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Infection and Immunity, February 2009, p. 676-684, Vol. 77, No. 2
0019-9567/09/$08.00+0 doi:10.1128/IAI.01186-08
Copyright © 2009, American Society for Microbiology. All Rights Reserved.

National Public Health Institute, Department of Vaccines, Helsinki, Finland,1 Haartman Institute, Department of Bacteriology and Immunology, University of Helsinki, Finland, and Helsinki University Central Hospital Laboratory, HUSLAB, Finland,2 National Public Health Institute, Department of Bacterial and Inflammatory Diseases, Helsinki, Finland3
Received 24 September 2008/ Returned for modification 26 October 2008/ Accepted 22 November 2008
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Serotypes 6B and 19F were two of the most common serotypes isolated from middle ear infections in the Finnish Otitis Media (FinOM) Cohort Study (26). In the FinOM Vaccine Trial, the efficacy of two 7-valent pneumococcal conjugate vaccines (PCVs; CRM197 and OMPC conjugates) was assessed in prevention of acute otitis media (AOM) (9, 27). Neither vaccine offered good protection against AOM caused by serotype 19F (25% and 37% efficacy), but both efficiently protected against serotype 6B (84% and 79% efficacy). The poor efficacy against 19F AOM could not be explained by inferior immunogenicity as measured by the enzyme immunoassay (EIA); the anti-19F antibody concentrations after vaccination with the OMPC conjugate were higher than the anti-6B concentrations (6, 27). Lower efficacies of conjugate vaccines against AOM caused by 19F have also been reported in other studies (2, 39, 43).
Protection against invasive pneumococcal diseases has been reported to cover all the serotypes included in the vaccine formula (2, 31, 40, 56), but a case-control study in the United States suggests less-efficient protection against 19F (87%) than against 6B (94%) (57). Vaccine failures caused by 19F were observed in both AOM and invasive disease with PncCRM in the Northern California Kaiser Permanente study (2). According to our previous data from the FinOM Vaccine Trial, up to five times more geometric mean antibody concentration (GMC) was needed for 50% killing of the 19F strain compared to that of the 6B strain (7) in the in vitro functional opsonophagocytic assay (OPA). Similar results suggesting that higher antibody concentrations are required for opsonophagocytic killing of 19F than for 6B have also been reported with 11-valent conjugates (50, 59).
The OPA measures the functional activity of serum antibodies, i.e., the ability of antibodies to enhance phagocytosis of encapsulated pneumococci (47). Preopsonization of bacteria with antibodies results in activation of the complement system, which leads to opsonization of the pneumococcal surface with C3b and iC3b, enabling intake of pneumococci by phagocytic cells through complement receptor-mediated phagocytosis (10, 48). Complement is an essential component of immunity in eliminating invasive pneumococci from the host. The ability of pneumococci to evade complement attack contributes greatly to the pathogenicity of the bacterium (22, 54). The capsule is the major virulence factor. Capsular polysaccharide forms an inert shield that prevents recognition of opsonins adherent to the bacterial cell wall by phagocytic cells (38).
Several pneumococcal virulence proteins inhibit complement-mediated host protection (21). Pneumococcal surface protein A (PspA) and C (PspC) act in synergy by inhibiting complement activation through classical and alternative pathways (33). Nearly all clinical isolates of pneumococci have either PspA family 1 or 2 proteins (16, 17). Members from PspA families 1 and 2 have the same inhibitory effect on deposition of human complement C3, suggesting that both play similar roles in virulence (46). The family of PspC proteins comprises 11 groups of polymorphic proteins, with structural similarities encoded by alleles of the same locus (19). PspC binds factor H (20, 22, 44), a serum protein involved in downregulation of complement activation and protection of host tissues from complement attack (37). This binding is species specific; PspC interacts only with human factor H via a specific binding domain (34). As a result of the bound functionally active factor H, cleavage of C3b and decay of the alternative pathway C3 convertase is promoted on the bacterial surface, resulting in reduced C3b deposition and impaired opsonophagocytosis (22). Most members of the PspC family can bind factor H, but the efficiency of factor H binding varies among pneumococcal strains (45).
In this study, we compared the ability of pneumococcal serotypes 6B and 19F to resist opsonophagocytic killing and complement deposition and explored whether the amount of C3 deposited on the surface of the bacterium reflects its sensitivity to opsonophagocytosis. We analyzed several clinical isolates side by side with the reference strains used in the standard OPA. To distinguish the role of antibodies from the inborn complement resistance/sensitivity of the strains, we measured C3 deposition by using both normal human sera and an agammaglobulinemic serum (AGS). The ability of the strains to bind factor H was analyzed to find out if other serum proteins play a role in the serotype-dependent interaction of pneumococci with complement. The results indicate that serotype 19F is generally more resistant to opsonophagocytosis than 6B and that OPA sensitivity correlates with complement deposition but not with factor H binding, suggesting that the difference between 6B and 19F relates to inborn differences in the ability of the two capsule structures to resist complement deposition.
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TABLE 1. Pneumococcal strains of this study
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Fresh bacterial cultures were used in flow cytometric C3 deposition and factor H binding assays. Bacteria were cultured on blood agar plates overnight at 37°C with 5% CO2. Colonies with an opaque morphology were inoculated into THYE broth and cultured to the early logarithmic growth phase. Bacteria were collected by centrifugation for 10 min. The pellet was washed with and resuspended in GVB (141 mM NaCl, 1.8 mM sodium barbital, 3.1 mM barbituric acid, pH 7.3 to 7.4, with 0.1% gelatin). Bacterial concentrations of the samples were determined from dilutions of the bacterial aliquots by measuring the optical density at 620 nm with a spectrophotometer (Spectronic Genesys; Milton Roy). Bacterial concentrations of the samples were estimated from an optical density at 620 nm versus viable count curve.
Serum samples. The sera used in the OPA were collected from infants immunized with 4 doses of an 11-valent PCV manufactured by Sanofi Pasteur. Written informed consents were obtained from the parents of the children participating in the PCV study before enrollment. The ethics committee of the National Public Health Institute, Helsinki, Finland, has reviewed the protocol and approved the use of the sera in this study. Serum immunoglobulin G (IgG) antibodies to capsular polysaccharides were measured with the EIA (58). Each pneumococcal strain was analyzed with 4 to 5 different infant sera; altogether, 39 different sera were used. The geometric mean antibody concentration to 6B was 5.8 µg/ml (from 3.5 to 8.1 µg/ml) and 6.6 µg/ml to 19F (from 3.2 to 12 µg/ml). Each strain was also analyzed with a control serum with a high antibody concentration to both serotypes (6B, 60 µg/ml; 19F, 57 µg/ml) drawn from an adult vaccinated with the commercial PCV, Prevenar.
In the C3 deposition assay, four different sera from young, healthy, unvaccinated adults with low concentrations of antibodies to 6B and 19F (normal human sera [NHS]), a serum collected from an agammaglobulinemic patient with nondetectable antibody concentrations to 6B and 19F (AGS), and a serum from a healthy adult immunized with PCV (immune human serum [IHS]) were used as the source of complement. Concentration of IgG to 6B and 19F polysaccharides was measured with 22F-EIA as previously described (51) (Table 2). Sera were divided into small volumes and stored at –70°C to preserve intact complement activity. Once thawed, the serum was used immediately.
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TABLE 2. Antibody concentrations (µg/ml IgG) in the sera used in the C3 deposition assaya
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MLST. The genotypes of the pneumococcal strains used in this study were analyzed by multilocus sequence typing (MLST) (8). In MLST, bacterial strains are identified by comparing the sequences of internal fragments of seven housekeeping genes (35). Six of the strains had been sequence typed in previous studies (12, 13) and 10 were analyzed at the National Public Health Institute, Helsinki, Finland, using the same method with minor modifications (8, 52).
PspA family typing. The PspA phenotype of the pneumococcal isolates was characterized serologically using two different rabbit antisera specific to PspA family 1 and PspA 2 proteins, as described before (36).
OPA.
The functional activity of antibodies in sera was measured by the standard OPA (47). CDC reference strains were analyzed alongside with clinical isolates using differentiated HL-60 cells (promyelotic leukemia cells, CCL240; American Type Culture Collection, Rockville, MD), which express complement receptors CR1 and CR3 (for iC3b and C3b) and a low-affinity receptor Fc
RII for IgG (47). Cells were cultured as described previously (47); differentiation of the cells was allowed to occur for 5 days. Shortly, polymorphonuclear cells were allowed to phagocytose bacteria in the presence of sera containing anticapsular antibodies and baby rabbit complement (Peel-Freez Biologicals/Dynal) or, as a control, complement only. The assay was performed on microtiter plates, and duplicate samples from each well were plated on THYE agar plates. The results were interpreted as the serum dilution that resulted in 50% of bacteria being killed compared to the bacteria present in the control well in which only complement, and no antibodies, was present. Each bacterial strain was analyzed with the same positive control serum and four to five other sera. Results are expressed as the anticapsular antibody concentration that resulted in 50% killing of bacteria; GMCs of the five sera with 95% confidence intervals (95% CI) are given.
Complement C3 deposition assay. Deposition of C3 on pneumococci was measured by flow cytometry. The bacterial concentrations were adjusted to 109 cells/ml in 20% serum diluted in GVB2+ (GVB with 0.5 mM MgCl2 and 0.15 mM CaCl2). Control samples were incubated with serum diluted in GVB-EDTA (GVB with 10 mM EDTA) or with GVB2+ without serum. Bacteria were incubated in a horizontal shaker incubator for 1 and 5 min at 37°C. The reaction was terminated by suspending bacteria in 1 ml of ice-cold GVB-EDTA. Bacteria were collected by centrifugation, washed with GVB-EDTA, and resuspended in 100 µl of GVB with anti-conjugated rabbit polyclonal anti-human C3c complement (anti-C3c)-fluorescein isothiocyanate (Dako Immunoglobulins, Denmark). The anti-C3c antibody reacts with human C3c and with the C3c part in C3, C3b, and iC3b. Bacteria were incubated with the anti-C3c antibody for 30 min on ice, washed with 1 ml of ice-cold VBS (141 mM NaCl, 1.8 mM sodium barbital, 3.1 mM barbituric acid, pH 7.3 to 7.4) and pelleted by centrifugation. Bacterial pellets were resuspended in 1 ml of VBS, and C3 on bacteria was detected by flow cytometry (FACSCalibur flow cytometer; Becton Dickinson), collecting data from 20,000 gated events. A sample with bacteria incubated with GVB2+ buffer instead of serum was used as a negative control in setting the threshold and fluorescence intensity. Intensity higher than 10 was considered positive for C3 binding. The percentage of positively staining bacteria (the percentage of bacteria above the threshold fluorescence intensity of 10 [% > FL-10]) was calculated for each sample. Each bacterial strain was analyzed on four different days with a different NHS in each analysis. In addition, each strain was analyzed once with IHS in the standard GVB2+ buffer as well as in GVB-EGTA (GVB with 10 mM EGTA), which blocks activation of complement via the classical pathway. Each strain was also analyzed once with the AGS. A sample with bacteria incubated with NHS in GVB-EDTA, which blocks both alternative and classical pathways of complement activation, was used as a negative control in each analysis.
Factor H binding assay. Binding of factor H to pneumococci was measured by flow cytometry. Pneumococci (109 cells/ml) were incubated with 30% heat-inactivated serum diluted in GVB-bovine serum albumin (BSA) (GVB with 1% BSA). Bacteria were incubated on a horizontal shaker for 30 min at 37°C. Pellets were washed once with 1 ml GVB and incubated in 100 µl of GVB-BSA with in-house monoclonal mouse anti-human factor H antibody 196X (24) for 30 min at 22°C with shaking, followed by one wash with VBS. Secondary antibody, Alexa488-labeled goat anti-mouse IgG (Molecular Probes; Invitrogen) was added in a volume of 50 µl and incubated for 30 min at 22°C with shaking. The bacteria were washed and resuspended in VBS. Binding of factor H on bacteria was detected by flow cytometry collecting data from 20,000 gated events. A sample with bacteria incubated in buffer instead of serum was used as a negative control in setting the threshold. Geometric mean intensities of fluorescence (GMF) were analyzed from each sample. Each bacterial strain was analyzed on three different days, with the same serum.
Statistical methods. Geometric means and 95% CI of the serum antibody concentrations required for 50% opsonophagocytic killing were calculated from the five or six sera with which each bacterial strain was analyzed. Averages of bacteria positive for C3 deposition with standard deviations were calculated from the four sera analyzed. Because all bacterial strains bound factor H, GMF and not the percentage of positive bacteria were compared and geometric means were calculated from three separate analyses. Student's t test (2-tailed, assuming unequal variance) was applied in comparisons of serotypes 6B and 19F. Differences between individual strains within the serotype were compared by one-way analysis of variance (ANOVA), followed by Tukey's honestly significant difference post hoc test when appropriate. In all analyses, P values of <0.05 were considered to indicate statistically significant differences.
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Opsonophagocytic killing of pneumococci. A total of 16 pneumococcal strains were analyzed in the OPA with sera from vaccinated individuals, and the GMC required for 50% killing of the bacteria was calculated. All strains of serotype 19F were more resistant to opsonophagocytic killing than any 6B strain (Fig. 1A). The difference between serotypes 6B and 19F in sensitivity to opsonophagocytosis was statistically significant in all comparisons, both between mucosal and invasive strains (Fig. 1B). On average, 5.8 times as much antibody was required for killing 19F strains as for 6B strains. Significantly more antibodies were required for killing invasive 6B strains (0.06 µg/ml) than for mucosal 6B strains (0.03 µg/ml; P = 0.017; Student's t test), while the concentrations of antibodies required for killing invasive and mucosal 19F strains were similar (0.28 µg/ml and 0.21 µg/ml, respectively). Statistically significant differences between individual strains were observed within serotype 19F (P < 0.001; one-way ANOVA). The 19F OPA strain was the least sensitive to opsonophagocytosis and required a significantly higher GMC for 50% opsonophagocytosis than 19F MEF2, MEF3, INV1, or INV3 (P < 0.05; Tukey's honestly significant difference test).
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FIG. 1. Opsonophagocytic killing of serotype 6B and 19F pneumococcal strains; each strain was analyzed with 5 to 6 different sera from vaccinated individuals. The results for individual strains (A) and for all strains, mucosal strains, and invasive strains combined (B) are presented as GMCs required for 50% opsonophagocytic killing with 95% CI. ***, P < 0.001 (Student's t test, 2-tailed with unequal variance).
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FIG. 2. Deposition of complement protein C3 on pneumococcal strains of serotypes 6B and 19F. Strain-specific average percentages of bacteria positive for C3 binding (% > FL-10) with standard deviations are given. Each pneumococcal strain was analyzed with four different NHS (A), an AGS (B), an IHS (C), and the IHS diluted in buffer containing EGTA to inhibit the classical pathway of complement activation (D).
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FIG. 3. Deposition of complement protein C3 on pneumococcal serotypes 6B and 19F. Average percentages of mucosal and/or invasive strains positive for C3 deposition (% > FL-10) with standard deviations are given. Pneumococci were analyzed with four different NHS (A), an AGS (B), an IHS (C), and the IHS diluted in buffer containing EGTA to inhibit the classical pathway of complement activation (D). *, P < 0.05; **, P < 0.01; ***, P < 0.001 (Student's t test, 2-tailed with unequal variance).
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FIG. 4. Comparison of C3 deposition on pneumococcal serotypes 6B and 19F with different sera. All serotype 6B and 19F strains (listed in Table 1) were analyzed in parallel with four different sera with low concentrations of anticapsular antibodies (NHS), an AGS, an IHS, and the IHS with 10 mM EGTA (IHS+EGTA). Average percentages of bacteria positive for C3 deposition (% > FL-10) with standard deviations are given. *, P < 0.05; **, P < 0.01; ***, P < 0.001 (Student's t test, 2-tailed with unequal variance).
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FIG. 5. Correlation between deposition of complement protein C3 and OPA (A), factor H binding and OPA (B), and factor H binding and C3 deposition (C). All pneumococcal serotype 6B and 19F strains (listed in Table 1) were compared. The results are given as bacteria positive for bound C3 (% > FL-10; average of four NHS, GMC needed for 50% opsonophagocytic killing, and the average amount of factor H bound to bacteria [GMF]).
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It appears that serotype 19F is more difficult than 6B to protect against by vaccine-induced immunity to polysaccharide antigens. Previous studies have indicated that a significantly higher concentration of antibody may be necessary to achieve protection against middle ear infection caused by serotype 19F than 6B (2). The antibody concentration associated with protection against AOM was estimated to be 0.5 µg/ml against 6B, whereas the predicted efficacy for 19F was negligible up to the highest antibody concentration tested (23). Although EIA for quantitation of antipneumococcal capsular antibodies is currently the primary method recommended by the WHO to evaluate immune responses to pneumococcal polysaccharide-based vaccines, the accumulating data from clinical trials clearly demonstrate the added value of OPA in vaccine evaluation (7, 50). Analysis of several clinical isolates of pneumococci in this study confirmed the previous finding (7) that significantly more antibody to the serotype 19F than 6B polysaccharide is required for the same level of opsonophagocytosis. Differences between strains were not statistically significant within serotype 6B, whereas the reference 19F strain (DS2217-94) was by far more resistant than any of the other 19F strains. Because the genetic background of the strain can have such a clear impact on the results received with the OPA, attention should be paid on the choice of reference strains. In order to avoid variance between laboratories applying the standard OPA, either the same strains, or strains tested against the CDC reference strains, should be used.
Serotype 19F isolates compared in this study were significantly less susceptible to complement deposition than the serotype 6B strains, which is in agreement with serotype 19F being more resistant to opsonophagocytosis. We observed small differences in complement deposition between strains within each serotype, but they were not statistically significant. The possibility that expression of pneumococcal proteins PspC and PspA could affect complement resistance of the isolates was taken into consideration by analyzing the ability of the strains to bind factor H and by serologically detecting the PspA family on the bacteria. All isolates expressed PspA and bound factor H. Differences in the efficiency of factor H binding could not account for the serotype-related differences seen in complement resistance. As expected from previous studies describing the similar roles of PspA families 1 and 2 in virulence (46), resistance to complement deposition and phagocytosis could not be accounted for by a particular PspA family, since isolates representing serotypes 6B and 19F both included the same number of strains with family 1 and family 2 PspAs. In serotype 2 and 3 strains with either family 1 or 2 PspA, both the capsule structure and the genetic background were found to influence complement deposition (1). In this study, both serotypes 6B and 19F included several different multilocus sequence types, and although differences were observed between strains within a serotype, mainly the capsule rather than the genetic background of the isolates determined their complement resistance.
The AGS and NHS used in the C3 deposition analyses contained little if any antibody to capsular polysaccharides 6B and 19F, whereas the IHS was from an immunized individual. Complement deposition was highest when using the IHS, lowest with the AGS, and intermediate with the NHS, which indicates that antibodies enhance complement deposition. Complement deposition was similar to 6B and 19F when using the IHS with a threefold concentration of anti-19F compared to that of anti-6B, suggesting that by increasing anti-19F antibody concentration, the complement resistance of 19F pneumococcal strains could be overcome. Natural- and vaccine-induced antibodies to PspA can also increase complement deposition (41). Our finding that serotype 19F isolates were more resistant to C3 deposition even in the absence of antibodies in AGS suggests that the resistance to C3 deposition cannot be attributed to a poorer susceptibility to protein antibodies or poorer quality of 19F than 6B polysaccharide antibodies. Furthermore, the differences between serotype 6B and 19F isolates in complement deposition could not be explained by differential recruitment of complement regulatory protein factor H on the bacterial surface, supporting our conclusion that the serotype 19F isolates were generally more resistant to complement due to the serotype 19F polysaccharide capsule.
The mechanism explaining the resistance of serotype 19F strains to complement deposition and opsonophagocytosis remains to be solved. As a result of complement activation, C3 forms covalent bonds with hydroxyl and amino groups on biological targets. Comparison of the chemical structures of the polysaccharides (30) reveals that the repeat unit of serotype 6B polysaccharide (galactose-glucose-rhamnose-ribitol) contains 10 hydroxyl groups, while serotype 19F (mannose-glucose-rhamnose) has only 7. However, the molecular structures immediate to the hydroxyl groups affect the efficiency of C3b binding (5). Whether the difference in the amount of hydroxyl groups, molecular composition of the polysaccharides, or other factors are responsible for the larger amount of C3b binding on serotype 6B strains remains to be seen, as it cannot be concluded based on the data we have so far.
Streptococcus pneumoniae undergoes phase variation from transparent to opaque phase involving increased expression of the capsule, teichoic acids, and virulence proteins such as PspA (28). Opaque variants are more virulent in the mouse model of sepsis (28), and more antibody is required for opsonophagocytic killing of opaque variants expressing larger amounts of capsular polysaccharides than transparent phase variants (29). Phase variation is reversible; extensive changes in gene expression are observed in different host environments (32, 42). During bacteremic phase, pneumococci most closely resemble bacteria in a broth culture (42). For this study, bacteria were cultured to the logarithmic growth phase in broth culture in order to enhance encapsulation. In the complement deposition assay, only fresh cultures were used, because differences were observed between individual strains within serotype 19F regarding tolerance to freezing. Transparent variants are more capable of colonizing the nasopharynx (55), suggesting that strains isolated from mucosal surfaces would be in the transparent phase. Both invasive and mucosal isolates were selected for this study. Mucosal isolates of 6B (but not 19F) were more susceptible to opsonophagocytic killing than the invasive strains, while complement deposition on mucosal and invasive isolates was similar. Differences between serotypes 6B and 19F in complement deposition and opsonophagocytosis were significant both between mucosal and invasive isolates, indicating that the differences cannot be explained by the 6B isolates being in a different phase.
The early studies of Hostetter suggested that the ratio of iC3b to C3d rather than the total amount of C3 deposited on pneumococci would explain differences between serotypes in resistance to opsonophagocytosis, because the most important complement receptor, CR3, recognizes iC3b but not C3d (18). The experiments suggested that serotypes 3 and 4 would enhance degradation of C3b to C3d, while serotypes 6A and 14 displayed only iC3b on their surfaces (18). Hostetter concluded that the absolute number of C3b molecules bound on bacteria could not explain differences observed in resistance of these serotypes to phagocytosis as described in literature. However, we found a clear association between the total amount of C3b detected on the bacterial surface and sensitivity of the same strains to opsonophagocytosis. Opsonophagocytic killing of pneumococci is strongly dependent on activation of the classical pathway of complement by antibodies, not direct antibody-mediated phagocytosis via Fc receptors (49). Rapid cleavage of C3b to iC3b is favorable to the pathogen as it results in decay of the alternative pathway C3 convertase and inhibits deposition of new C3b molecules on the pneumococcal surface. Breakdown of C3b to iC3b thus decreases net C3b deposition, which leads to impaired opsonophagocytosis.
The classical pathway is the dominant pathway in eliminating pneumococcal infection (3). Therefore, it was not surprising that inhibition of the classical pathway of complement activation resulted in significantly reduced deposition of C3b on bacteria. The classical pathway can be activated not only by specific IgG and IgM, but with natural IgM (3, 60) and serum proteins detecting pathogen-associated structures and interacting with C1q (25, 61). Chelation of Ca2+ by EGTA blocks activation of the classical pathway, whether it is triggered by antibodies or serum proteins. In this study, more C3 was deposited on 6B than on 19F when the classical pathway was inhibited, which may indicate different susceptibilities of the serotypes to innate immune mechanisms.
In summary, we have demonstrated that pneumococcal strains of serotypes 6B and 19F have different susceptibilities to complement deposition and antibody-mediated phagocytosis. Our results suggest that strains with the 19F capsule are naturally more resistant to complement deposition than serotype 6B strains and that more anticapsular antibodies are required for efficient opsonophagocytosis of serotype 19F strains. The different susceptibilities of serotypes to complement deposition, opsonophagocytosis, and resultant antibody-mediated protection should be taken into account when guidelines for serological correlates for vaccine efficacy evaluations are made.
This work was partly supported by GlaxoSmithKline Biologicals (GSK Bio). Helena Käyhty has provided consultancies on advisory boards for GSK Bio, has had travels paid by GSK Bio as an invited speaker or expert at symposia, and has received honoraria from GSK Bio.
Published ahead of print on 1 December 2008. ![]()
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