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Infection and Immunity, December 2005, p. 8188-8193, Vol. 73, No. 12
0019-9567/05/$08.00+0 doi:10.1128/IAI.73.12.8188-8193.2005
Copyright © 2005, American Society for Microbiology. All Rights Reserved.
Relative Roles of Complement Factor 3 and Mannose-Binding Lectin in Host Defense against Infection
Kazue Takahashi,*
Lei Shi,
,
Lakshmi D. Gowda, and
R. Alan B. Ezekowitz
Laboratory of Developmental Immunology, Department of Pediatrics, Massachusetts General Hospital, Harvard Medical School, Boston, Massachusetts 02114
Received 14 June 2005/
Returned for modification 18 August 2005/
Accepted 6 September 2005

ABSTRACT
Staphylococcus aureus is a major cause of severe nosocomial
and community-acquired infections. Phagocytes and humoral molecules,
including complement, have been proposed to cooperate in host
defense against gram-positive bacteria. Circumstantial evidence
indicates a role for complement, but this has not been formally
defined. Complement activation is initiated by the classical,
alternative, or lectin pathway, with the latter requiring mannose-binding
lectin (MBL, also known as mannose-binding protein). MBL is
an oligomeric serum protein that recognizes carbohydrates decorating
a broad range of infectious agents, including
S. aureus. We
previously reported that MBL null mice were highly susceptible
to
S. aureus infection, confirming that MBL plays a key role
in first-line host defense. In this study, we evaluated the
relative roles of C3 and MBL against
S. aureus infection by
generating MBL
x C3 null mice to compare with C3 single null
mice. C3 deficiency alone significantly reduced survival to
19% from 97% of wild-type mice (
P < 0.0001). Surprisingly,
an additional MBL deficiency reduced the survival further to
7% (
P < 0.0001). However, the MBL deficiency alone had a
smaller though significant effect on survival, which was 77%
(
P = 0.018 versus wild-type mice). These results confirm an
essential function for complement in host resistance against
S. aureus infection but also identify an MBL-dependent mechanism
that is C3 independent.

INTRODUCTION
Complement is thought to eliminate bacteria by a direct attack,
forming a membrane attack complex and producing opsonins C3b
and iC3b for opsonophagocytosis (
4,
15,
44). Complement is activated
by three pathways: the classical, alternative, and lectin pathways.
The latter is initiated by mannose-binding lectin (MBL, also
known as mannose-binding protein) and ficolin, both of which
require MBL-associated serine protease (MASP) (
22,
45), in particular
MASP-2, which mimics the classical pathway of convertase cleaving
C4 and then C2 followed by generation of C3 convertase (
45).
Although the complement pathway has been accepted as one of
the most important mechanisms in host defense against infection
(
2,
14,
32,
34,
48), much of our knowledge has relied on indirect
evidence from studies of complement component 3 (C3) that have
utilized cobra venom factor (CVF). This strategy essentially
achieves the depletion of complement through activation of the
complement cascade (
47) and therefore differs from genetic C3
deficiency. More recently, definitive studies using gene-targeted
mice have been made possible. However, despite this availability,
only a few studies have used gene-targeted mice to address the
role of complement component (
25,
33).
MBL is a pattern recognition molecule that can recognize the molecular patterns that decorate a wide range of microorganisms. Infectious agents that are recognized by MBL include certain gram-positive and gram-negative bacteria, yeast, parasites, mycobacteria, and viruses (6, 8). MBL as a part of complement can also activate the lectin pathway in an antibody-independent manner. Therefore, MBL has many functional properties that are reminiscent of an antibody, and in fact MBL is considered an opsonin (16, 28, 42, 46). A recent study suggested that the lectin complement pathway contributes largely to C3 deposition on Staphylococcus aureus (28). Furthermore, MBL alone is sufficient in the absence of complement to facilitate enhanced uptake of bacteria by phagocytes (28). MBL has many similarities with the first complement component C1q; both are structurally multimerized and are involved with apoptotic cell clearance (5, 13, 39). In our previous study, we demonstrated that direct attack via MBL, complement, or the combination with other soluble molecules was not effective whereas MBL-initiated opsonophagocytosis was effective in killing S. aureus (37). Indeed, MBL null mice were susceptible to S. aureus infection (37). However, that study did not address the relative roles of MBL and complement-dependent mechanisms.
In this study, we generated MBL x C3 null mice to answer that question. Although humans and new-world monkeys have a single MBL gene, two homologous forms of MBL, designated MBL-A and MBL-C, are present in rodents (17, 24). MBL-A and MBL-C are found predominantly in serum and bind MASPs to activate complement (11). Therefore, the MBL x C3 null mice are actually triple null in MBL-A, MBL-C, and C3. We found that C3 null mice were susceptible to S. aureus infection, similar to mice in which complement was depleted by pretreatment with CVF (35). Surprisingly, MBL x C3 null mice were more susceptible to infection than mice lacking only C3. This suggests a new distinctive host defense mechanism of MBL that is independent of complement.

MATERIALS AND METHODS
Generation of MBL x C3 null mice.
MBL null (MBL-A and MBL-C double null) and C3 null mice have
been previously described (
37). MBL null mice were crossed with
C3 null mice (
50) to create MBL
x C3 null mice in this study.
Experiments were carried out under protocols approved by the
Subcommittee on Research Animal Care at Massachusetts General
Hospital.
S. aureus infection.
All mice were between 6 and 12 weeks old, from generation F8 and F9, and were maintained on a mixed background of 129/C57BL/6J. Age- and gender-matched mice were used in each experiment. S. aureus CP5+ was used as previously described (37). Mice were inoculated intravenously (i.v.) in the tail vein with 107 CFU/0.2 ml saline/mouse. This dose was derived from dose-response experiments to distinguish differences between C3 null mice and MBL x C3 null mice. For reconstitution experiments, 75 µg of recombinant human MBL (rhMBL; a gift from NatImmune A/S, Copenhagen, Denmark) in 0.2 ml saline/mouse was injected intraperitoneally (i.p.) 1 h prior to the S. aureus inoculation and the day following inoculation (37). For reconstitution of C3, plasma from MBL null mice was prepared and pooled freshly on the day of experiment, and 0.4 ml of the pooled plasma was injected i.p. with the same protocol as the rhMBL.
Assays.
Bacterial loads in blood and organs were measured as described previously (37). Plasma or supernatant of homogenized tissues was used for cytokine and chemokine assays. Tumor necrosis factor alpha (TNF-
), interleukin-6 (IL-6), macrophage inflammatory protein 2 (MIP-2), and MCP-1 were measured by enzyme-linked immunosorbent assay kits (R&D System, Minneapolis, MN) according to the manufacturer's instructions. Alanine aminotransferase (ALT) and aspartate aminotransferase (AST), creatinine, and blood urea nitrogen were measured at the Chemistry Laboratory (director, James G. Flood), Massachusetts General Hospital.
Statistical analysis.
Survival data were assessed using Kaplan-Meier analysis (JMP5 software; SAS Institute, Cary, North Carolina). Data regarding bacterial loads, soluble factors, and enzymes were analyzed by t test in Statview or JMP5 (SAS Institute, Cary, North Carolina).

RESULTS
C3 null mice are highly susceptible to S. aureus infection.
We infected wild-type (WT) and C3 null mice with
S. aureus intravenously
in a model of bacteremia. Fifteen out of 31 (52%) C3 null mice
died, whereas all WT mice survived at 36 h (
P < 0.0001) (Fig.
1). The phenotype was reversed by injections of C3-sufficient
plasma that was prepared from MBL null mice as described in
Materials and Methods. This provided evidence that the plasma
of MBL null mice was C3 sufficient and functionally replaced
C3 in vivo. These results confirmed that C3 null mice were susceptible
to
S. aureus infection, as previously observed in mice that
were C3 depleted by injection of CVF (
3), and that the phenotype
was reversed by reconstitution with C3, demonstrating that the
susceptibility is C3 dependent.
Bacteremia and systemic inflammation.
The previous study with CVF-treated, C3-depleted mice did not
investigate the cause of death (
3). We examined the state of
infection as the cause of death from the bacterial infections
and found that death could be attributed to complications from
bacteremia, septicemia due to uncontrollable inflammatory response,
and organ failure in C3-deficient animals as previously reported
(
1,
10,
43). We determined bacterial loads in blood, liver,
kidney, lung, and spleen at 16 h, since C3 null mice began to
die approximately 18 h postinoculation (Fig.
1). All assays
were performed on samples from 16 h postinoculation for this
reason. There were 1 to 2.5 log orders more bacteria in the
blood and organs of C3 null mice than in those of WT mice (Fig.
2a). These results suggested that the increased mortality was
caused by uncontrollably increased bacterial load in C3 null
mice. There is a well-established correlation between mortality
and increased production of proinflammatory cytokines, such
as TNF-

and IL-6 (
1,
10,
43). IL-6 in plasma was increased by
45-fold in C3 null mice compared with WT mice, while the increase
in plasma TNF-

was similar in magnitude but with great variation
(Fig.
2b). These data suggested that C3 null mice had increased
circulating proinflammatory cytokines consistent with a systemic
inflammatory response accompanied by bacteremia.
Local inflammation and organ failure.
We hypothesized that C3 null mice would be prone to tissue damage
induced by cytokines and chemokines, reflecting local inflammatory
responses to the local infection. We analyzed chemokines, including
MCP-1 and MIP-2, in addition to TNF-

as inflammatory markers
in liver, kidney, lung, and spleen. The chemokines and TNF-
in all organs tested were significantly elevated in C3 null
mice compared with WT mice, with the exception of lung (
P =
0.0002 to 0.047) (Fig.
3a). The data indicated that organs of
C3 null mice were inflamed. This was correlated with increased
serum AST and ALT in C3 null mice compared with WT mice (Fig.
3b), while serum levels of blood urea nitrogen and creatinine
remained similar (data not shown), despite elevations of all
inflammatory markers (Fig.
3a). These results suggested that
C3 null mice developed inflammatory responses throughout the
body, including likely liver damage.
MBL x C3 null mice are more susceptible to infection than C3 single null mice.
We previously reported that MBL null mice were highly susceptible
to
S. aureus infection, but we could not address the relative
roles of MBL and complement in that study (
37). In this investigation,
we addressed that question by using transgenic mice that lack
MBL
x C3. MBL null mice were crossed with C3 null mice in order
to generate MBL
x C3 null mice. MBL
x C3 null mice were fertile
and demonstrated no obvious growth defects or abnormalities
(data not shown). WT, MBL null, C3 null, and MBL
x C3 null mice
were inoculated i.v. with 10
7 CFU of
S. aureus/mouse as described
in Materials and Methods. Seven percent (1/14) of MBL
x C3 null
mice survived at 22 h following inoculation, compared with 65%
(20/31) of C3 null mice at the same time and 19% (6/31) by 48
h (
P < 0.001) (Fig.
4). MBL
x C3 null mice died synchronously,
as their survival curve precipitously declined compared with
a gradually declining curve of C3 null mice (Fig.
4). The 77%
(23/30) survival of MBL null mice was significantly lower than
the 97% (31/32) survival of WT mice (
P = 0.018) (Fig.
4), similar
to previous observations with a higher inoculation dose (
37).
However, the 77% survival of MBL null mice was significantly
greater than the survival of C3 null mice (Fig.
4) (
P < 0.0001).
These results indicate that the susceptibility to
S. aureus infection was ranked, with MBL
x C3 null mice being the most
susceptible followed by C3 null and then MBL null mice.
In order to confirm whether the susceptible phenotype was due
to a lack of C3, MBL, and/or both, MBL
x C3 null mice were injected
i.p. with rhMBL and/or C3-sufficient plasma of MBL null mice
as described above. The replacement of C3, rhMBL, or both is
anticipated to restore phenotypes to MBL null, C3 null, or WT
mice, respectively. The reconstitution experiments were terminated
at 36 h, since the half-life of murine C3 was expected to be
short (
30). The half-life of rhMBL was 14 to 20 h as previously
reported (
37). The C3 replacement restored the survival of MBL
x C3 null mice close to that of MBL null mice (Fig.
5a). Likewise,
administration of rhMBL improved the survival of MBL
x C3 null
mice to the level of C3 null mice (Fig.
5b). Finally, the administration
of both C3 and rhMBL restored the survival curve of MBL
x C3
null mice back to the level of WT mice (Fig.
5c). These results
confirmed two things: (i) the low survival of MBL
x C3 null
mice was due to lack of both C3 and MBL, and (ii) the difference
in survival between MBL
x C3 null mice and C3 null mice was
attributed to an MBL-dependent mechanism(s).

DISCUSSION
In this study, we demonstrated that mice genetically deficient
in C3 were indeed susceptible to
S. aureus infection. Survival
of C3 null mice was 19% at 48 h following infection, while all
WT mice survived (Fig.
4). The susceptible phenotype was reversed
by administration of C3-sufficient plasma (Fig.
1), confirming
that the high mortality was due to lack of C3. This phenotype
was predicted from the previous study using mice that were complement
depleted by CVF pretreatment (
3). CVF is similar to C3b in activating
C3/C5, resulting in activation of complement C5 to C9. CVF-treated,
C3-depleted mice (
47) therefore differ from C3 gene-targeted
mice, i.e., C3 null mice lack C3, while all other lower complement
components are intact. C3 null mice have been reported to be
susceptible to infections with group B streptococcus,
Pseudomonas aeruginosa, and acute septic peritonitis (
25,
33,
50). In all
cases, high mortality was associated with bacteremia, and in
the latter two cases, high mortality was associated with increased
induction of TNF-

(
25,
33). In our study, the high mortality
of C3 null mice was also associated with high-grade bacteremia,
as evidenced by the significantly elevated bacterial loads in
blood, liver, kidney, lung, and spleen (Fig.
2a). This elevated
bacteremia was also associated with increased inflammatory responses
throughout the body based on the results that cytokines and
chemokines, such as IL-6, TNF-

, MIP-2, and MCP-1, were significantly
increased in blood and organs (Fig.
2 and
3). These results
are in agreement with the report by Mueller-Ortiz et al. that
TNF-

, IL-6, and MIP-2 were increased in bronchoalveolar lavage
specimens of C3 null mice following
P. aeruginosa infection
(
25). The increased inflammatory response and bacteremia were
also associated with liver damage, indicated by elevated liver
enzymes AST and ALT (Fig.
3b). These observations are supported
by previous studies in which elevated bacteremia and inflammatory
responses were associated with organ damage (
21,
31,
43). Taken
together, these results demonstrate that C3 null mice are susceptible
to
S. aureus infection due to increased bacteremia with elevated
inflammatory responses and organ damage.
To further probe the relative roles of C3 and MBL, we also generated MBL x C3 null mice in this study. All complement pathways, classical, alternative, and lectin, require C3. Animals that lack C3 are therefore devoid of all lower complement products, including the membrane attack complex and opsonins C3b and iC3b. A lack of opsonization by C3 fragments has a strong impact on survival, as C3 deficiency greatly reduced survival (Fig. 4). A portion of the C3 fragments in C3 null mice is a product of activated lectin pathway, as the C3 fragments are generated by the three complement pathways. In order to examine the efficiency of generating the C3 fragments by each pathway, mice lacking C1q (classical), factor D (alternative), or MBL (lectin) will have to be compared. Surprisingly, MBL x C3 null mice were significantly more susceptible to S. aureus infection than were C3 null mice (Fig. 4). This difference is MBL dependent, as MBL replacement of MBL x C3 null mice reversed the phenotype to the level of C3 null mice (Fig. 5b). This result suggests that MBL has a distinctive role that is C3 independent, at least against S. aureus. MBL was initially recognized as an opsonin (42) and later identified as the initiator of the lectin complement pathway with MASPs (22, 45); however, it has not been clear whether MBL simply amplifies the complement cascade or has its own role that is dissociated from the complement pathway. This study supports the idea that MBL has its own function that is C3 independent and that includes a direct opsonin. The mechanism of this activity is yet to be investigated in detail. There is another possibility: MBL may function in parallel to complement. This effect could be either synergistic or additive, since the effect of MBL deficiency seemed to increase that of C3 deficiency (Fig. 4). At any rate, the C3-independent activity of MBL most likely operates via collectin receptors whose candidates are CD91/calreticulin (29), C1q/MBL receptor (27), and/or CD21/CD35 (CR1) receptor (9), while the opsonic function requires the complement receptor, since the effector molecule is expected to be the C3b and iC3b opsonins (4, 7, 18, 28). MBL also may regulate other receptors, either directly by facilitating accessibility of ligands or indirectly by binding to the collectin receptors that may further modulate other receptors. Further in vitro studies will inform us how MBL regulates inflammatory responses. In vitro observations demonstrated that MBL could bind and opsonize bacteria as well as the yeast cell wall product mannan (16).
Clinical studies correlated an MBL-dependent opsonic defect in human serum with a phenotype of recurrent infection (42). These patients were found to have one of three amino acid substitutions due to single nucleotide polymorphisms in exon 1 of the MBL gene that disrupts the collagen helix (40). More detailed analysis of the MBL gene has revealed at least seven distinct MBL haplotypes in humans, four of which (LYPB, LYQC, HYPD, and LXPA) dictate low serum levels (20, 38). Interestingly, there is a high rate of these haplotypes in various human populations, with a range of heterozygosity from 15% in Caucasians to 30% in certain African populations (19, 41). Importantly, MBL is able to distinguish species-self as well as altered-self, in the form of apoptotic cells, from non-self (26, 29, 39). The specificity that allows the distinction of surfaces of virally infected cells and transformed cells from normal host cells depends on both fine recognition of molecular patterns and a macropattern (12). The macropattern appears to be dictated by the spatial orientation of the carbohydrate-binding domains and the differences in geometry of the sugars that adorn microorganisms compared to host glycoproteins (36, 49).
In this study, we have shown that C3 null mice are susceptible but MBL x C3 null mice are significantly more susceptible to S. aureus infection. Thus, MBL appears to have a unique role in vivo, as we postulated from an in vitro study (16). The emergence of multiresistant strains of S. aureus (23) has complicated the treatment of infection caused by the pathogen. MBL, having the ability to limit this organism by mechanisms different from those of antibiotics, may therefore provide a new therapeutic adjunct to be used in combination with existing antibiotic treatment. In conclusion, this study provides the in vivo evidence that C3 and MBL have a dynamic interaction in combating S. aureus infection and that MBL has the independent effector function.

ACKNOWLEDGMENTS
This work was supported by grant NIH RO1AI42788.
We thank Iain Fraser, Mykol Larvie, and Lynda Stuart for critical reading of the manuscript and helpful discussion. We also thank Michael C. Carroll for providing breeding pairs of C3 null mice. We also thank NatImmune S/A, Denmark, for providing rhMBL.

FOOTNOTES
* Corresponding author. Mailing address: Laboratory of Developmental Immunology, Department of Pediatrics, Massachusetts General Hospital, Harvard Medical School, 55 Fruit Street, GRJ 1402, Boston, MA 02114. Phone: (617) 726-1394. Fax: (617) 724-3248. E-mail:
ktakahashi1{at}partners.org.

Editor: J. B. Bliska
Co-first authors. 
Present address: Centocor Inc., Mail Code R32, 145 King of Prussia Rd., Radnor, PA 19087. 

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Infection and Immunity, December 2005, p. 8188-8193, Vol. 73, No. 12
0019-9567/05/$08.00+0 doi:10.1128/IAI.73.12.8188-8193.2005
Copyright © 2005, American Society for Microbiology. All Rights Reserved.
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