mice in the polymicrobial
abdominal infection and sepsis model.
An inoculation dose of 0.12 ml/kg of body weight was chosen to study survival and survival time of
129/Sv, C1q a
/
, and
H2-Bf/C2
/
mice. While 5 of 12 (42%; CI
95%, 15 to 72%) wild-type control mice died within the 120-h
observation period, twice as many (10 of 12 [83%; CI 95%, 52 to
98%]) C1q a
/
mice succumbed to the
infection (P = 0.04 by the chi-square test; df = 1). None of the 12 H2-Bf/C2
/
mice
survived i.p. infection (100% mortality; CI 95%, 74 to 100%) (P = 0.002 for wild-type control versus
H2-Bf/C2
/
mice by the chi-square test;
df = 1). The average survival time of
H2-Bf/C2
/
mice was only 31 (±1.6) h,
while the average survival time of the C1q
a
/
mice was 50 (±33.2) h (P = 0.001 by the Mann-Whitney U test for two samples). The average
survival time of the wild-type control mice was 86 (±42.4) h.
Kruskal-Wallis analysis was performed between these three groups and
showed that the differences between wild-type control mice, C1q
a
/
mice, and
H2-Bf/C2
/
mice were statistically
significant (P = 0.001; df = 2). Analysis of
cumulative survival showed that while 58% of 129/Sv control mice were
alive at 120 h, only 17% of C1q
a
/
mice were alive.
H2-Bf/C2
/
mice were even more severely
impaired to combat the i.p. infection, and all died within 31 h
after infection (Fig. 2). Both C1q
a
/
and
H2-Bf/C2
/
mice died significantly
sooner than the wild-type control mice (log-rank test,
P < 0.001).
|
| |
DISCUSSION |
|---|
|
|
|---|
The classical pathway of complement activation is important for survival following experimentally induced polymicrobial peritonitis and sepsis. The natural antibody repertoire, upheld mainly by peritoneal B-1 cells, represents an important first line of defense against various pathogens. Additionally, within the first hours of infection after septicemia, T-cell-independent B-cell activation leads to a rapid production of neutralizing antibodies (24). These antibodies (immunoglobulin M [IgM]) may bind to an invading microorganism and support opsonization through the interaction with C1q, thereby initiating complement activation by the classical pathway leading to complement-mediated clearance of the pathogens. Finally, binding of the collagenous regions of C1q to surface binding structures triggers cellular effector mechanisms such as phagocytosis and respiratory burst (1).
This study showed that mice deficient in the expression of the recognition component of the classical pathway of complement activation (C1q) were impaired in their survival following peritoneal infection. In an experimental setting in which 42% of the wild-type control strain succumbed to the infection, 83% of C1q a
/
mice did not survive. Even at high
dilutions of the polymicrobial inoculum, this mortality rate did not
change. Therefore, the results obtained in this study suggest a
significant role for C1-mediated complement activation by antibodies
(be they natural antibodies or part of the early adaptive immune
response) bound to microorganisms in survival from experimental peritonitis.
C1q a
/
mice, on 129/Sv pure and
129/Sv × C57BL6 mixed genetic backgrounds, have been shown
previously to be impaired in their humoral response to T-cell-dependent
antigen (5). This T-cell-dependent antibody response,
however, takes 4 to 6 days (26) and therefore is outside
the observation period used in this study.
The significance of the natural antibody repertoire in in vivo models
of peritonitis and septicemia has been documented previously: in a
cecal ligation and perforation model, Boes et al. (2) found that the wild-type strain showed a mortality of 20%, while 70%
of the secretory IgM
/
strains (on 129/Sv pure
and 129/Sv × C57BL6 mixed genetic backgrounds) showed a
detrimental outcome. Likewise, recombinase-activating gene-2
(RAG-2)-deficient mice (which are deficient in plasma immunoglobulins and B cells) and mice deficient in Bruton's tyrosine kinase (Btk) (which are deficient in immunoglobulin subclasses and B-1 cells) were
significantly impaired in a model of i.p. endotoxin challenge (mortality of wild-type control mice [129/Sv × C57BL6 mixed
genetic background], 20%; mortality of
RAG-2
/
mice, 94%; and mortality of
Btk
/
mice, approximately 60%). Survival and
endotoxin clearance were significantly enhanced when
RAG-2
/
mice were reconstituted with nonimmune
serum and Btk
/
mice were reconstituted with
purified IgM (29).
This is the first study to report a severe impairment of C1q
a
/
mice in survival of polymicrobial
peritonitis and sepsis, and it demonstrates the likely pathway of
protection against this infection by antibodies. It shows that the
classical pathway of complement activation is significantly involved in
survival following peritoneal infection.
Combined deficiency of the classical, lectin, and alternative
pathways of complement activation is lethal in an experimental model of
polymicrobial peritonitis and sepsis.
The data presented on lectin
pathway-dependent activation of C4 and C3 (Fig. 1) were in line with
the hypothesis that a deficiency in factor B and C2 would allow
formation of the lectin pathway C4 and C2 convertases (via MBL and
MASP-2), while the lack of C2 would prevent the formation of the C3 and
C5 convertases of the lectin pathway of complement. There was no C3
cleavage in H2-Bf/C2
/
mice. "C2
bypass" activation has been described for C2-deficient individuals to
compensate in part for the deficient serine protease of the classical
pathway (14, 21, 37), by essentially switching to the
alternative pathway using the serine protease factor B (13). Hence, no C2 bypass activity was expected to be
present in H2-Bf/C2
/
mice.
Nevertheless, the results indicate that the postulated cleavage of C3
via MASP-1 (20) may not represent a significant bypass
route under physiological conditions.
/
mice died from the i.p.
contamination described in the present study. Therefore, it may be
inferred that activation and cleavage of C3 are most likely the key
steps in complement activation in protection against this infection. C3
cleavage products are important in chemotaxis to sites of inflammation.
They are also vital in the localization of antigenic targets to the
splenic marginal zone. C3
/
mice mounted less
than 10% of early T-cell-independent IgM antibody titers
(25). It is conceivable that this response was diminished in H2-Bf/C2
/
mice.
Interestingly, C3
/
mice showed 100%
mortality in a cecal ligation and puncture model (28).
Likewise, C3
/
mice were more susceptible to
endotoxin-induced shock (i.p. S. enterica serovar
Typhimurium lipopolysaccharide) than wild-type controls (75 and 25%
mortality, respectively) (8). More recently, mast cells
bearing receptors for C3 activation fragments (CD21 and CD35) were
shown to be crucial for the survival from acute septic peritonitis in a
cecal ligation and puncture model (100% mortality in mast
cell-deficient mice compared to 30% in a strain-matched wild-type
control [7, 9]).
This study showed that a combined deficiency of factor B and C2 leads
to 100% mortality of the host in a model of polymicrobial i.p.
infection. This mortality remained unchanged even at high dilutions
(20-fold) of the polymicrobial inoculum. Compared to mortalities of
83% of the C1q-deficient and 42% of the wild-type mice, this absolute
impairment of the H2-Bf/C2
/
mice points
to a role in survival of either the lectin or alternative pathway apart
from the now-established important role of the classical pathway.
In summary, these results show that an intact complement system is
crucial to successfully combat a polymicrobial septic event. The
classical pathway of complement activation is most important for
survival in this experimental model, while the lectin and alternative
pathways of complement activation provide an important supporting line
of defense. Other components of innate immunity such as scavenger
receptors (35), Fc receptors
(31), cytokines (4), and antimicrobial
peptides (12) may provide residual protection at low
infectious doses. In shock research, much work has focused on the
negative hyperinflammatory responses of complement (11).
However, our data clearly demonstrate a protective role of complement
in a clinically relevant model of abdominal contamination and infection
(15, 23).
| |
ACKNOWLEDGMENTS |
|---|
This study was supported by the Deutsche Forschungsgemeinschaft (grants SFB 297 and STO-430) and the Wellcome Trust (grants 049658 and 060574).
We especially thank Heinrich Schnabel for his support throughout the experiments. Oguzkan Sürücü and Selim Sevinc are acknowledged for technical support. We thank K.-U. Hartmann (Department of Experimental Immunology, Philipps University Marburg) for his interest and support and Daniela Männel, Peter Andrew, and Löms Ziegler-Heitbrock for their comments on the manuscript.
| |
FOOTNOTES |
|---|
* Corresponding author. Mailing address: Department of Microbiology and Immunology, University of Leicester, University Rd., Leicester LE1 9HN, United Kingdom. Phone: 0044-116-252-5674. Fax: 0044-116-252-5030. E-mail: ws5{at}le.ac.uk.
Present address: Department of Anthropology and Human Genetics,
Ludwig-Maximilian-University, Munich, Germany.
Editor: J. D. Clements
| |
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