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Infection and Immunity, August 2006, p. 4954-4959, Vol. 74, No. 8
0019-9567/06/$08.00+0 doi:10.1128/IAI.01781-05
Copyright © 2006, American Society for Microbiology. All Rights Reserved.
Enhanced Immunogenicity and Protective Efficacy with the Use of Interleukin-12-Encapsulated Microspheres plus AS01B in Tuberculosis Subunit Vaccination
Sang-Jun Ha,1,
Su-Hyung Park,1
Hye-Ju Kim,1
Seung-Chul Kim,2
Hyang-Ju Kang,1
Eun-Gae Lee,2
Soon-Geon Kwon,2
Byong-Moon Kim,3
Sung-Hee Lee,3
Won-Bae Kim,3
Young-Chul Sung,1*,
and
Sang-Nae Cho2,4*,
Division of Molecular and Life Sciences, Postech Biotech Center, Pohang University of Science & Technology, San 31 Hyoja-dong, Pohang 790-784, Korea,1
Department of Microbiology and Brain Korea 21 Project for Medical Sciences, Yonsei University College of Medicine, 134 Shinchon-dong, Seoul 120-752, Korea,2
Research Laboratories, Dong-A Pham. Co., Ltd., Yongin-si, Kyunggi-do 449-900, Korea,3
The International Vaccine Institute, Seoul 151-600, Korea4
Received 3 November 2005/
Returned for modification 20 December 2005/
Accepted 19 May 2006

ABSTRACT
Tuberculosis subunit vaccines codelivered with interleukin-12
(IL-12)-encapsulated microspheres (IL-12EM) are designed for
a sustained release of IL-12 and could induce strong Th1 immune
responses specific to Ag85A and ESAT-6. The adjuvant combination
of IL-12EM plus AS01B was a more efficient way to induce a sustained
Th1 immunity and protection against
Mycobacterium tuberculosis.

TEXT
Since the
Mycobacterium bovis bacillus Calmette-Guérin
(BCG) vaccine has shown little effectiveness against tuberculosis
(TB) in adults (
4), the development of an effective TB vaccine
to prevent
M. tuberculosis infection is urgently needed. Subunit
vaccines against tuberculosis show some promise but require
coadministration of adjuvants to stimulate a Th1 immune response,
which plays a key role in protection against
M. tuberculosis infection. Although interleukin-12 (IL-12) has been reported
to induce a strong Th1 immune response, the in vivo use of recombinant
IL-12 (rIL-12) protein as an adjuvant of subunit vaccines was
not sufficient to improve both Th1 immune response and protection,
due to its rapid in vivo clearance and inactivation. The use
of IL-12-encapsulated microspheres (IL-12EM) could be a solution
that overcomes the rapid in vivo clearance of IL-12 protein,
because cytokine-encapsulated biodegradable polymer microspheres
have been known to achieve local and sustained expression of
therapeutic agents, including cytokines (
6,
8,
11,
12,
18,
20,
30). We evaluated IL-12EM as an adjuvant in a TB subunit vaccine
model. In addition, we examined the combined adjuvant effect
of IL-12EM plus AS01B, another Th1-inducing adjuvant, which
is composed of monophosphoryl lipid A (MPL) and saponin molecule
(QS21) (
2,
21).
rIL-12 was encapsulated into poly(DL-lactic-co-glycolic acid) (PLGA) microspheres by use of a water-in-oil-in-water double-emulsion solvent evaporation technique (5, 13, 14). An aqueous solution of rIL-12 (50 µg) and bovine serum albumin (12.5 mg) was emulsified in dichloromethane containing 500 mg of PLGA. The amount of IL-12 incorporated into microspheres was determined using an enzyme-linked immunosorbent assay (ELISA) after dissolving IL-12EM in dimethyl sulfoxide. Figure 1 shows in vivo release of IL-12 from IL-12EM at different time points. The burst release of IL-12 in mice injected with rIL-12 was observed within 30 min, but the levels declined rapidly. In contrast, the release of IL-12 from IL-12EM was persistent after 9 days, indicating that encapsulation of rIL-12 using PLGA was effective, and a slow release of IL-12 could be achieved in vivo using IL-12EM.
To test the adjuvant effect of IL-12EM in the TB subunit vaccine,
we used Ag85A and ESAT-6 (A+E) as subunit vaccine components
because they are known to be protective antigens that induce
a strong Th1 immune response (
17,
28). Each subunit of vaccine
contained 20 µg of Ag85A protein and 15 µg of ESAT-6
protein (Standardia Diagnostics, Inc., Suwon, Korea) and was
emulsified in either alum (Pierce, Rockford, IL) or AS01B (SmithKline
Beecham Biologicals S.A., Belgium) with or without IL-12EM containing
0.1 µg of IL-12. Mice were immunized with the experimental
vaccines by a dorsal, subcutaneous route at 0 and 8 weeks. End-point
titers of antibodies specific to Ag85A and ESAT-6 were determined
using serum ELISA at 4 weeks after the primary immunization
(Table
1). The alum-immunized (A+E/alum) group showed higher
levels of total immunoglobulin G (IgG) (fourfold) and IgG1 (eightfold)
specific to Ag85A than the AS01B-immunized (A+E/AS01B) group.
However, the IgG2a level was fourfold lower in the alum-immunized
group than in the AS01B-immunized group, indicating that alum
induces a Th2-type antibody response rather than a Th1-type
response. Coinjection of IL-12EM with alum (alum+IL-12EM) or
AS01B (AS01B+IL-12EM) increased IgG2a preferentially over IgG1.
While the levels of Ag85A-specific IgG2a in groups with IL-12EM
were 128- to 256-fold higher than the levels in groups without
IL-12EM, the IgG1 levels were increased two- to eightfold. The
AS01B+IL-12EM-immunized group showed a 1,024-fold-higher level
of IgG2a than but the same level of IgG1 as the alum-immunized
group. After secondary immunization, alum-injected mice still
showed a lower IgG2a response than AS01B-injected mice. The
AS01B+IL-12EM-immunized group showed the highest ratio of IgG2a
to IgG1 specific to Ag85A (125 and 1,000 for primary and secondary
responses, respectively), suggesting that a strong Th1 immunity
would be established in this group (Table
1). A similar pattern
of IgG subtype distribution was observed with the ESAT-6-specific
antibody responses. Although little is known about the role
of antibody subtypes in the control of tuberculosis, there are
some reports showing that the IgG2a isotype is associated with
a Th1 cytokine response (
22,
23). Furthermore, the induction
of Th1 cellular immunity strongly correlates with protective
immunity against
M. tuberculosis (
25). Interestingly, the BCG-immunized
group showed low levels of Ag85A-specific total IgG and IgG1
responses and no IgG2a production, indicating that BCG immunization
itself could not effectively induce the antibody responses specific
to Ag85A, a major protein of culture filtrate protein (CFP).
Also, the ESAT-6-specific response could not be induced after
BCG immunization because BCG lacks the ESAT-6-encoding gene.
To investigate the adjuvant effect of IL-12EM on the induction
of the Th1 immune response, a gamma interferon (IFN-

) enzyme-linked
immunospot (ELISPOT) assay was performed using lymphocytes from
spleens (Fig.
2A) and draining lymph nodes (Fig.
2B). BCG-immunized
mice had a threefold-higher level of IFN-

specific to CFP than
to Ag85A. This is unlike other subunit vaccine-immunized mice,
which indicates that CFP-specific T-cell responses induced by
BCG vaccination may be comprised of responses specific to TB
antigens other than Ag85A. The pattern observed in the IgG2a
responses of alum- and AS01B-injected groups was also found
in the IFN-

response. AS01B, but not alum, induced Ag85A-, ESAT-6-,
and CFP-specific Th1 immune responses. The IL-12EM combination
with alum or AS01B also led to the enhancement of IFN-

production.
It is worthwhile to note that overall IFN-

responses are observed
to be higher in spleens than in draining lymph nodes. This suggests
that, as shown in the previous reports, effector memory cells
during a secondary response are preferentially enriched in nonlymphoid
tissues and spleens rather than in lymph nodes (
16,
19,
26,
27). To evaluate the peripheral immune response of the lungs
as a primary infection site of
M. tuberculosis, we performed
intracellular IFN-

staining for CD4
+ T cells isolated from lungs
(Fig.
2C). Similarly to the results observed with the ELISPOT
assay, the highest numbers of IFN-

-secreting CD4
+ T cells (2.90%
and 5.26% of CD4
+ T cells after stimulation with Ag85App and
ESAT-6p, respectively) were detected in the AS01B+IL-12EM group.
This indicates that this combination is effective in generating
peripheral Th1 immune responses as well as systemic Th1 immune
responses.
To investigate whether the immune response enhanced by IL-12EM
can lead to increased protection against tuberculosis, the mice
were challenged aerogenically with two different doses of
M. tuberculosis at 16 weeks after the first immunization. The subsequent
course of infection was monitored in the lung, the primary site
of infection (Fig.
3). BCG-immunized mice had threefold fewer
bacteria than saline-immunized mice after a high-dose challenge
(Fig.
3A) (
P of <0.001 and
P of <0.01 at 4 and 9 weeks
postchallenge, respectively). While alum did not reduce the
bacterial load, AS01B slightly reduced the bacterial number
by 1.5-fold on average at 4 weeks compared with saline, although
the difference was not statistically significant. In contrast,
the two groups containing IL-12EM exhibited significantly reduced
bacterial numbers compared to the saline group at 4 weeks (1.7-fold
[
P < 0.05] and 5.4-fold [
P < 0.001] for alum+IL-12EM-
and AS01B+IL-12EM-immunized groups, respectively). The growth
control in the AS01B+IL-12EM-immunized group was better than
that in the BCG-immunized group (1.7-fold,
P < 0.05). The
reduction of bacterial loads in saline control mice at 9 weeks
compared to that at 4 weeks might be due to acquired immunity
induced by
M. tuberculosis infection. At 9 weeks postchallenge,
the mice immunized with BCG or subunit vaccines showed a statistically
significant decrease in bacterial numbers compared with saline-immunized
mice (
P < 0.05 for all groups). This suggests that the vaccine-induced
memory immune response was boosted by the
M. tuberculosis challenge
and that the immune response could control bacterial growth.
Also, within this time period, BCG- and AS01B+IL-12EM-immunized
groups showed 3.4-fold- and 4.9-fold-lower numbers of bacteria,
respectively, than the saline-treated group (
P < 0.01 for
both). In cases of low-dose infection (Fig.
3B), the numbers
of bacteria were reduced in the AS01B-, alum+IL-12EM-, and AS01B+IL-12EM-immunized
groups compared to numbers in the control group. Alum-immunized
mice did not show a meaningful protective efficacy at either
4 or 9 weeks. The difference in adjuvant protection effects
between alum versus AS01B was definitive in the low-dose-challenge
experiment. AS01B+IL-12EM was superior to BCG at 4 and 9 weeks
(4.4-fold,
P < 0.05, and 9.5-fold,
P < 0.01, respectively).
Reviewing the histopathology, a substantial portion of the air
spaces in the lungs was filled with monocytes at 4 weeks of
infection in control mice, but no significant difference was
found between experimental groups despite a significant difference
in bacterial loads (data not shown). This might be due to the
infiltration of monocytes into the area of
M. tuberculosis infection
regardless of the bacterial number in the lesions. Bacterial
loads in the spleen were lower than those in the lung. The differences
between groups were less significant in the lung data, because
bacteria were administered via an aerosol route (supplemental
Fig.
1). After aerosol administration of
M. tuberculosis, the
mice given subunit vaccines together with different adjuvants
displayed a pattern of IFN-

response similar to that observed
before the challenge. However, saline-treated mice also showed
a substantial IFN-

response. This suggests that the antigen-specific
IFN-

response observed postchallenge might reflect not only
the recall response but also the response elicited by the remaining
bacteria (supplemental Fig.
2).
Our study is the first report demonstrating that the use of
IL-12EM as an adjuvant in a TB subunit vaccine model is effective
in the establishment of an antigen-specific Th1 immune response
and protection against
M. tuberculosis. Protection induced by
the subunit vaccine combined with AS01B+IL-12EM appeared to
be superior to that achieved by conventional BCG, suggesting
that this adjuvant combination has clinical potential. Although
the importance of IL-12 in the induction of Th1 immune response
and the control of
M. tuberculosis has been widely accepted,
the adjuvant effect of rIL-12 in subunit vaccines appears to
be transient (
9,
15,
24). Recent reports clearly demonstrate
that continuous IL-12 production is necessary for maintenance
of the pulmonary Th1 cells required for the control of persistent
M. tuberculosis infection (
7). We also found that codelivery
of IL-12EM could induce higher Th1 and CD8
+ T-cell responses
than that of rIL-12 in hepatitis B virus and influenza subunit
vaccine models (unpublished data). A precondition for the successful
implementation of TB subunit vaccines is the generation of long-term
T-cell memory response. In contrast to previous TB subunit vaccines
(
1), our subunit vaccine combined with AS01B+IL-12EM could sustain
antigen-specific Th1 responses 8 weeks after the last immunization.
This may be caused by IL-12EM since it is known that long-term
expression of IL-12 can maintain the memory T-cell response
(
9,
24). Our promising results may lay the groundwork for introducing
such vaccines as a practical alternative to BCG in the near
future.

ACKNOWLEDGMENTS
This work was supported by the National Research Lab Program
of the National S&T Program through Ministry of S&T
grants (M1-0204-00-0146 and M1-0204-000-060) and by the Gene
Therapy Program from a Ministry of SdT grant (M10534050001-06N3405-00110).
We are grateful to Jin-Won Youn for his helpful discussions and to Su-Yeon Kim for technical assistance. We also thank Pascal Mettens of GlaxoSmithKline Biologicals for generously providing AS01B.
The CFP of M. tuberculosis was made available through funds from the NIH, NIAID, contract NO1 AI-75320, entitled "Tuberculosis Research Materials and Vaccine Testing," at Colorado State University.

FOOTNOTES
* Corresponding author. Mailing address for Sang-Nae Cho: Department of Microbiology and Brain Korea 21 Project for Medical Sciences, Yonsei University College of Medicine, 134 Shinchon-dong, Seoul 120-752, Korea. Phone: 82 2 2228 1819. Fax: 82 2 392 9310. E-mail:
raycho{at}yumc.yonsei.ac.kr. Mailing address for Young-Chul Sung: Division of Molecular and Life Sciences, Postech Biotech Center, Pohang University of Science & Technology, San 31 Hyoja-dong, Pohang 790-784, Korea. Phone: 82 54 279 5544. Fax: 82 54 279 2294. E-mail:
ycsung{at}postech.ac.kr.

Supplemental material for this article may be found at http://iai.asm.org/. 
Editor: J. L. Flynn
Present address: Emory Vaccine Center and Department of Microbiology and Immunology, Emory University School of Medicine, 1510 Clifton Road, Room G211, Atlanta, GA 30322. 
Y.-C.S. and S.-N.C. contributed equally to this work. 

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Infection and Immunity, August 2006, p. 4954-4959, Vol. 74, No. 8
0019-9567/06/$08.00+0 doi:10.1128/IAI.01781-05
Copyright © 2006, American Society for Microbiology. All Rights Reserved.