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Infection and Immunity, September 2001, p. 5217-5222, Vol. 69, No. 9
0019-9567/01/$04.00+0 DOI: 10.1128/IAI.69.9.5217-5222.2001
Copyright © 2001, American Society for Microbiology. All rights reserved.
MINIREVIEW
Escherichia coli Translocation at the
Blood-Brain Barrier
Kwang Sik
Kim*
Division of Pediatric Infectious Diseases,
Johns Hopkins University School of Medicine, Baltimore, Maryland
21287
 |
INTRODUCTION |
The mortality and morbidity
associated with bacterial meningitis have remained significant despite
advances in antimicrobial chemotherapy and supportive care. A major
contributing factor is the incomplete understanding of the pathogenesis
of this disease. For example, most cases of bacterial meningitis
develop as a result of hematogenous spread, but it is unclear how
circulating bacteria cross the blood-brain barrier (12, 25, 33,
46). Recent studies have shown that Escherichia coli
K1, group B Streptococcus, Streptococcus pneumoniae, and
Citrobacter spp., the important pathogens that cause
meningitis, translocate from blood to the central nervous system (CNS)
without altering the integrity of the blood-brain barrier (2, 23,
27, 36, 42). These studies of bacterial translocation from blood
to the CNS have become possible because of the availability of both in
vitro and in vivo models of the blood-brain barrier (1, 3,
4, 7, 11, 13, 17-20, 22, 26, 28, 32, 41, 43, 47). The in vitro
model of the blood-brain barrier is composed of brain microvascular
endothelial cells (BMEC), which exhibit transendothelial resistance of
200 to 600
/cm2, a unique property of the brain
microvascular endothelium monolayer compared to systemic vascular
endothelium. The in vivo model of the blood-brain barrier utilizes
experimental hematogenous meningitis in animals. In these experimental
meningitis models, bacteria are injected via intravenous,
intraperitoneal, subcutaneous, or intracardiac administration,
resulting in bacteremia and subsequent entry into the CNS. At present,
E. coli-BMEC interactions represent the most characterized
system concerning how circulating bacteria cross the blood-brain
barrier. This review summarizes our current understanding of the
pathogenetic mechanisms involved in bacterial translocation of the
blood-brain barrier, using E. coli as a paradigm.
 |
A THRESHOLD LEVEL OF BACTEREMIA |
Several studies of humans and experimental animals suggest a
relationship between the magnitude of bacteremia and the development of
meningitis due to E. coli, Haemophilus influenzae type b,
and S. pneumoniae (Table 1),
(5, 10, 13, 20, 22, 26, 44, 45). For example, Dietzman et
al. (10) reported a significantly higher incidence of
E. coli meningitis in neonates who had bacterial counts in
blood >103 CFU/ml (6/11 [55%]) compared to those with
bacterial counts in blood <103 CFU/ml (1/19 [5%]).
Similarly, meningitis due to S. pneumoniae was observed more
frequently in patients whose bacterial counts in blood were
greater than 1 × 102 to 5 × 102
CFU/ml (6/7 [86%]) than those with bacterial counts in blood less
than 1 × 102 to 5 × 102 CFU/ml
(2/50 [4%]) (5, 45). For H. influenzae type
b meningitis, the level of bacteremia required for the development of
meningitis is around 102 CFU/ml of blood (5,
45). Consistent with these clinical findings, a high degree of
bacteremia was shown to be a primary determinant for meningeal invasion
by E. coli K1, group B Streptococcus, H. influenzae type b, and S. pneumoniae in an experimental
hematogenous meningitis model (13, 20, 22, 26, 28). Thus,
one of the reasons for the close association of E. coli K1,
group B Streptococcus, H. influenzae type b, and S. pneumoniae with meningitis is their ability to escape from host
defenses and then to achieve the threshold level of bacteremia
necessary for invasion of the meninge. In contrast, it is unclear
whether the development of meningococcal meningitis is associated with
a threshold level of bacteremia as shown by inconsistent reports from
clinical studies (Table 1) (44, 45). This issue is further
hampered by the lack of a suitable animal model for studying the
pathogenesis of meningococcal meningitis. E. coli is
commonly associated with neonatal meningitis, and E. coli
strains possessing the K1 capsular polysaccharide are predominant
(approximately 80% among isolates from E. coli meningitis)
(16, 24, 37). Of interest, rates of E. coli meningitis (defined as positive cerebrospinal fluid (CSF) cultures) were found to be similar between neonatal and adult animals developing a high degree of bacteremia (e.g., >105 CFU/ml of blood);
however, an approximately 106-fold-greater inoculum of
E. coli K1 was required to induce a similar high-level
bacteremia in adult animals compared to neonatal animals
(22). These findings indicate that the age dependency of
E. coli meningitis is due to the relative resistance of
adults to high-level bacteremia, which precedes the development of
meningitis, and less likely due to greater invasion of neonatal
BMEC compared to adults BMEC (43).
 |
BACTERIAL STRUCTURES CONTRIBUTING TO INVASION OF BMEC |
Recent studies indicate that a high degree of bacteremia is
necessary but not sufficient for the development of meningitis from
E. coli K1 and that invasion of BMEC is a prerequisite for E. coli K1 penetration of the blood-brain barrier in vivo
(21). This was shown by the demonstration in infant rats
with experimental hematogenous meningitis that several isogenic mutants
of E. coli K1 strain RS 218 (018:K1:H7) were significantly
less able to induce meningitis (defined as positive CSF cultures) than
the parent strain despite similar levels of bacteremia, indicating that
certain E. coli K1 structures are necessary for crossing the
blood-brain barrier in vivo (Table 2).
Similarly, many E. coli K1 structures which contribute to
BMEC invasion in vitro have been identified (Table
3). The major findings are summarized
below.
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TABLE 2.
Development of bacteremia and meningitis (defined as
positive CSF cultures) in newborn rats receiving E. coli K1
strain E44 (RS 218 Rifr, 018:K1:H7) or its isogenic
mutants
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|
Outer membrane protein A (OmpA) was identified as a potential
contributor to E. coli K1 invasion of BMEC on the basis of
its homology with Neisseria Opa proteins, which have been
shown to be involved in invasion of eukaryotic cells (32).
OmpA is a major outer membrane protein in E. coli, and its
N-terminal domain crosses the membrane eight times in antiparallel
-strands with four relatively large and hydrophilic surface-exposed
loops. The N-terminal portion of OmpA, not the C-terminal portion, and
surface-exposed loops have been shown to contribute to E. coli K1 invasion of BMEC (32). For example, the
synthetic peptides representing a part of the first loop and the tip of
the second loop of OmpA have been shown to inhibit E. coli
K1 invasion of BMEC (32). In addition, anti-OmpA antibody
inhibited E. coli K1 invasion of BMEC, indicating that OmpA
is exposed to the surface of the K1 encapsulated E. coli.
OmpA interacts with the GlcNAc
1-4GlcNAc epitope of the BMEC receptor
glycoprotein, and its first, and second loops are shown to be the sites
for the interaction with the carbohydrate epitope of the BMEC
glycoprotein (31). The receptor glycoprotein is found to
be present on BMEC but is not detectable on systemic vascular
endothelial cells (31). In addition, purified OmpA and
chitooligomers prepared from the polymer of 1,4-linked GlcNAc inhibited
E. coli K1 invasion of BMEC (31, 32). These
findings indicate that OmpA contributes to BMEC invasion via a
ligand-receptor interaction. E. coli K1 OmpA is highly
homologous to E. coli K-12 OmpA. The nucleotide sequence of
the K1 ompA gene (GenBank accession no. AF234269) differs
from that of the E. coli K-12 ompA in 20 of
1,038 nucleotides, and only 3 of the 325 deduced amino acid residues
differ between the K1 and K-12 OmpA proteins. The function of OmpA in
E. coli invasion of BMEC was also found to be similar for
E. coli K1 and K12 OmpA, as shown by successful
complementation of the noninvasive ompA deletion mutant of
E. coli K1 to invade BMEC with the E. coli K-12
ompA gene (32; Y. Wang and K. S. Kim,
unpublished data).
Ibe (invasion of brain endothelial cells) proteins A, B, and C were
identified by cloning and characterization the TnphoA insertion sites from strains 10A-23, 7A-33, and 23A-20, respectively, which are the noninvasive mutants of E. coli K1 strain RS218
(018:K1:H7) (19, 20, 47). Sequence analysis indicates that
the E. coli K1 ibeA, ibeB, and ibeC
encode 50-, 50-, and 66-kDa membrane proteins, respectively. Both
ibeB and ibeC were found to have K-12 homologues, p77211 and yijP, respectively, while
ibeA was unique to E. coli K1. The roles of IbeA,
IbeB, and IbeC in E. coli K1 invasion of BMEC were verified
by deletion and complementation experiments; i.e., isogenic deletion
mutants were less invasive in BMEC in vitro and less able to cross the
blood-brain barrier in vivo (Table 2), and their invasion abilities
were restored by complementation in trans with individual
genes. Of interest, recombinant Ibe proteins inhibited E. coli K1 invasion of BMEC, suggesting that Ibe proteins contribute
to BMEC invasion by ligand-receptor interactions. This concept was
supported by the demonstration of a 45-kDa BMEC surface protein
interactive with IbeA and a polyclonal antibody raised against this
receptor protein inhibited E. coli K1 invasion of BMEC
(29). Partial characterization by N-terminal and internal amino acid sequencing of this receptor protein reveals that it represents a novel albumin-like protein present on BMEC
(29). Studies are in progress to identify whether BMEC
possess receptor proteins for IbeB and IbeC.
E. coli K1 aslA was identified by cloning and
sequencing of the TnphoA insertion site of the noninvasive
mutant of E. coli K1 strain RS218, 27A-6 (18).
This mutant exhibited significantly decreased invasion of BMEC in vitro
and an attenuated ability to cause meningitis compared to the parent
strain in the newborn rat model of experimental hematogensis meningitis
(18). The role of AslA in E. coli K1 invasion
of BMEC was also verified by deletion and complementation experiments
(18). The E. coli K1 aslA sequence
is highly homologous to E. coli K-12 aslA, a putative arylsulfatase-like gene. This E. coli K-12 gene was
named because the deduced protein sequence contains sulfatase consensus motifs I and II, which are homologous (55 and 70% identity,
respectively) to those of Klebsiella pneumoniae AtsA, an
arylsulfatase involved in sulfate metabolism. The E. coli K1
aslA encodes a 52-kDa protein with two transmembrane domains
and an amino-terminal signal sequence (18). Its
deduced protein sequence indicates that E. coli
K1 AslA is also a member of the arylsulfatase family of enzymes that contain highly conserved sulfatase motifs. In bacteria, these genes are
expressed under conditions of sulfur starvation. Of interest,
unlike the Klebsiella protein, both E. coli K1 and K-12 AslA proteins failed to exhibit in vitro
arylsulfatase activity (18). It remains unclear how AslA
contributes to E. coli K1 invasion of BMEC in vitro and
traversal of the blood-brain barrier in vivo.
A recent study has shown that certain environmental conditions
positively and negatively affect E. coli K1 invasion of BMEC in vitro and traversal of the blood-brain barrier in vivo
(1). For example, the following growth condition enhanced
E. coli invasion of BMEC: media supplemented with 50%
newborn bovine serum or iron. Growth conditions that significantly
repressed invasion included iron chelation and high osmolarity
(1). Using differential fluorescence induction and
screening of gfp fusion library, TraJ was identified
as a contributor to E. coli K1 invasion of BMEC (3). As expected, TraJ was found to be differentially
expressed at the transcriptional level; e.g., transcript levels of
traJ increased when E. coli K1 was grown in the
presence of serum compared to that in medium alone. A traJ
mutant was less invasive in BMEC in vitro and less able to cross the
blood-brain barrier in vivo (4). traJ belongs
to a cluster of genes within the F-like plasmid R1-19 transfer region
called the tra operon. It is speculative whether E. coli K1 TraJ is an invasive factor itself or is needed for the
expression of a gene(s) required for efficient penetration of BMEC
and/or whether the F-like plasmid tra operon is required for
E. coli K1 invasion of BMEC. Studies with signature tagged mutagenesis also identified TraJ as well as cytotoxic necrotizing factor 1 (CNF1) as contributors to E. coli K1 invasion of
BMEC (4). An isogenic cnf1-deletion
mutant of E. coli K1 strain RS 218 is less invasive in BMEC
in vitro and less able to penetrate the blood-brain barrier in vivo (Y. Wang, C. A. Wass, and K. S. Kim, Abstr. 100th Gen. Meet. Am.
Soc. Microbiol. 2000, abstr. B-108, p. 65). CNF1 has been shown to
activate Rho GTPases, resulting in polymerization of F-actin and
increased formation of stress fibers (14, 39). Actin
cytoskeletal rearrangements are required for E. coli K1
invasion of BMEC, as shown by invasive E. coli K1-associated
F-actin condensation and blockade of invasion by the microfilament
disrupting agents, cytochalasin D and latrunculin A (30).
Taken together, these findings indicate that CNF1 contributes to
E. coli K1 invasion of BMEC, most likely via Rho activation.
Recent studies have also indicated that other meningeal pathogens
invade BMEC via ligand-receptor interations. For example, S. pneumoniae invades BMEC in part via interaction between cell wall
phosphorylcholine and the BMEC platelet-activating factor receptor as
shown by partial inhibition of pneumococcal invasion of BMEC by the
platelet-activating factor receptor antagonists (36).
Listeria monocytogenes invasion of BMEC has been shown to be
mediated by internalin B (15). Two receptors for
internalin B have been identified, gC1q-R (the receptor for the
globular head of the complement component C1q) and Met tyrosine kinase (8, 40). However, it is unclear whether these receptors
for internalin B are present on human BMEC. Group B
Streptococcus and Citrobacter have also shown to
invade BMEC (2, 27), but bacterial structures contributing
to their invasion of BMEC have not been determined.
Comparative macrorestriction mapping and subtractive
hybridization of the chromosomes of meningitis-causing E. coli K1 (e.g., strains RS 218 and C5) compared to nonpathogenic
E. coli have identified 500 kb spread over at least 12 chromosomal loci specific to E. coli K1 (6, 38)
(Fig. 1). As shown in Table 3 and Fig. 1,
several structures contributing to E. coli K1 invasion of
BMEC are unique to E. coli K1, such as ibeA,
traJ, and cnf1, whereas other structures
critical to E. coli K1 crossing of the blood-brain barrier
are shown to have K-12 homologues such as ompA, ibeB, ibeC,
and aslA. Thus, E. coli K1 determinants
contributing to invasion of BMEC include K1 specific genes as well as
K12 homologues. Mapping studies reveal that those E. coli
loci involved in BMEC invasion are located at different regions of
E. coli K1 chromosome (Fig. 1).

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FIG. 1.
Sizes and chromosomal locations of E. coli K1
strain RS 218 (018:K1:H7)-specific segments identified by comparative
macrorestriction mapping (38) are shown by
small circles. Numbers in the circles represent sizes of K1-specific
DNA segments. The sizes of two additional segments shown by arrows
labeled 1 and 4, identified by subtractive hybridization
(6) are currently unknown. Also shown are 11 E. coli K1 genes contributing to invasion of BMEC, indicated by
squares which include K1-specific genes (e.g., ibeA, and
cnf1) as well as genes which have K-12 homologues (e.g.,
ompA, ibeB, ibeC, and aslA).
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|
 |
BACTERIAL TRAFFICKING OF BMEC |
Transcytosis of BMEC by E. coli K1, group B
Streptococcus, S. pneumoniae, and Citrobacter
spp. occur without any change in the integrity of monolayers (2,
23, 27, 36, 42). Transmission electron microscopy revealed that
Citrobacter has been shown to invade and replicate in BMEC
(2). In contrast, E. coli K1 invades BMEC via a
zipper-like mechanism and transmigrates through BMEC in an enclosed
vacuole without intracellular multiplication (30). E. coli K1 invasion of BMEC requires actin cytoskeletal
rearrangements and induces tyrosine phophorylation of focal adhesion
kinase and paxillin, a cytoskeletal protein known to associate with
focal adhesion kinase. Furthermore, using focal adhesion
kinase-dominant-negative mutants, focal adhesion kinase activity and
its autophosphorylation site tyrosine 397 are shown to be critical for
E. coli K1 invasion of BMEC (35). The
autophosphorylation site (Tyr 397) of focal adhesion kinase has been
shown to bind Src kinases and phosphatidylinositol 3-kinase, and
binding of one or both is required for focal adhesion kinase-mediated functions. Src kinases, however, were not critical in
E. coli K1 invasion of BMEC. This was shown by the
demonstration that pretreatment of BMEC with the Src kinase-specific
inhibitor, PP1, did not affect E. coli K1 invasion of BMEC
and also overexpression of a Src kinase-dominant-negative mutant did
not block E. coli K1 invasion of BMEC (35).
In contrast, phosphatidylinositol 3-kinase activation and its
association with focal adhesion kinase are required for E. coli K1 invasion of BMEC (34). This was shown by
blockade of both phosphatidylinositol 3-kinase activation and E. coli K1 invasion of BMEC with specific phosphatidylinositol
3-kinase inhibitor (LY294002) as well as using dominant negative
mutants of phosphatidylinositol 3-kinase and focal adhesion kinase.
Phosphatidylinositol 3-kinase activation was abolished by focal
adhesion kinase-dominant-negative mutants (34), indicating
that focal adhesion kinase is upstream of phosphatidylinositol 3-kinase
in E. coli K1 invasion of BMEC. Phosphatidylinositol
3-kinase has been shown to participate in actin reorganization,
recruitment of early endosome proteins, and movement of the endosomes
along the microtubules. It remains to be determined how focal adhesion
kinase and phosphatidylinositol 3-kinase activation contribute to
E. coli K1 invasion of BMEC.
Phospholipase A2, particularly cytosolic phospholipase
A2, has been shown to contribute to E. coli K1
invasion of BMEC. This was shown by the demonstration that AACOCF3, a
selective cytosolic phospholipase A2 inhibitor, blocked
E. coli K1 invasion of BMEC and E. coli K1
invasion was significantly decreased in BMEC derived from cytosolic
phospholipase A2 knockout mice compared to that in BMEC
from control mice (9). Phospholipase A2
hydrolyzes phospholipids at their sn-2 position, resulting in the
release of fatty acids, e.g., arachidonic acid. Actin cytoskeletal
rearrangements in mammalian cells have been linked to intracellular
signaling via metabolites of arachidonic acid. These findings indicate
that focal adhesion kinase, phosphatidylinositol 3-kinase, and
cytostolic phospholipase A2 activation contribute to E. coli K1 invasion of BMEC, presumably via affecting the signaling
mechanisms associated with BMEC actin cytoskeletal arrangements.
It should be noted that bacterial trafficking mechanisms in BMEC are
shown to differ between E. coli K1 and other
meningitis-causing bacteria such as L. monocytogenes and
group B Streptococcus (Table 4). For example, BMEC actin cytoskeletal
rearrangements are shown to be a prerequisite for BMEC invasion by
E. coli K1, L. monocytogenes, and group B
Streptococcus (15, 27, 30). However, L. monocytogenes invasion of BMEC depends on Src kinases, not on
focal adhesion kinase and cytosolic phospholipase A2
(9, 35). In contrast, group B Streptococcus
invasion of BMEC was independent of phosphatidylinositol 3-kinase and
cytosolic phospholipase A2 activation (9, 34). BMEC vacuoles containing E. coli K1 were found to have
markers for early and late endosomes but devoid of lysosomal markers
(K. J. Kim and K. S. Kim, unpublished data), suggesting that
there is an escape from transport to lysosome and/or a blockade of
fusion to lysosome. Additional studies are needed to understand the
trafficking mechanisms involved in bacterial transcytosis of BMEC.
 |
TRAVERSAL OF THE BLOOD-BRAIN BARRIER AS LIVE BACTERIA |
Previous studies of E. coli K1 meningitis have shown
that the K1 capsule is a critical determinant in the development of
meningitis (22). This was shown by the demonstration of
sterile CSF cultures from animals infected with K1
strains, which was interpreted to indicate that the K1 capsule was
necessary for the bacterial crossing of the blood-brain barrier. A
recent study, however, has shown that both E. coli
K1+ and K1
strains are able to traverse BMEC
in vitro and enter the CNS in vivo, but infections caused by
K1+ strains resulted in positive CSF cultures
(17). Thus, the K1 capsule has, in addition to its
well-recognized serum resistance and antiphagocytic properties, a role
in the traversal of E. coli K1 across the blood-brain
barrier as live bacteria. The nature of this novel BMEC activity that
is bactericidal to E. coli strains without a capsule is
currently unknown. This has been shown not to be related to NO,
peroxynitrites, superoxides, and other oxygen radicals
(17). Similarly, most opaque variants of S. pneumoniae are shown to be killed in BMEC (36), but
the basis of this BMEC killing activity is unclear.
 |
CONCLUSION |
A major limitation to advances in prevention and therapy of
bacterial meningitis is our incomplete understanding of the
pathogenesis of this disease, such as how circulating bacteria cross
the blood-brain barrier. Successful isolation and cultivation of BMEC,
which constitute the blood-brain barrier, and the development of an
experimental hematogenous animal model that closely mimics the
pathogenesis of human meningitis enabled dissection of the mechanisms
of bacterial translocation across the blood-brain barrier. The studies,
so far, have identified that crossing of the blood-brain barrier by E. coli K1, group B Streptococcus, H. influenzae type b, and S. pneumoniae require
a high degree of bacteremia. However, a high degree of bacteremia alone
is not sufficient for the development of meningitis. The microbial
basis for successful traversal of the blood-brain barrier by
circulating bacteria is incompletely understood. Recent studies with
E. coli K1 have shown that several microbial determinants
such as the K1 capsule, OmpA, Ibe proteins, AslA, TraJ, and CNF1
contribute to invasion of BMEC, which is required for successful
penetration into the CNS in experimental hematogenous meningitis. In
addition, bacterial trafficking of BMEC by E. coli K1
requires BMEC actin cytoskeletal reorganizations and activations of
focal adhesion kinase, phosphatidylinositol 3-kinase, and cytosolic
phospholipase A2. Of interest, these E. coli
trafficking mechanisms are shown to differ from those of other
meningitis-causing bacteria, such as L. monocytogenes and group B Streptococcus. Structural genomic studies have
identified DNA segments specific to the prototypes of
meningitis-causing E. coli K1 (e.g., strains RS 218 and C5),
and their sequencing is in progress. It is, however, unclear whether
sequence information specific to E. coli K1 will identify
all the microbial determinants relevant to the pathogensis of E. coli K1 meningitis. This was exemplified by the identification of
E. coli K1 structures that contribute to crossing of
the blood-brain barrier in vivo but having highly homologous structures
in the E. coli K-12 genome (e.g., ompA, ibeB,
ibeC, and aslA). Thus, it is likely that E. coli K1 determinants which contribute to crossing of the
blood-brain barrier are not clustered within K1-specific segments and
include K1-specific genes as well as K-12 homologues.
 |
ACKNOWLEDGMENTS |
The information contained in the review for E. coli K1
was derived from studies carried out by the former and current members of K.S.K.'s laboratory.
This work was supported by NIH grants RO1 NS 26310, AI 47225, and HL 61951.
 |
FOOTNOTES |
*
Mailing address: Division of Pediatric Infectious
Diseases, Johns Hopkins University School of Medicine, 600 N. Wolfe
Street, Park 256, Baltimore, MD 21287. Phone: (410) 614-3917. Fax:
(410) 614-1491. E-mail: kwangkim{at}jhmi.edu.
Editor:
D. A. Portnoy
 |
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Infection and Immunity, September 2001, p. 5217-5222, Vol. 69, No. 9
0019-9567/01/$04.00+0 DOI: 10.1128/IAI.69.9.5217-5222.2001
Copyright © 2001, American Society for Microbiology. All rights reserved.
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