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Infection and Immunity, October 2004, p. 5807-5813, Vol. 72, No. 10
0019-9567/04/$08.00+0 DOI: 10.1128/IAI.72.10.5807-5813.2004
Copyright © 2004, American Society for Microbiology. All Rights Reserved.
and Jeffrey N. Weiser*
Departments of Microbiology and Pediatrics, University of Pennsylvania School of Medicine, Philadelphia, Pennsylvania
Received 4 May 2004/ Returned for modification 24 June 2004/ Accepted 20 July 2004
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Host and bacterial factors that affect the density of, susceptibility to, and duration of colonization are in general poorly understood (32). Rates of carriage in the first year of life may exceed 50% with a gradual decline with increasing age until adulthood, when the prevalence of colonization averages 5 to 10% (14, 29). Carriage surveys have shown that a given isolate may be carried for days to months before being cleared (14). Because there are 90 known pneumococcal serotypes (types), there may be simultaneous carriage of two or more strains and sequential carriage with strains of different serotypes (12, 13). The diminishing frequency of colonization with increasing age correlates with rising levels of both mucosal and serum antibody to PnPS (27, 36). This together with data showing decreased rates of carriage in vaccinated populations, in which serum antibody titers have been boosted, has led to the assumption that the immune response to the PnPS is involved in the prevention of the carrier state (5, 11, 16). It has also been suggested that preexisting type-specific antibody does not prevent acquisition of a homotypic pneumococcus but may shorten the duration of its carriage (14). This same multifamily carriage study, however, showed a rise in type-specific serum antibody in children following illness but no corresponding increase in adults following asymptomatic carriage (14). A further controversy is the contribution to human colonization of the immune response to nonpolysaccharide surface antigens. There is a reduction in colonization following mucosal immunization with combinations of pneumococcal proteins with an adjuvant in a murine model, but the role of the immune response to these proteins in clearance of the carrier state in humans has not been demonstrated (6, 18). Thus, it remains unclear if natural carriage is an immunizing event or if other host factors dictate the dynamics of transient colonization for an individual isolate.
Recently, we described the use of experimental human carriage to allow prospective study of host factors impacting on colonization in the natural host (20, 21). In the initial investigation, 6 of 14 healthy adults became colonized for 27 to 122 days following an intranasal challenge with 103 to 104 CFU of a minimally passaged type 23F clinical isolate (20). There was a minimal serum antibody response to the PnPS during experimental carriage and no correlation between the amount of PnPS-specific antibodies in serum collected prior to inoculation and the likelihood of an individual becoming colonized. All the colonized subjects, in contrast, developed a serum immunoglobulin G (IgG) and secretory IgA response to the pneumococcal surface protein A (PspA) of the inoculated strain, whereas seven of eight subjects who did not become colonized had preexisting antibody to this protein (20). This observation raised the possibility that the immune response to PspA might be protective against colonization of humans. Further analysis of the antibody response in these individuals to a variety of pneumococcal cell-surface or secreted components demonstrated that only the presence of antibody specific for PspA correlated with prevention of colonization (21). This rise in titer of strain-specific PspA antibody, however, plateaued between 2 and 3 weeks after inoculation, although carriage continued for as long as another 14 weeks (20, 21). This study, therefore, confirmed that colonization stimulates production of specific antipneumococcal antibodies but raised further questions about whether or not antibodies induced during carriage contributed to clearance of bacteria from the nasopharynx.
The human model is limited in the number of individuals that can be studied and does not allow for manipulation of the immune system. In order to determine the role of humoral immunity in the clearance of colonization, we established a mouse model that uses the same pneumococcal strain as is employed in experimental human carriage studies and which resembles the human model in many respects. Mice which demonstrated asymptomatic nasopharyngeal carriage of this strain developed a pneumococcal-specific antibody response and cleared colonization in a time frame similar to that seen in humans. Our findings suggest, however, that specific antibodies induced by colonization as well as mature B-cell function are not a requirement to clear colonization from the murine nasopharynx.
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Pneumococcal strains. A pneumococcal type that is among the most common in human carriage and known to be relatively avirulent in mice was used in all studies (2, 24). Strain P1121, isolated from the nasopharynx of a subject enrolled in the human experimental carriage study, is a derivative of P833, the minimally passaged type 23F isolate originally obtained from a child with otitis media (20). Strain P1121 was chosen for this study because, unlike its parent, which expresses a secreted, truncated form of pneumococcal surface protein A (PspA), P1121 expresses a full-length, surface-attached PspA. P1121 also has a mixed phenotype of opaque and transparent colonies like most clinical isolates (20, 34). In addition, a spontaneously arising streptomycin-resistant mutant of P1121 (P1121strr) that had been passed once through the murine nasopharynx was used in recolonization experiments to distinguish the primary inoculum from a subsequent rechallenge.
Pneumococcal colonization. P1121 was grown in C+Y medium (pH 6.8) until an optical density at 620 nm of 0.45 was reached. After centrifugation, the pellet was resuspended in sterile phosphate-buffered saline (PBS) to a density of 109 CFU/ml. Ten microliters (107 CFU) of the pneumococcal suspension was instilled into the nares of each mouse. After a predetermined number of days, mice were sacrificed by CO2 asphyxiation, the trachea was exposed, 200 µl of sterile PBS was instilled into it, and the lavage fluid exiting the nares was collected. The lavage fluid was then serially diluted in PBS and plated on tryptic soy plates containing catalase (4,741 U/plate) (Worthington, Lakewood, N.J.) and neomycin (20 µg/ml) to prevent the growth of contaminants. Encapsulated pneumococci were identified by their colony morphology and confirmed by quelling in the presence of type 23F antiserum (Statens Seruminstitut, Copenhagen, Denmark). Following overnight incubation at 37°C in a 5% CO2 atmosphere, colony counts were determined in duplicate with a lower limit of detection of 100 CFU/ml of lavage fluid. Blood and homogenates of excised lungs and palate were also obtained at the time of sacrifice, and the density of pneumococci in these samples was determined in cultures by plating serial dilutions for colony counting. The majority of pneumococci were consistently found in cultures of lavage fluid rather than of homogenized upper respiratory tract tissues. In addition, two anterior cervical lymph nodes and nasal-associated lymph tissue (NALT) were harvested from each mouse and incubated in Kennett's HY medium (Gibco, Carlsbad, Calif.) at 37°C and 5% CO2 for 7 days. The supernatant from the culture of tissue fragments was harvested and stored at 20°C for use in antibody studies.
In the recolonization studies, mice were initially colonized with P1121 or sham colonized with PBS. Six weeks later, the mice were challenged intranasally with doses of 107 CFU/mouse of either P1121strr or PBS. Seven days after the second inoculation, the mice were sacrificed and the density of colonization was determined as described above, using tryptic soy plates with catalase, neomycin (20 µg/ml), and streptomycin (1.0 mg/ml).
Immunization. BALB/c mice were given an intraperitoneal immunization with a 5-µg/mouse dose of either PspA (amino acids 31 to 189 corresponding to the N-terminal 158 residues of the mature secreted protein) or PBS, both in aluminum hydroxide adjuvant (Sigma, St. Louis, Mo.). The strain-specific PspA was expressed as described previously for an Escherichia coli expression system (Novagen) (21). This PspA fragment was shown previously to be immunogenic during human colonization. Three immunizations were performed, each 2 weeks apart. Two weeks after the last immunization, the mice were challenged intranasally with P1121 (107 CFU/mouse) and sacrificed 2 weeks later. The density of colonization was determined as described above.
ELISA. Purified strain-specific PspA was used to coat 96-well Immulon 2 high-binding plates (DYNEX Technologies) at 0.5 µg/ml in coating buffer (0.015 M Na2CO3, 0.035 M NaHCO3 [pH 9.6]). Whole P1121 was also used as the solid-phase antigen to determine the antibody titer to the pneumococcus. P1121 was streaked onto tryptic soy plates containing catalase and incubated overnight at 37°C in an atmosphere of 5% CO2. Colonies of P1121 were removed and adjusted in PBS to an optical density at 620 nm of 1.0. This solution was then diluted 1:10 in coating buffer, and after overnight incubation at 4°C, the plates were washed with PBS-Brij, blocked with 1% bovine serum albumin (Sigma) for 1 h at 37°C, and washed again. Threefold serial dilutions of sample (serum, lavage fluid, or culture supernatant) in 1% bovine serum albumin were added and then incubated overnight at 4°C. Antigen-specific antibodies were detected by goat anti-mouse immunoglobulin (heavy plus light chains)-alkaline phosphatase (Southern Biotech, Birmingham, Ala.), developed with pNPP (Sigma), and the absorbance at 415 nm was recorded after a standardized period of 30 min. Titers were determined by calculating the sample dilution at which the absorbance was equal to 0.3. Goat anti-mouse IgG-, goat anti-mouse IgA-, and goat anti-mouse IgM-alkaline phosphatase (Southern Biotech) were used to determine isotypes of specific antibodies. Antibody to the type 23F capsular polysaccharides was detected by an ELISA protocol established by the Centers for Disease Control and Prevention (7).
Statistics.
Differences in levels of colonization between different groups of mice or over time were analyzed by using an unpaired t test (two tailed). In order to determine if a correlation between antibody titer and levels of colonization existed, the correlation coefficient (r2) was determined and a t test for correlation performed. Statistical significance was defined as a P value of
0.05.
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FIG. 1. Levels of pneumococcal colonization in comparison with serum antibody titer over time. The density of pneumococcal colonization, expressed as log CFU per milliliter of upper respiratory tract lavage fluid, was determined for BALB/c (A), C57BL/6 (B), and CBA/J (C) mice at the postinoculation day indicated. Whole bacteria (P1121) and strain-specific PspA total immunoglobulin titers were determined by ELISA. Values shown are the mean CFU per milliliter or titers ± standard errors of the means.
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0.01) between the rise in P1121-specific antibody and the decline in numbers of pneumococci over time. The antibody response to carriage does not correlate with the level of colonization in individual mice. The results above suggest that the antibodies induced by colonization may be responsible for clearance of pneumococci from the murine nasopharynx. This hypothesis was examined in more detail by the comparison of antibody titers and levels of colonization in individual mice. For BALB/c and C57BL/6 mice at the time point where the density of colonization had declined significantly from the initial time point, days 35 and 21, respectively, there was no statistically significant correlation between the amounts or isotypes of antibodies and the density of pneumococci (shown for BALB/c mice in Fig. 2). In particular, no correlation was seen with total serum immunoglobulins to whole-P1121 pneumococci or type-specific PspA (Fig. 2A); P1121-specific serum IgA, IgG, or IgM (Fig. 2B); mucosal P1121-specific total immununoglobulins in lavage fluids (Fig. 2C); and P1121-specific total immunoglobulins and IgA produced locally in fragment cultures of NALT and lymph nodes (Fig. 2D). Moreover, at no time point during colonization was there a correlation between the density of P1121 in lavage fluid and the titers of P1121-specific total immunoglobulins in serum for individual animals. Thus, despite what was observed on a population level, the lack of correlation in individual animals brings into question the overall impact of antibodies in the resolution of pneumococcal colonization.
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FIG. 2. Level of colonization as a function of antibody titer in individual BALB/c mice. The density of pneumococcal colonization, expressed as log CFU per milliliter of upper respiratory tract lavage fluid, was determined for BALB/c mice at day 35 postinoculation. Total whole bacteria (P1121) and strain-specific PspA serum immunoglobulin titers (A), P1121-specific serum IgA, IgG, and IgM titers (B), P1121-specific immunoglobulin titers in upper respiratory tract lavage fluids (C), and P1121-specific IgA titers in NALT and anterior cervical lymph node culture supernatants (D) were determined by ELISA. Values shown are the mean titers from three independent determinations and log CFU per milliliter for seven individual BALB/c mice.
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FIG. 3. Comparison of the density of colonization in CBA/N (A) and µMT (B) mice over time with their respective immunocompetent parent strains. Values shown are the mean log CFU per milliliter ± standard errors of the means for groups of five mice each. The asterisks indicates a significant decrease in the density of colonization compared to the first time point at which colonization was determined (unpaired two-tailed t test, P 0.05). No significant differences in the densities of colonization were observed between CBA/N and CBA/J or µMT and C57BL/6 mice.
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FIG. 4. Effect of prior colonization on subsequent challenge with the same strain. CBA/N or CBA/J were initially inoculated with P1121 or PBS and subsequently challenged with P1121strr or PBS 6 weeks later. Values shown are the mean log CFU per milliliter ± standard errors of the means for five mice per group. The asterisk indicates a P of 0.05 compared to second challenge with PBS (unpaired two-tailed t test).
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0.05) (Fig. 5A). Despite the presence of these amounts of serum and mucosal strain-specific PspA antibodies, no difference in the density of colonization was observed.
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FIG. 5. Effect of immunization on the density of colonization. BALB/c mice were immunized with either strain-specific PspA or sham immunized with adjuvant alone. PspA-specific antibody titers were determined by ELISA (A). Values shown are mean total antibody titers ± standard errors of the means for upper respiratory tract lavage fluids. The asterisks indicates a P of 0.05 compared to control (unpaired two-tailed t test). The density of colonization (B) was determined by plating serial dilutions of upper respiratory tract lavage fluids for colony counting. Values shown are the mean log CFU per milliliter ± standard errors of the means.
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0.05). In contrast, SCID mice remained persistently colonized over this period, suggesting that some component of the adaptive immune response other than B cells is important in the clearance of colonization (data not shown). P1121 was not detected in the lungs or blood of the immunocompromised µMT mice, which lack mature B cells, nor were any symptoms of invasive pneumococcal disease observed. These data confirm that neither antibody nor mature B cells are required for clearance of pneumococcal carriage in mice. |
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Colonization was shown to be a self-limited event in mice, as was previously demonstrated in humans. Initially, this finding seemed to be explained by the induction of specific antibody during the course of colonization. This association was valid, however, only when titers of specific antibody were related to the dynamics of colonization for a population. Our conclusion that antibody does not promote clearance is based on the following findings. (i) Among three lines of inbred animals, BALB/c mice that had the highest density and duration of colonization also generated the highest titers of serum antibody to whole bacteria as well as to the immunogenic surface protein, PspA. (ii) There was no correlation in individual mice between amounts of serum antibody of different isotypes or of antigenic specificities and the density of colonization. (iii) For individual animals, the titers of detectable mucosal antibody in washes of the upper respiratory tract or cultures of NALT paralleled those found in serum and, likewise, had no correlation with the density of colonizing bacteria. (iv) Immunodeficient mice that respond poorly to type 2 T-independent antigens (CBA/N) or completely lacking in antibody production and mature B-cell function (µMT) were able to clear colonization as effectively as their immunocompetent counterparts.
Studies of pneumococcal immunization suggest that specific immune responses against certain antigens are associated with a marked decrease in the duration of carriage and its prevalence in a population (6, 9). Such an effect on carriage is observed following the vigorous IgG response to systemically administered PnPSs conjugated to protein carriers. In contrast to the experience with vaccination, our observations in this report suggest that the humoral immune response to colonization does not significantly affect carriage in mice. It should be noted, however, that amounts of antibody generated to the type 23F PnPS during murine colonization were minimal and that among the multiple PnPS types, the 23F capsular polysaccharide may be poorly immunogenic (12, 22, 23). This lack of response to the capsular polysaccharide surface antigen of a colonizing strain correlates with the experience in both experimental and naturally acquired carriage in humans and could underlie the difference between the effects of vaccination and carriage (14, 20). Our results, therefore, suggest that carriage may not be a protective immunizing event. The susceptibility of CBA/J mice to recolonization with a streptomycin-resistant mutant of P1121 following clearance of the initial inoculum (P1121) is supportive of this conclusion. In fact, for humans there is no direct evidence that antibody induced by natural carriage is a factor influencing the dynamics of colonization.
Unlike the insignificant increase in antibody to the homotypic PnPS, there was a brisk rise in titer to the strain-specific N-terminal portion of PspA in colonized mice, although this response did not appear to affect carriage. This observation confirmed that murine pneumococcal colonization induces specific antibody as previously suggested for the natural host (27, 28). A similar rise in serum and mucosal antibody to this surface antigen was seen during experimental human colonization (20, 21). In the human study, a higher preinoculation titer of this anti-PspA antibody was associated with a reduced susceptibility to becoming colonized following intranasal challenge with an estimated 50% colonizing inoculum (20). In BALB/c mice, however, no detectable effect on subsequent colonization was induced by systemic immunization with this fragment, which generated serum and mucosal antibody. We cannot exclude the possibility that the amount or type of murine anti-PspA antibody may not be as effective as that found in the natural host.
Our findings indicate that host factors other than antibody are responsible for the gradual, steady decline in the density of colonizing pneumococci. SCID mice, which lack adaptive immunity, were persistently colonized for as long as 6 weeks postinoculation. Although SCID mice remained colonized, they still demonstrated a decline in the density of colonization over time. Together with the inability of immunocompetent CBA/J mice to prevent reacquisition of a strain previously cleared; this suggests that innate immunity may be the main contributor to the resolution of carriage. In this regard, we observed that unrelated strains of inbred mice all gradually resolved the carrier state but showed differences of
100-fold in the initial density of colonization following challenge with the same strain. Differences in levels of tumor necrosis factor alpha and gamma interferon expressed by different mouse strains, for example, have been previously demonstrated to be responsible for the altered resistance to a variety of bacterial infections (3, 25).
Finally, we cannot exclude an active role of the organism in the ineffectiveness of antibody generated during carriage. For instance, the expression of a capsule, a characteristic required for colonization by the pneumococcus, protects the organism from the opsonic enhancement of immunoglobulin (17). In addition, as one of the many mucosal pathogens that expresses an IgA1 protease capable of cleaving human IgA1, the pneumococcus may specifically inactivate a major portion of mucosal immunoglobulin (31, 33). Although this enzyme would not be relevant to murine immunoglobulins, there might be other examples of pneumococcal mechanisms contributing to evasion of the antimicrobial effects of the antibody response during carriage.
This work was supported by grants from the U.S. Public Health Service to T.L.M. (AI51115), J.N.W. (AI44231 and AI38446), and the Bacterial Respiratory Pathogens Research Unit, University of Iowa (AI30040).
Present address: Medical Diagnostic Laboratories, Mt. Laurel, NJ 08054. ![]()
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