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Infection and Immunity, August 2003, p. 4320-4325, Vol. 71, No. 8
0019-9567/03/$08.00+0 DOI: 10.1128/IAI.71.8.4320-4325.2003
Copyright © 2003, American Society for Microbiology. All Rights Reserved.
Center for Global Health and Disease,1 Division of Pediatric Infectious Disease, Case Western Reserve University School of Medicine and Rainbow Babies and Children's Hospital, Cleveland, Ohio,2 Kenya Medical Research Institute, Kisian, Kenya3
Received 20 December 2002/ Returned for modification 7 March 2003/ Accepted 29 April 2003
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It has been suggested that immunoglobulin G (IgG) antibodies to CSP, TRAP, and LSA-1 mediate or represent surrogate markers of resistance to infection and malaria morbidity in areas of Africa where malaria is holoendemic (12, 14). The development of such antibodies is influenced strongly by age and the pattern of transmission (8, 14). Most studies of antibodies to P. falciparum antigens have focused on a single antigen, have exclusively involved children or adults, and have been performed in areas where malaria transmission is stable and perennial. Transmission of P. falciparum is erratic and highly variable in the highlands of western Kenya. Outbreaks of malaria infection, morbidity, and infection tend to occur during periods of heavy rainfall that follow prolonged dry spells (16). The paucity of newly established P. falciparum infections in highland areas during the dry season may lead to waning of protective immune responses to malaria antigens, rendering adults and children susceptible to infection and disease during the subsequent rainy season. It was reported previously that the proportion of people with IgG, IgG1, and IgG3 subclass antibodies to LSA-1 decreased during a period of low transmission in a highland area of Kenya. However, antibodies to LSA-1 did not correlate with time to reinfection (8). In this paper, we describe IgG antibodies to the additional preerythrocytic antigens CSP and TRAP in these children and adults during the dry and rainy seasons and compare the frequencies and levels of these antibodies with those previously described for LSA-1 (8). We also compare the time to reinfection with the presence of these antibodies in children and adults in whom preexisting blood-stage infections were cured with antimalarial chemotherapy.
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To minimize the confounding effects of travel and acquisition of infection in nearby lowland areas where malaria is holoendemic, only volunteers who lived year-round in Kabobo were recruited. Adults were defined as persons who were
18 years old, and children were defined as persons who were
8 years old.
Signs and symptoms of malaria (fever, headache, vomiting, chills, fatigue, joint pains, splenomegaly, hepatomegaly, jaundice, pallor, and altered mental status) were recorded at the time of enrollment. Prior use of antimalarial medications was ascertained. Blood was collected by venipuncture from adults (10 to 20 ml) and children (5 ml). Thick and thin smears were stained and examined for Plasmodium species by trained microscopists from the Division of Vector Borne Diseases, Ministry of Health, Kenya. Symptomatic individuals whose blood smears were positive for P. falciparum were treated with a single dose of sulfadoxine-pyrimethamine in accordance with the policy of the Kenya Ministry of Health. Two individuals had blood smears that were positive for P. malariae; both of these individuals were also infected with P. falciparum and were treated with chloroquine in addition to sulfadoxine-pyrimethamine. Blood was collected from 21 North American adults who had never traveled to areas where malaria is endemic to obtain control sera.
Repeated cross-sectional study of prevalence of IgG antibodies to P. falciparum antigens. Blood was collected two times, in July and August 1996, at the end of a long rainy season when transmission of P. falciparum was high, and in April 1997, at the end of a 5-month dry spell. A total of 108 individuals (37 children and 71 adults) were examined in August 1996, and 106 individuals (36 children and 70 adults) were examined in April 1997. Fifty-six of these participants (24 children and 32 adults) were examined at both times. Treatment was administered to any symptomatic individuals with P. falciparum on blood smears after blood was collected. Peripheral blood mononuclear cells and plasma were separated from whole blood by Hypaque-Ficoll density gradient centrifugation as described previously (9). Plasma samples were tested for IgG antibodies to CSP, TRAP, and LSA-1.
Treatment reinfection study. Eighty-four of the 106 study participants who had undergone testing for IgG antibodies at the end of the long dry season in April 1997 were recruited for a treatment-reinfection study in May 1997. All participants were given a single dose of sulfadoxine-pyrimethamine to clear any blood-stage infection regardless of whether P. falciparum was seen on peripheral blood smears. By 2 weeks after treatment, blood-stage malaria was successfully eliminated in all but two individuals, who were treated with quinine and doxycycline and excluded from the follow-up study. Thick and thin blood smears were obtained weekly for 10 weeks for the remaining 82 individuals (32 children and 50 adults). The time to reinfection was compared with preexisting IgG antibodies to CSP, TRAP, and LSA-1.
Informed consent and ethical approval. Written informed consent was obtained from all participants and/or their guardians. Ethical approval for the study was granted by the Kenya Medical Research Institute National Ethical Review Committee and the Institutional Review Board for Human Studies at University Hospitals of Cleveland and Case Western Reserve University.
CSP, TRAP, and LSA-1 peptides. The presence of antibodies to CSP and LSA-1 was tested by using the following central repeat sequence peptides to which individuals from areas where malaria is endemic demonstrate IgG responses: for CSP, the (NANP)5 repeat peptide (4); and for LSA-1, the 17-amino-acid sequence EQQSDLEQERLAKEKLQ (6). The presence of antibodies to TRAP was tested by using the peptide (CHPSDGKCN)2, an epitope previously shown to elicit IgG responses in a population living in an area where malaria is endemic (3). Peptides were synthesized by Genosys Biotechnologies, The Woodlands, Tex., by Fmoc chemistry and were purified so that they were >90% pure.
Antibody measurements. IgG antibodies were measured by an enzyme-linked immunosorbent assay. CSP, LSA-1, and TRAP peptides were dissolved in 0.05 M sodium bicarbonate (pH 9.6) to a concentration of 10 µg/ml, and 50 µl of a peptide solution was added to Immulon 1 plates pretreated with poly-L-lysine. Following overnight incubation, washing, and blocking in 5% (wt/vol) powdered milk and 1% gelatin in phosphate-buffered saline, duplicate 50-µl samples of serum diluted 1:10 in 5% powdered milk were added to wells, and incubation was continued for 2 h at room temperature. After extensive washing, 50 µl of alkaline phosphatase-conjugated anti-human IgG (Jackson ImmunoResearch, West Grove, Pa.) diluted 1:10,000 in 5% powdered milk was added and then removed after 1 h. The substrate p-nitrophenyl phosphate was added in accordance with the instructions of the manufacturer (Sigma Chemical Co., St. Louis, Mo.). Optical density was measured at 405 nm. Serum samples were diluted 1:10, 1:20, and 1:50, and strong positive responses with a minimal background response were seen only with the 1:10 dilution.
IgG1, IgG2, IgG3, and IgG4 subclass antibodies were measured by an enzyme-linked immunosorbent assay, with several adjustments. Mouse anti-human IgG subclass antibodies (Hybridoma Reagent Laboratory, Baltimore, Md.) diluted 1:10,000 in 5% powdered milk were added after incubation of antigen-coated microtiter wells with human sera and washing. Plates were washed again after 2 h, and alkaline phosphatase-conjugated goat anti-mouse immunoglobulin antibody (Jackson ImmunoResearch) diluted 1:1,000 in 5% powdered milk was added. Plates were washed after 1 h of incubation, and p-nitrophenyl phosphate was then added and the optical density at 405 nm was determined as described above.
IgG antibody levels were expressed in arbitrary units (AU). The numbers of AU were calculated by dividing the optical density of a sample by the mean optical density plus 3 standard deviations (SD) for sera from nine North Americans who had never been exposed to malaria. Twenty-one North American sera were tested initially, and the nine serum samples used on each plate had a mean optical density and SD similar to those of the 21 sera tested initially. Values of
1.0 AU were considered positive. The overall mean values for optical density plus 3 SD were 0.093, 0.096, and 0.124 for CSP, TRAP, and LSA-1, respectively.
Statistical analysis.
Differences in the proportion of individuals with antibodies to various P. falciparum antigens were evaluated by the
2 test. Paired samples were evaluated by the McNemar test. Quantitative differences in levels of antibodies to P. falciparum antigens were evaluated by the nonparametric Mann-Whitney U test. Paired samples were evaluated by the nonparametric Wilcoxon matched-pair signed-rank test. Correlations between continuous variables (e.g., levels of antibodies to different peptides) were assessed by Spearman's rank correlation. The Bonferroni correction was used to adjust for multiple comparisons, and the P values for multiple comparisons (e.g., comparisons within and across the data in Tables 1 and 2) incorporated this correction.
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TABLE 1. Frequencies and median levels of IgG antibodies to P. falciparum antigens in children in the rainy and dry seasons
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TABLE 2. Frequencies and median levels of IgG antibodies to P. falciparum antigens in adults in the rainy and dry seasons
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Frequency and levels of IgG antibodies during the rainy and dry seasons. Thirty-seven children and 71 adults were evaluated in the rainy season, and 36 children and 70 adults were evaluated in the dry season. A subset of 24 children and 32 adults were tested in both seasons. In children, the frequency and median level of IgG antibodies to TRAP and LSA-1 were lower in the dry season than in the rainy season, but the differences were not statistically significant (Table 1). In adults, the levels of IgG antibodies to LSA-1 were significantly lower in the dry season than in the rainy season, whereas the levels of the IgG antibodies to CSP and TRAP did not differ in the two seasons (Table 2). The frequencies and levels of IgG antibodies to the four antigens in the subset of 24 children and 32 adults tested in both seasons were similar to the frequencies and levels seen in the cross-sectional sample (data not shown). The frequencies and median levels of IgG antibodies to CSP, TRAP, and LSA-1 were not different in individuals who were P. falciparum blood smear positive and individuals who were P. falciparum blood smear negative (data not shown).
Frequencies and levels of IgG antibodies in children and adults. In the rainy season, the frequencies and median levels of IgG antibodies to CSP and TRAP were similar in adults and children, but the frequency and median level of IgG antibodies to LSA-1 were significantly lower in children than in adults (frequencies, 10.8 and 40.8%, respectively [P = 0.012]; median levels, 0.35 and 0.84 AU, respectively [P < 0.0001]). In the dry season, the frequencies and median levels of IgG antibodies to all three antigens were lower in children than in adults (Tables 1 and 2). In the dry season, in children and adults the frequencies of IgG antibodies to CSP were 36.1 and 65.7% (P = 0.008), respectively, and the median levels of IgG antibodies to CSP were 0.88 and 1.21 AU (P = 0.004), respectively; the frequencies of IgG antibodies to TRAP were 27.8 and 64.3% (P = 0.0008), respectively, and the median levels of IgG antibodies to TRAP were 0.78 and 1.20 AU (P = 0.008), respectively; and the frequencies of IgG antibodies to LSA-1 were 5.6 and 18.6% (P = 0.14), respectively, and the median levels of IgG antibodies to LSA-1 were 0.28 and 0.54 AU (P = 0.006), respectively.
Frequencies of IgG subclasses in the rainy and dry seasons. The IgG antibodies to CSP and LSA-1 were primarily members of the IgG1 and IgG3 subclasses in both children and adults. The IgG antibodies to TRAP were mostly members of the IgG3 and IgG4 subclasses, particularly in adults (Tables 3 and 4). In the rainy season, children had higher frequencies of IgG1 antibodies to all antigens than adults, most notably to CSP (40.0% in children compared to 9.5% in adults), but children and adults had similar frequencies of IgG3 responses to all antigens. In the dry season, the levels of IgG1 and IgG3 antibodies to all antigens decreased markedly. This change was more pronounced in children than in adults for both the IgG1 and IgG3 subclasses.
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TABLE 3. IgG subclass antibodies to P. falciparum antigens in children in the rainy and dry seasons
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TABLE 4. IgG subclass antibodies to P. falciparum antigens in adults in the rainy and dry seasons
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, 0.807 and 0.883, respectively; P < 0.0001 for both comparisons), and there were weaker correlations between antibodies to LSA-1 and CSP and between antibodies to LSA-1 and TRAP (Spearman's
, 0.322 to 0.559; P < 0.05 for all comparisons). All children and 91% of the adults with anti-LSA-1 antibodies also had anti-TRAP antibodies, and all children and 81% of the adults with anti-TRAP antibodies had anti-CSP antibodies. Thus, the individuals with antibodies to LSA-1 were a subset of the individuals with antibodies to TRAP, who in turn were a subset of the individuals with antibodies to CSP. IgG antibodies to P. falciparum antigens and time to reinfection. Thirty-two children were enrolled in the treatment-reinfection study. IgG antibodies to TRAP were associated with a decreased risk of reinfection in children (Fig. 1), although this association weakened slightly after we controlled for antibodies to other antigens, age, and initial P. falciparum infection (Table 5). There was no correlation between antibodies to CSP and risk of reinfection. Antibodies to LSA-1 were too infrequent in children to allow a comparison of times to reinfection in individuals with and without antibodies (Table 5).
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FIG. 1. Time to reinfection with P. falciparum in children with and without IgG antibodies to TRAP, as determined by a Kaplan-Meier survival analysis.
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TABLE 5. Risk of P. falciparum reinfection in children with IgG antibodies to P. falciparum antigens
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TABLE 6. Risk of P. falciparum reinfection in adults with IgG antibodies to P. falciparum antigens
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In the rainy season, the frequencies and levels of IgG antibodies to CSP and TRAP were similar in children and adults, but, as described previously, the frequencies and levels of IgG antibodies to LSA-1 were significantly lower in children than in adults (8). In the dry season, the frequencies and levels of antibodies to all three antigens were lower in children than in adults. These findings suggest that in areas where there is unstable transmission, age and/or multiple exposures to P. falciparum are important in the acquisition of IgG antibodies to LSA-1 but not in the acquisition of IgG antibodies to CSP or TRAP and in the maintenance of antibody responses to all three antigens. A recent report from a nearby holoendemic region of Kenya documented that infants were able to mount and maintain strong LSA-1 antibody responses in the first year of life (19), suggesting that exposure may be a more important factor than age in development of IgG antibodies to LSA-1. We found that the IgG responses to CSP and LSA-1 were primarily responses of the IgG1 and IgG3 subclasses. Findings for IgG subclass antibodies to LSA-1 have been reported previously (8), and our IgG subclass findings for CSP are similar to those obtained by other workers (11). We did not find any association between antibodies to CSP or LSA-1 and protection from infection. Although the peptides which we used are well-documented B-cell epitopes for CSP and LSA-1, testing for these single peptides, instead of multiple peptides or recombinant antigens, may have affected our ability to detect an association with protection from infection. In addition, the low levels of antibodies to these antigens, particularly LSA-1, may also have precluded detection of an association.
A trend toward protection from infection was observed for children with preexisting IgG antibodies to TRAP (Fig. 1). A study conducted in Mali similarly demonstrated that the levels of anti-TRAP antibodies decreased in young children when the malaria transmission rate was low but were maintained in older children and adults (14). Anti-TRAP antibodies were associated with protection against high-level parasitemia in children only, despite the higher frequency of such antibodies in adults. These findings and the present findings suggest that anti-TRAP antibodies may be more important in mediating resistance to infection in children than in adults. Different IgG subclass responses to TRAP in children and adults may be partially responsible for the differences in resistance to infection; anti-TRAP antibodies in adults during the dry season were primarily members of the IgG4 subclass, while in children they were primarily members of the IgG1 and IgG3 subclasses. It is unclear why IgG1 and IgG3 subclass responses to preerythrocytic antigens protect more effectively against infection than IgG2 or IgG4 subclass responses. For asexual blood-stage antigens, the IgG1 and IgG3 subclasses are cytophilic and may interact with peptides displayed on the surface of infected red blood cells and enhance antibody-dependent monocyte-mediated inhibition of growth (2). However, this mechanism should not affect responses to preerythrocytic antigens. The finding that IgG subclass antibodies to the preerythrocytic antigens CSP, LSA-1, and TRAP are primarily IgG1 and IgG3 antibodies suggests that there is either an antigen-induced bias toward production of these subclasses or that there are functional differences between the subclass antibodies to these antigens. The small number of children and adults with IgG subclass antibodies to CSP, LSA-1, and TRAP precluded detection of an association between subclass antibodies to these antigens and time to reinfection. Further research is required to determine if particular subclass antibodies are associated with protection from infection and to elucidate the potential mechanisms for this protection.
The number of children in the present study was small, and the trend toward protection with anti-TRAP antibodies in children requires further confirmation in future studies with larger numbers of subjects. We were not able to measure (and therefore were not able to control for) potential confounding factors, such as heterogeneity of exposure to mosquitoes, which relate to risk of infection. In addition, some new infections may have represented recrudescence of infection rather than reinfection, although the very low clinical failure rate of sulfadoxine-pyrimethamine treatment in this population at the time of this study (unpublished data) argue against a high frequency of sulfadoxine-pyrimethamine resistance.
A limitation of any immunologic study in areas where there is unstable transmission is that frequencies of protective immune responses in the period of greatest vulnerability are likely to be low, so fairly large numbers may be required to detect an association of these responses with protection. In addition, in areas where there is unstable transmission, like the highlands of Kenya, the timing of seasonal increases in malaria incidence and the occurrence of outbreaks are not easily predictable, and correlation of responses with protection from infection or disease cannot occur in the absence of significant infection in the population. The initial collection in the present study was performed shortly after a malaria outbreak, and the second collection was performed just before another outbreak associated with the El Niño southern oscillation. The second outbreak occurred during our treatment-reinfection study, in which almost 50% of the individuals were infected over a 10-week period. This unique set of circumstances allowed us to detect with relatively small numbers the effects of high infection rates on the development of antigen-specific IgG antibodies in this population, the effects of a marked decrease in transmission on antibody levels and frequencies, and the relationship between the presence of specific antibodies and protection from infection. Our study could detect only very strong (>60%) antibody protective effects, however, and repeated studies with larger numbers are required to assess whether less-high-level protective effects are associated with IgG antibodies to CSP, TRAP, and LSA-1.
Future studies of these issues should include longitudinal analysis of in vitro B-cell IgG responses to these and other antigens, including blood-stage antigens, in children and adults. This should enable direct assessment of the effects of transmission and blood-stage infection on acquisition and maintenance of B-cell responses independent of the confounding effects of the in vivo clearance of IgG.
This work is published with the permission of the Office of the Director of the Kenya Medical Research Institute. We thank John Ouma for a review of the study design and study site, Venkatachalam Udhayakumar and Bernard Nahlen for the use of the Centers for Disease Control and Prevention laboratory in Kisian, Fred Hazlett and Elkana Gichana Ondere for assistance with laboratory work, and David Koech and Johana Milgo of the Division of Vector Borne Diseases for inspection of blood smears.
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