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Infection and Immunity, February 2006, p. 994-1000, Vol. 74, No. 2
0019-9567/06/$08.00+0 doi:10.1128/IAI.74.2.994-1000.2006
Copyright © 2006, American Society for Microbiology. All Rights Reserved.
Roger Randall,4
Michael Darsley,4,
Cynthia Lee,5
Philip Bedford,4
Janet Shimko,1,
and
David A. Sack1,||
Center for Immunization Research, Johns Hopkins Bloomberg School of Public Health, 624 N. Broadway, Baltimore, Maryland 21205,1 Navy Medical Research Center, Silver Spring, Maryland,2 Walter Reed Army Institute of Research, Silver Spring, Maryland,3 Acambis Research, Ltd., 100 Fulbourn Rd., Cambridge CB1 9PT, United Kingdom,4 Acambis, Inc., Cambridge, Massachusetts5
Received 6 July 2005/ Returned for modification 23 August 2005/ Accepted 27 October 2005
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Live, toxin-free mutants may be effective oral vaccines. A spontaneous mutant, E1392/75-2A, which lost ST and LT toxins but continues to express CFA/II, provided 75% protection against challenge with an LT+, ST+, CFA/II+ strain (12, 21). However, E1392/75-2A was associated with diarrhea in ca. 15% of vaccinees, indicating that further attenuation was needed to produce a prototype vaccine for ETEC. Therefore, following attenuation strategies that were successful for Salmonella strains (4-6), specific genes were deleted, including aro genes important in the biosynthesis of aromatic amino acids and chorismate, which is required for folate synthesis; ompC and ompF, which code for outer membrane proteins; and ompR, which regulates expression of ompC and ompF. The new vaccine constructs, PTL-002 (
aroC
ompR) and PTL-003 (
aroC
ompC
ompF) were immunogenic when given intranasally to mice. In an open-label phase I trial 27 subjects received either PTL-002 or PTL-003 as a single oral dose of 5 x 107, 5 x 108, or 5 x 109 CFU. No serious adverse events occurred, although six subjects experienced mild to moderate gastrointestinal side effects. The 11 subjects who received the highest dose of either strain all showed mucosal immune responses, as measured by immunoglobulin A (IgA) anti-CFA/II reactivity in the antibody in lymphocyte supernatant (ALS) assay (24).
The present study was designed as a double-blind, placebo-controlled trial to further assess the safety and immunogenicity of PTL-002 and PTL-003 and to select the most appropriate construct for further development as a candidate ETEC vaccine.
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Immunization of volunteers and assessment of vaccine safety and immunogenicity. In a double-blind fashion 40 healthy subjects, aged 18 to 50, were randomized to one of six groups to receive vaccine or placebo on days 0 and 10. A total of 24 subjects were randomized to receive two doses of vaccine (PTL-002/PTL-002 or PTL-003/PTL-003, n = 12 per group), and 16 were randomized to receive one dose of vaccine (PTL-002/placebo, PTL-003/placebo, placebo/PTL-002, or placebo/PTL-003, n = 4 per group). Subjects fasted for 90 min before and after dosing. Volunteers were immunized by drinking 200 ml of CeraVacx buffer (Cera Products, Inc., Jessup, MD; rice solids, 7.0 g; sodium bicarbonate, 2 g; trisodium citrate, 0.5 g in 200 ml of water) containing 1 ml of the adjusted vaccine suspension. Placebo recipients received 200 ml of CeraVacx buffer alone.
For 7 days after each dose, subjects recorded symptoms on diary cards. Peripheral blood mononuclear cells (PBMC), serum, and fecal samples were obtained on days 0, 7, 10, 17, 24, and 38 to assess local and systemic immune responses. Fecal samples were obtained for culture on days 0, 3, 6, 10, 11, 16, 20, and 24. Subjects still excreting a vaccine strain on day 24 received ciprofloxacin 500 mg orally twice daily for six doses.
Isolation of PTL-002 and PTL-003 strains from stools. Samples were plated onto MacConkey agar and on MacConkey agar containing streptomycin (25 µg/ml). Five to ten colonies were taken from the streptomycin-containing plates and plated onto Luria agar, a complete growth medium, and onto Davis media, a minimal medium which lacks aromatic metabolites. Colonies growing on complete growth media but not on minimal media were confirmed to be the vaccine strain by agglutination with CFA/II specific antiserum. The detection limit for vaccine strains is estimated to be 30 CFU/g of stool.
Preparation of CFA/II antigens. Bacteria cultured overnight on CFA agar were incubated in PBS at 65°C for 25 min to release pili. Pili were isolated as previously reported (10, 24).
Detection of anti-CFA/II ASCs.
PBMC were isolated from peripheral blood samples by Ficoll-Hypaque gradient centrifugation, and anti-CFA/II-specific IgA and IgG antibody-secreting cells (IgA/IgG-ASCs) were determined by using an enzyme-linked immunospot assay as previously described (1, 17). A positive ASC response was defined as a
2-fold increase over the baseline (day 0) value when the baseline value was
0.5/106 PBMC. If the baseline value was <0.5/106 PBMC, a response was defined as >1.0 spots/106 PBMC.
Measurement of anti-CFA/II-specific antibody in ALS, in serum, and in fecal extracts by colorimetric ELISA.
The ALS assay was performed as previously described (3). PBMC were isolated from peripheral blood samples by Ficoll-Hypaque gradient centrifugation, and the cell concentration was adjusted to 107 PBMC/ml in complete RPMI medium. Then, 1-ml aliquots were cultured in 24-well tissue culture plates for 48 h, and the supernatants were harvested and stored frozen at 20°C until assayed for anti-CFA IgG and IgA antibodies by enzyme-linked immunosorbent assay (ELISA). IgA and IgG antibodies in serum and ALS and IgA antibodies in fecal extracts were measured by ELISA as previously described (1, 9). Samples were threefold serially diluted in duplicate in microtiter plates, and endpoint titers were determined as the reciprocal interpolated dilutions giving an A405 of 0.4 above the background. Specific fecal IgA titers were expressed as ELISA units per microgram of total IgA. A
2-fold increase in IgA or IgG titers between samples was considered a significant response (1, 9).
Measurement of anti-CS1 and CS3-specific antibody in serum by ELISA utilizing time-resolved fluorescence (TRF). A modification of the method of Suonpaa et al. (19) was used. Briefly, wells of 96-well EIA plates (Costar 3590) were coated with 50 µl of CS antigen diluted in carbonate-bicarbonate coating buffer to 2 µg/ml and incubated at 37°C for 1 h. Plates were washed three times with PBS-0.05% Tween 20 and blocked with 200 µl of nonfat dried milk/well diluted to 5% in PBS-Tween. After incubation for 1 h at 37°C, the plates were washed three times, and serial dilutions of serum or ALS samples were added (50 µl/well). After a further 1-h incubation at 37°C, the plates were washed, and 50 µl of anti-human IgA-biotin (Southern Biotech, Birmingham, AL) was added/well for 1 h at 37°C. The plates were washed three times, and 50 µl of Europium-labeled streptavidin (Wallac) diluted in Wallac assay buffer was added/well for an additional 1 h at 37°C. After three washes, the fluorescent signal was generated by addition of Wallac enhancement solution (100 µl/well) and shaking for 5 min. Time-resolved fluorescence was measured on a Wallac Victor 2 Multilabel counter. The data were fitted to a four-parameter logistic equation, and endpoint titers were calculated by using XLfit software (IDBS). A twofold increase in TRF titer postinfection over baseline was considered a positive response.
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TABLE 1. Number of subjects administered a live, attenuated ETEC vaccine strain (PTL-002 or PTL-003) or placebo on days 0 and 10a
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TABLE 2. Incidence of gastrointestinal and general symptoms reported by subjects during the 7 days after ingestion of PTL-002, PTL-003, or placebo on days 0 and 10a
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2 analysis). Of the 11 subjects who received two doses of PTL-003, 9 had positive stool cultures for the vaccine strain after the initial dose and the other two had positive stool cultures for the vaccine strain after the second dose. Of the 10 volunteers who gave stool samples after receiving two doses of PTL-002, 6 had positive cultures after the first dose and an additional 3 had positive cultures after the second dose (Table 3). Overall, fecal shedding was documented at least once in 36 of 40 subjects: 19 of 20 (95%) of those receiving PTL-003 and 17 of 20 (85%) of those receiving PTL-002. The time course of fecal shedding is shown in Fig. 1 and 2. |
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TABLE 3. Serum IgA titers, number of IgA-ASCs, and number of positive stool cultures in subjects given one or two doses of attenuated ETEC strains PTL-002 or PTL-003 on days 0 and 10a
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FIG. 1. Number of subjects excreting PTL-002 and PTL-003 vaccine strains after a single dose of vaccine on day 0. Bars: , PTL002 (n= 10);
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FIG. 2. Number of subjects excreting PTL-002 and PTL-003 vaccine strains following a dose of vaccine on day 0 and day 10. Bars: , PTL002 (n = 10);
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Mucosal immune responses to CFA/II, measured by ASC, ALS, and fecal IgA, were greater among PTL-003 recipients than among PTL-002 recipients. Of all subjects who received one or two doses of vaccine, 18 of 20 (90%) who ingested PTL-003 mounted an IgA-ASC response compared to 11 of 20 (55%) who received PTL-002 (P = 0.01) (Tables 3 and 4). Furthermore, the median peak number of IgA-ASCs was substantially higher for PTL-003 recipients (30/106 PBMC; range, 1.3 to 175) compared to PTL-002 recipients (4/106 PBMC; range, 1.3 to 101) (P < 0.05 by the median test) (Fig. 3). In addition, PTL-003 recipients had higher IgG-ASC response rates (50% versus 30%). Response rates by the ALS assay were lower than those determined by the ASC assay but were, nonetheless, higher among PTL-003 than PTL-002 recipients (75% versus 45% for IgA ALS and 40% versus 20% for IgG ALS). In the ASC and ALS assays, among the 21 subjects who received a second dose of vaccine, there were several new responders after the second dose (Tables 3 and 4). Among the 32 IgA- or IgG-ASC measurements following a placebo dose (before the day 10 dose in the placebo/PTL-002 or placebo/PTL-003 groups), there was one response. There were no ALS responses after a placebo dose. Total fecal IgA levels were sufficient in 26 subjects to measure specific anti-CFA/II IgA: 2 of 12 PTL-002 recipients (17%) and 4 of 14 PTL-003 recipients (29%) had twofold increases in titer (data not shown).
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TABLE 4. Number of subjects with mucosal immune responses to CFA/IIa after one or two oral doses of attenuated ETEC strain PTL-002 or PTL-003
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FIG. 3. Peak number of CFA/II-specific IgA-ASC per 106 PBMC in volunteers immunized with PTL-002 or PTL-003 with one or two doses of PTL-002 or PTL-003. The bar represents the median value.
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TABLE 5. Serum antibody responses to CS1 or CS3 measured by TRF ELISA after one or two doses of PTL-002 or PTL-003a
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Difficulties with production and delivery of purified CFAs stimulated interest in killed vaccines and live attenuated vaccines. A formalin-inactivated whole-cell vaccine produced by SBL Vaccin, Stockholm, Sweden, contains a variety of strains with many of the common CFAs and the B subunit of cholera toxin (CT), which is structurally similar to, and gives cross-protection against, ETEC LT. This vaccine was immunogenic in several adult and pediatric populations (1, 9, 11, 17, 18, 25). In a study of 685 U.S. citizens traveling to Mexico and Guatemala, the vaccine protected against moderate to severe ETEC illness (protective efficacy of 77%, P = 0.04) but not against mild ETEC diarrhea (D. A. Sack, J. Shimko, O. Torres, A. Karnell, I. Nyquist, B. Gustafsson, A. L. Bourgeois, O. Newton, and A. Svennerholm, Abstr. 42nd Intersci. Conf. Antimicrob. Agents Chemother., abstr. G-1217D, 2002). A second larger study of travelers to Latin America corroborated these results. (A. L Bourgeois, J. Halpern, B. Gustafasson, et al., Abstr. 45th Annual ICACC, abstr. G-408, 2005). Unfortunately, when the vaccine was field-tested in 314 Egyptian children aged 6 to 18 months, the protective efficacy was only 20% (S. J. Savarino, R. Abu-Elyazeed, M. Rao, R. Frenck, I. Abdel-Messih, E. Hall, S. Putnam, H. El-Mohamady, T. Wierzba, K. Kamal, P. Moyer, B. Morsy B, A. Svennerholm, Y. Lee, and J. Clemens, Abstr. 6th Annu. Conf. Vaccine Res. Natl. Found. Infect. Dis., abstr. 02-A-43-NFID, 2003). Since this vaccine contains whole cells and CT, it is difficult to assess the role of the CFAs in protecting travelers from moderate to severe ETEC illness.
Another method of delivering CFAs to the small intestine is via live, attenuated bacteria. Attenuated Salmonella and Shigella strains have been genetically engineered to express ETEC CFAs, often with the B subunit or a mutant form of LT or CT (2, 8, 15). The immunogenicity of these strains has been demonstrated in animal models. In addition, live, attenuated ETEC strains have been studied in human trials. Administration of a toxin-positive ETEC strain protected against subsequent rechallenge with the same strain (13). Furthermore, administration of a toxin-negative strain, E1392/75-2A, protected against challenge with a toxin-positive strain homologous only for CFAs (12, 21).
The current randomized, double-blind trial assessed the safety and immunogenicity of two attenuated ETEC strains, PTL-002 and PTL-003, which were derived from strain E1392/75-2A. The aroC gene was deleted to form both strains. In addition, ompC and ompF were deleted to generate PTL-003; and ompR, part of a two-component regulatory system, which regulates the expression of ompC, ompF, and other genes, was deleted to generate PTL-002 (24). The ompR mutation of PTL-002 is, therefore, more pleiotropic than the ompC and ompF mutations of PTL003 and probably more attenuating.
As suggested by these attenuation strategies, PTL-003 caused more sustained colonization than PTL-002. PTL-003 was isolated more than twice as frequently as PTL-002. The duration of fecal excretion by the two vaccine constructs was somewhat longer than reported for other live attenuated enteric vaccine candidates, e.g., CVD908-htrA (23). In the present study the streptomycin-resistant marker carried by the vaccine strains made the detection of organisms in stool samples very sensitive and specific. Since quantitative cultures were not done, the level of shedding was not determined.
In previous studies with the parent strain and a pilot study with PTL-002 and PTL-003, diarrhea occurred in 15 to 20% of subjects (21, 24). Administration of these strains in sodium bicarbonate may have caused some loose stools. In the present study the vaccine strains were administered in CeraVacx, a rice-based oral rehydration solution. Given in this buffer, the vaccine strains were well tolerated and were associated with mild diarrhea in only 2 of 40 subjects. CeraVacx was chosen as the buffer for the current study based on a comparison of three buffers for delivery of Peru-15, a live oral cholera vaccine. Vibriocidal antibody titers were higher when Peru-15 was given in CeraVacx compared to a standard bicarbonate-ascorbic acid buffer or Alka-Seltzer (16). In the previous PTL-002/003 pilot study five subjects ingested PTL-002 and six ingested PTL-003 as a single dose of 5 x 109 CFU in bicarbonate buffer. None of these subjects developed IgA or IgG serum anti-CFA/II responses by ELISA (D. A. Sack, unpublished results); however, all had significant increases in IgA titers in the ALS assay (24). In the present study, which utilized the same immunologic assays performed in the same laboratory as the pilot study, a slightly lower dose (2 x 109 CFU) of PTL-002 or PTL-003 given in CeraVacx resulted in similar mucosal responses but higher serum antibody responses to CFA/II measured by ELISA. Even though two doses of vaccine were given to 21 of the 40 subjects in the current study, serologic responses were similar for those in the two-dose and those in the one-dose groups. Further studies are needed to determine whether carbohydrate-based buffers will improve the tolerability and immunogenicity of live vaccines.
The more persistent excretion of PTL-003 correlates with its greater immunogenicity compared to PTL-002. For neither strain was a second dose on day 10 clearly beneficial in eliciting more serologic responses or greater increases in titer. There were, however, several new mucosal antibody responders noted in the ASC and ALS assays after the second dose. A larger study would be necessary to determine whether a second dose is beneficial.
PTL-003 induced IgA-ASC and serum IgA responses comparable to those elicited by two other prototype vaccines: a whole-cell, formalin-inactivated vaccine comprising five ETEC strains and CTB (1, 11) and a CFA/II vaccine encapsulated in biodegradable polymer microspheres (22). Anti-CFA/II IgA-ASC response rates were 90% for PTL-003 compared to 76% (anti-CS1 or CS3 IgA-ASCs) and 50% for the other two vaccine candidates, respectively. In addition, immune responses induced by PTL-003 were similar to those observed after challenge with 109 CFU of E24377A, a virulent CS1+, CS3+, LT+, ST+ ETEC strain (unpublished data). PTL-003 compared to E24377A elicited similar IgA-ASC response rates (90% versus 90%) and serum IgA response rates to CFA/II measured by standard colorimetric ELISA (35% versus 30%). In the TRF assay response rates to CS3 were similar (65% versus 55%), but response rates to CS1 were lower for PTL-003 compared to E245377A (55% versus 100%).
The evaluation of the comparative immunogenicity of the PTL-002 and PTL-003 vaccine constructs in this trial provided an opportunity for the first time to directly compare ALS and TRF to the more standard ASC and ELISAs for their relative abilities to quantify mucosal and serum antibody responses to ETEC antigens. The proportion of ALS responders was slightly lower than those detected by the ASC assay for both the IgA and IgG isotypes (Table 4). This discrepancy may have resulted from the shorter, 48-h incubation time used for the ALS assay in the present study. In subsequent studies longer ALS incubation times of 72 or 96 h produced better concordance between these two tests. Additional studies comparing TRF with the colorimetric ELISA corroborated results in this report, indicating that TRF is more sensitive for detecting anti-CFA responses after infection or immunization with ETEC strains (2a).
One limitation of this trial is the small number of subjects in each group. Although the size of the trial was adequate to demonstrate that PTL-003 was more immunogenic than PTL-002, it was not large enough to determine whether a second dose of vaccine was beneficial. In addition, the trial provided no information on the durability of the immune response beyond 1 month. Since immune correlates of protection against ETEC illness have not been determined, we do not know if the strong CFA response elicited by PTL-003 would protect against a virulent ETEC strain. However, based on the greater immunogenicity of the PTL-003 construct, this strain has been selected for further development as a prototype ETEC vaccine. A "proof of concept" challenge study is planned in which volunteers will be vaccinated with the PTL-003 construct and subsequently challenged with a fully virulent ETEC strain homologous for CFAs.
We thank Patricia Maples for clinical coordination of this trial.
Present address: The Wellcome Trust Sanger Institute, Hinxton, Cambridge CB10 1SA, United Kingdom. ![]()
Present address: Cambridge Biostability, NIAB, Huntingdon Rd., Cambridge CB3 0LE, United Kingdom. ![]()
Present address: Division of Microbiology and Infectious Diseases, NIAID, NIH, Bethesda, Md. ![]()
|| Present address: International Center of Diarrheal Disease Research, Dhaka, Bangladesh. ![]()
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aroC,
aroD Salmonella typhi vaccine strain CVD 908. Vaccine 13:939-946.[CrossRef][Medline]
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